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Understanding M/WBE Compliance

Understanding M/WBE Compliance . A Guide to Achieving Article 15-A Compliance in Human Services Contracting January 2014. What is M/WBE - EEO?. M/WBE - Minority- and Women-Owned Business Enterprises MBE – Minority-Owned Business Enterprises WBE – Women-Owned Business Enterprises

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Understanding M/WBE Compliance

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  1. Understanding M/WBE Compliance A Guide to Achieving Article 15-A Compliance in Human Services Contracting January 2014 Rev (1/2014)

  2. What is M/WBE - EEO? • M/WBE - Minority- and Women-Owned Business Enterprises • MBE – Minority-Owned Business Enterprises • WBE – Women-Owned Business Enterprises PLEASE NOTE - OCFS has set its M/WBE Participation Goal at 22.5% with a suggested spending split of 13% Women Owned/9.5% Minority Owned • EEO - Equal Employment Opportunity • Article 15-A of the New York State Executive Law and its associated regulations outline the requirements of this agency’s M/WBE-EEO program Rev (1/2014)

  3. Applicability of Article 15-A • State Vs. Federal Funding – NYS requires that all contractors, including those with contracts that are 100% Federally-funded, comply fully with the M/WBE initiative. As such, OCFS requires that all contractors meet established spending goals. • Appendix M/WBE - Appendix M/WBE provides summary of requirements for contracting. • EEO – M/WBE Requirements include completing the following forms: • Organization’s EEO – M/WBE Policy Statement or OCFS 3460 • Project Staffing Plan – OCFS 4629 • Subcontracting/Suppliers Utilization – OCFS 4631 • M/WBE Subcontractors and Suppliers Letter of Intent to Participate – OCFS 4630 • M/WBE Quarterly Report – OCFS 4441 Rev (1/2014)

  4. Who is Responsible for Considering M/WBE Goals in Discretionary Spending? • For-Profit Contractors M/WBE Certified will have all dollars from their Budget counted toward OCFS agency goal. • For-Profit Contractors not MWBE Certified must consider OCFS goals with all subcontracts/services, products or commodities secured with discretionary funds in the NPS portion of their Budget. • Not-for Profit Contractors, counties and local governmental jurisdictions must consider OCFS goals with all subcontracts/purchase agreements for services, products or commodities secured with discretionary funds in the NPS portion of their Budget. Rev (1/2014)

  5. NYS Certified M/WBEs NYS Certified Vs. Non-Certified M/WBEs Only Certified NYS Certified Minority- and Women-Owned Businesses can count towards participation goals. Find eligible businesses by searching the NYS M/WBE Directory located at: https://ny.newnycontracts.com Rev (1/2014)

  6. A Look at the NYS Contract System Homepage https://ny.newnycontracts.com Rev (1/2014)

  7. More @ https://ny.newnycontracts.com Vendors who are interested in becoming certified as an M/WBE can also begin the process at the NYS Contract System Website. • No fee to apply • Process is streamlined • Application process is 95% on line • Cross Certification with NYC and NY/NJ Port Authority possible Rev (1/2014)

  8. Compliance Process The Contractor should: • Read the awarded contract to understand the specific M/WBE requirements. • Identify all discretionary non personal service (NPS) items in the approved budget and determine the total dollar amount. Instructions on identifying discretionary NPS can be found on pages 12-15 of this presentation. • Calculate the M/WBE Participation Goal Amount - Currently OCFS requires its contractors set a goal amount equal to 22.5% of discretionary NPS. Multiply the M/WBE Goal(%) by Discretionary NPS Amount($) Rev (1/2014)

  9. Compliance Process Continued • Review the list of discretionary NPS items to be purchased • Use the Directory of NYS Certified M/WBEs to identify appropriate vendor(s) to make the purchases. https://ny.newnycontracts.com • Develop purchasing strategies that maximize M/WBE utilization Information developed in steps 1 – 5 is entered onto the Subcontracting/Suppliers Utilization – OCFS 4631 and M/WBE Subcontractors and Suppliers Letter of Intent to Participate – OCFS 4630 • Report M/WBE spending on a quarterly basis using OCFS 4441 M/WBE Quarterly Report Form. Rev (1/2014)

  10. How Do I Find Information on M/WBE Requirements? The information about the specific M/WBE participation goals is provided at several points in the process: • RFP, request for proposal, or IFB, invitation for bid • Contract award documents and correspondence • Renewal packages Rev (1/2014)

  11. Finding the M/WBE Goal The OCFS Annual Goal Plan Update contains this information and is located at the OCFS Contracts, Grants & RFP page on the internet site http://ocfs.ny.gov/main/bcm/ Rev (1/2014)

  12. Discretionary Spending Defined Discretionary spending is defined as procurements, earmarked in the NPS (Non-Personal Service) section of the Budget, where the vendor has options as to who to select in order to solicit a service, product or commodity. Discretionary purchasing also improves opportunities for M/WBE vendors to secure business with the state. Rev (1/2014)

  13. Areas Usually With No Discretion • Examples of budget items which are not considered discretionary are: • Personnel costs including fringe benefits • Rent • Utilities • Telephones • Travel expenses (administrative) • Postage • Administrative rates costs Rev (1/2014)

  14. Opportunities for Discretion Common examples of common discretionary NPS budget items: • Program Supplies • Computer Equipment and Supplies • Office Supplies • Educational Supplies • Art and Crafts Supplies • Recreational or Sports Equipment • Paper Products • Electronics & Accessories • Furniture • Printing Services Rev (1/2014)

  15. Other Areas to be Considered for Discretion In addition, the availability of M/WBEs to perform certain types of contractual services must be examined prior to entering into contractual relationships with non-M/WBEs. Examples of the types of services that must be evaluated are: • Consultants for Provision of Program Services • Janitorial Services • Equipment Maintenance • Computer/IT Service • Accounting Services • Insurance • Transportation Costs (program services) Rev (1/2014)

  16. Need Help? NYS Office of Children and Family Services • MWBEinfo@ocfs.ny.gov – general M/WBE mail box • Equal Opportunity & Diversity Development G. Bernett Marion, Sr., Director, EODD; Bernett.Marion@ocfs.ny.gov; 518-474-3715 Nicole Keith, Affirmative Action Administrator 2; Nicole.Keith@ocfs.ny.gov; 518-474-3715 Bureau of Contract Management Gail Babb, Contract Compliance Officer; Gail.Babb@ocfs.ny.gov; 518-473-8345 NYS Empire State Development Corp Division of Minority & Woman Business Development https://ny.newnycontracts.com NYS Office of General Services(OGS) Procurement Services Group www.ogs.ny.gov customer.services@ogs.ny.gov; (518) 474-6717 Rev (1/2014)

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