capability maturity model integration cmmi overview provided to usc rick hefner, ph.d. 12 november 2004

1: 1 Capability Maturity Model Integration (CMMI) OverviewProvided to USCRick Hefner, Ph.D.12 November 2004 Capability Maturity Model® Integration (CMMISM), Version 1.1CMMI for Systems Engineering, Software Engineering, Integrated Product and Process Development, and Supplier Sourcing (CMMI-SE/SW/IPPD/SS, V1.1)Staged Representation, CMU/SEI-2002-TR-012, ESC-TR-2002-012, March 2002 http://www.sei.cmu.edu/cmmi

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3: 3 What’s Included in the CMMI? Maturity model documents Modules for Engineering (SW/SE), Integrated Product/Process Development (IPPD), Acquisition Two different representations (staged, continuous) Appraisal documents Appraisal Requirements for CMMI (ARC) – guides appraisal method developers Standard CMMI Appraisal Method for Process Improvement (SCAMPI) Method Description Document (MDD) – high fidelity benchmarking appraisal method Training modules 3 day Introduction to CMMI (staged, continuous versions) 5 day Intermediate CMMI 1 day SCAMPI Appraisal Team Member (ATM) 5 day SCAMPI Lead Appraiser Appraiser program SEI-authorized Lead Appraisers, Appraisal Team Members

4: 4 CMMI Appraisals The formal method from determining whether you have achieved a maturity level is a SCAMPI (Standard CMMI Appraisal for Process Improvement) 1-2 week of evidence reviews and interviews 6-10 trained appraisers, led by a SEI-authorized Lead Appraiser Follows a defined methodology Requires evidence of every practice for every project Produces an AppraisalDisclosure Statement (ADS) Less formal methods (class B & C appraisals) can be used to identify gaps, check progress

5: 5 Maturity Levels The model is organized as a series of maturity levels, 1-5 The more mature your organization is, the more challenging the work you could successfully perform Tight schedules Tight budgets Risks To achieve a maturity level, you must satisfy the expected process areas at that level

6: 6 Disciplines CMMI model encompasses the software and systems engineering disciplines Stated generically as engineering activities Amplifications used to discuss SW/SE differences Additional disciplines included as add-on process areas Integrated Product/Process Development (IPPD)* – add-on to the Engineering processes Acquisition** – add-on to the Engineering processes

7: 7 Selecting a Discipline to Use Different model versions exist CMMI-SW -- CMMI-SE/SW/IPPD CMMI-SE/SW -- CMMI-SE/SW/IPPD/SS You select which disciplines you wish to use, based on where you are trying to improve Example – A company which engineers and builds computer systems, by acquisition of COTS hardware and development of custom software, using integrated teams Use CMMI-SW applied only to the software development Use CMMI-SE/SW applied to the computer system and the software Use CMMI-SE/SW/IPPD applied to the system, software, and use of teams Use CMMI-SE/SW/IPPD applied to the system, software, teams, and COTS acquisition

8: 8 Process Areas Organized by Category

9: 9 Practices Practices are the building blocks of the process areas Example - Project Planning Process Area Specific Practice 1.1 - Establish a top-level work breakdown structure (WBS) to estimate the scope of the project. To satisfy the required goals, you are expected to perform the practices Most commercial and defense projects/organizations will implement as written You may perform equivalent practices if they have an equivalent effect toward satisfying the generic or specific goal These are termed “alternative practices” Less prevalent in CMMI than in SW-CMM, because the CMMI practices are at a slightly higher level of abstraction “Equivalent” is a judgment call – discuss with your appraiser

10: 10 Specific Practices vs. Generic Practices Apply to a single process area Describe activities that implement the process area Example – Requirements Mgmt. SG 1 Manage Requirements SP 1.1 Obtain an Understanding of Requirements SP 1.2 Obtain Commitment to Requirements SP 1.3 Manage Requirements Changes SP 1.4 Maintain Bidirectional Traceability of Requirements SP 1.5 Identify Inconsistencies between Project Work and Requirements Apply to all process areas Describe activities that institutionalize the process areas GG 2 Institutionalize a Managed Process GP 2.1 Establish an Organizational Policy GP 2.2 Plan the Process GP 2.3 Provide Resources GP 2.4 Assign Responsibility GP 2.5 Train People GP 2.6 Manage Configurations GP 2.7 Identify and Involve Relevant Stakeholders GP 2.8 Monitor and Control the Process GP 2.9 Objectively Evaluate Adherence GP 2.10 Review Status with Higher Level Management GG 3 Institutionalize a Defined Process GP 3.1 Establish a Defined Process GP 3.2 Collect Improvement Information

11: 11 Example: Specific Practices for Project Planning SG 1 Establish EstimatesEstimates of project planning parameters are established and maintained. SP 1.1 Estimate the Scope of the ProjectEstablish a top-level work breakdown structure (WBS) to estimate the scope of the project. SP 1.2 Establish Estimates of Work Product and Task AttributesEstablish and maintain estimates of the attributes of the work products and tasks. SP 1.3 Define Project Life CycleDefine the project life-cycle phases upon which to scope the planning effort. SP 1.4 Determine Estimates of Effort and CostEstimate the project effort and cost for the work products and tasks based on estimation rationale.

12: 12 Generic Practices Apply to All Process Areas

13: 13 How Does Industry Use the CMMI? Companies use the model to identify process improvements The model suggests practices a mature organization should use Companies use the model to set organizational improvement goals (“Achieve CMMI Level 3 in 2005”) Customers use the model to assess contractor capability May ask an organization about it’s rating May conduct their own appraisal