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Nexus

GenTech LLC. Nexus. The Broker/Dealer Command and Control System. Do you control your Broker/Dealer or does your data control your Broker/Dealer?. GenTech LLC. The Nexus System. GenTech LLC. Basic Categories of Nexus Data. Accounts/Owners Your firm's Account Application Risk Profile

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Nexus

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  1. GenTech LLC Nexus • The Broker/Dealer Command and Control System Do you control your Broker/Dealer or does your data control your Broker/Dealer?

  2. GenTech LLC The Nexus System

  3. GenTech LLC Basic Categories of Nexus Data • Accounts/Owners • Your firm's Account Application • Risk Profile • Electronic Documents • E-mails • Transactional • Trade Commissions • Advisory Fees • Direct Business Compensation • Adjustments • Advisor Related • Licensing • Continuing Education • Place in Supervisory Hierarchy • Rep Codes, Numbers, Splits, Alternates

  4. GenTech LLC Nexus is: Account On-Boarding • Custom Fields • Integration • Data Control • Advisor Facing • EDGE Reports

  5. Compensation Processing GenTech LLC • Rule Based • Transparency • Powerful • Flexible • EDGE Reports Nexus is: Account On-Boarding • Custom Fields • Integration • Data Control • Advisor Facing • EDGE Reports

  6. Compliance Automation GenTech LLC • Smart Blotter • Rulesets • Email Notices • Supervisors • EDGE Reports Nexus is: Compensation Processing Account On-Boarding • Custom Fields • Integration • Data Control • Advisor Facing • EDGE Reports • Rule Based • Transparency • Powerful • Flexible • EDGE Reports

  7. GenTech LLC Nexus can: Provide a unified portal for the home office and advisors alike Give you greater control over your day to day operations Affordable for Broker/Dealers from 5 to 5000 advisors Integrate with any other system willing to do so Improve the B/D's ability to supervise the field Greatly reduce the cost and difficulty of audits

  8. Any technology sufficiently advanced is indistinguishable from magic. ‘ - Arthur C. Clarke

  9. Q&A

  10. Thank you.

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