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Interim Analysis

DISCUSSION TOPIC #8 Should trials be continued if: The results for the primary endpoint are definitive, but there is uncertainty about key secondary outcomes ? Group 8. Interim Analysis.

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Interim Analysis

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  1. DISCUSSION TOPIC #8Should trials be continued if: The results for the primary endpoint are definitive, but there is uncertainty about key secondary outcomes?Group 8

  2. Interim Analysis An evaluation of the current data from an ongoing trial, which can potentially modify the conduct of the study Reasons to conduct interim analysis: Assess safety, identify important clinical findings, economic reasons Data Monitoring Committee (DMC): multi-disciplinary committee that meets at pre-specified intervals to carefully weigh the risks and benefits of treatment effects and determine if early termination is practical • Independent from investigators • Recommended to avoid/minimize bias

  3. Reasons for Early Termination • Safety Concerns - risk to participants • Substantially beneficial effects are observed • Unlikely to see a statistically significant difference between treatment groups (futility) • Data quality is compromised • Low accrual rate • Target question may no longer be important – already determined from other ongoing trials

  4. Dangers of Early Termination • Credibility of results • Bias in the assessment of the response variable(s) • Impact of missing data • For multi-site trial, internal consistency • Acceptability within clinical community • Potential adverse events and outcomes of secondary response variables after termination

  5. Primary and Secondary Endpoints Early termination relies on meeting either one or a combination of these endpoints: Primary Endpoint – A clinical endpoint that provides sufficient evidence to fully characterize the effect of treatment. Ex: Disease-related death Secondary Endpoint – A clinical endpoint that is of interest, but not primary interest. It can assess safety or help interpret a primary endpoint. Ex: MI, stroke

  6. Stopping Guidelines for Early Termination • Investigators and DMC agree upon stopping guidelines a priori • Set p-value thresholds for primary and secondary endpoints • P-value thresholds should be adjusted for multiple comparisons to maintain desired Type I Error (false positive) rate • For ethical reasons, p-value threshold for proof of harm often less stringent than for proof of benefit

  7. Primary versus Secondary Endpoints: “And”/“Or” Rules • “And” Rule: Study terminated only if primary and secondary endpoints show effect in the same direction (either benefit or harm) • P-value threshold for secondary endpoints may be less stringent (e.g. p=0.20), or left to discretion of DMC • “Or” Rule: Terminated if any endpoint shows benefit or harm to the pre-specified p-value

  8. Flexibility in Stopping Guidelines • According to the DHHS/FDA guidelines, DMC is not required to follow stopping guidelines; should exercise their judgment • Statistical stopping boundary is only one component in a complex decision • If primary outcome is significant but safety data is equivocal: a thorough benefit/risk assessment may not be possible at interim review • Adverse safety effects may be longer-term and/or may not be known yet • Treatment effect will be unstable at early stages of a trial

  9. Other Considerations in Decision to TerminateTrial • Clinical judgment plays a critical role • In a study with many endpoints, the most clinically relevant component may need to dominate the decision • Results from similar trials/earlier phases can provide further information on endpoints • If treatment is meant to be taken long-term, need long-term efficacy and safety data • FDA regulation requires rigorous evidence of both efficacy and safety

  10. Conclusions • Friedman et al: “Statistical methods are useful as guides but not adequate as rules” • Use combination of statistical guidelines and clinical judgment to weigh benefits/risks • Should trial be continued if primary endpoint is definitive, but there is uncertainty about safety endpoints? • Probably, but it is a case-by-case decision • Consider: p-values, clinical judgment of endpoints, # events that have occurred, and outside data

  11. References • Friedman L.M., Furberg C.D., DeMetsD.L.(2010). Fundamentals of Clinical Trials.293-310. • MontoriVM et al. (2005). Randomized Trials Stopped Early for Benefit. JAMA 294: 2203-2209. • Pocock SJ (2005). When (Not) to Stop a Clinical Trial for Benefit. JAMA 294: 2228-2230. • Schulz KF & Grimes AD (2005). Multiplicity in Randomised Trials II: Subgroup and Interim Analyses. The Lancet 365: 1657-1661. • U.S. DHHS & FDA (2006). Guidance for Clinical Trial Sponsors: Establishment and Operation of Clinical Trial Data Monitoring Committees. • Whitehead J, Todd S, Stallard N. (2001).Interim Analyses in Clinical Trials.51(5):393. • Zhao Y, Grambsch PM, & Neaton JD (2007). A Decision Rule for Sequential Monitoring of Clinical Trials with a Primary and Supportive Outcome. Clinical Trials 4: 140-152.

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