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PRODUCT & SERVICES PRESENTATION

GAIN Capital Group is a global provider of trading services and solutions for OTC FX, metals, and exchange-traded futures markets. We offer expert advice, execution, clearing, custody, and technology products for institutional and retail clients.

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PRODUCT & SERVICES PRESENTATION

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  1. PRODUCT & SERVICESPRESENTATION

  2. Disclaimer The information and opinions in this presentation are for general information use only and are not intended as an offer or solicitation with respect to the purchase or sale of any contract or currency. All opinions and information contained in this communication are subject to change without notice. This communication has been prepared without regard to the specific investment objectives, financial situation and needs of any particular recipient. Any reference to historical price movements or levels is informational based on our analysis and we do not represent or warranty that any such movements or levels are likely to reoccur in the future. While the information contained herein was obtained from sources believed to be reliable, author does not guarantee its accuracy or completeness, nor does author assume any liability for any direct, indirect or consequential loss that may result from the reliance by any person upon any such information or opinions. GAIN Capital Group, LLC (“GAIN Capital”) is a global provider of trading services and solutions, specializing in OTC FX and metals through its ‘Forex.com’ division, and exchange-traded Futures and Options on Futures markets through its ‘GAIN Futures’ division. GAIN Capital makes no investment recommendations and does not provide financial, tax or legal advice. Products and services intended for U.S. customers and may not be available or offered in other jurisdictions. GAIN Futures is a registered FCM and RFED with the CFTC and member of the National Futures Association (NFA # 0339826). Our global affiliates are regulated by the Financial Conduct Authority (FCA) in the UK, the Australian Securities and Investment Commission (ASIC) in Australia, the Financial Services Agency (FSA) in Japan, Investment Industry Regulatory Organization of Canada (IIROC) in Canada and Securities and Futures Commission of Hong Kong (SFC) in Hong Kong. Futures, options on futures and forex trading involves substantial risk and is not appropriate for all investors. Spot Gold and Silver contracts are not subject to regulation under the U.S. Commodity Exchange Act. Increasing leverage increases risk. Online trading has inherent risk due to system response and access times that may vary due to market conditions, system performance, volume and other factors. A trader should understand these and additional risks before trading.

  3. About GAIN Capital Our parent company, GAIN Capital Holdings Inc. (NYSE: “GCAP”) does business through a global network of operating subsidiaries that include global CFD and FX brands FOREX.com, City Index; and GAIN Futures, which provides access to the world's major commodity and derivatives trading on over 30 global exchanges. GCAP is headquartered in Bedminster, New Jersey, and has a global presence with 800+ staff across North America, Europe and Asia Pacific. GAIN Capital Group, LLC is a global provider of trading services and solutions, specializing in OTC FX and metals through its ‘Forex.com’ division, and exchange-traded Futures and Options on Futures markets through its ‘GAIN Futures’ division. GAIN Futures provides execution, clearing, custody and technology products and services to both an institutional and retail client base including asset managers, broker/dealers, introducing brokers, and self-directed individuals accounts. BUILDING ON SUCCESS With over 100 years of combined capital markets experience, GCAP executive management offers expertise in both futures and forex trading and internet technologies with proven track records managing large, global trading operations. This depth of experience, along with a demonstrated ability to successfully manage a 24x6 business with solid risk management and operating procedures, instills in our clients a high level of trust and confidence.

  4. About GAIN Capital GCAP QUICK FACTS Founded in 1999 Number of Employees Globally: 800+ Corporate Headquarters: Bedminster, New Jersey, USA Regional Offices: New York City, Chicago, London, Tokyo, Beijing, Hong Kong, Sydney, and Singapore Nearly 140,000 customers serviced from more than 140 countries Over 900 Institutional partners from 5 continents GCAP operating subsidiaries are regulated by the: Commodity Futures Trading Commission (CFTC) in the United States National Futures Association (NFA) in the United States Financial Conduct Authority (FCA) in the United Kingdom Financial Services Agency (FSA) in Japan Securities and Futures Commission (SFC) in Hong Kong Australian Securities and Investments Commission (ASIC) in Australia Investment Industry Regulatory Organization of Canada (IIROC) in Canada Monetary Authority of Singapore

  5. Financial Strength and Security • GAIN Capital Futures provides brokers and their customers a firm with regulatory capital of $55.2 Million as of 2/28/2019. We are also a wholly owned subsidiary of Gain Capital Holdings Inc. a publicly traded firm on the NYSE (symbol GCAP). • As a publicly traded firm our parent company, GAIN Capital Holdings, Inc. offers complete transparency with regards to its corporate financials. As their most recent Earnings Release 12/31/2018 • Total assets: $1.332 billion • Total customer equity: $842.4 million • Available Liquidity*: $312.6 million • *Our Convertible Senior Notes due 2020, 2022 are excluded given their long-dated maturity. • .

  6. Safety of Customer Deposits • All futures customer deposits are kept in segregated bank accounts that are designated for the exclusive benefit of GAIN Capital’s customers • Every bank we use holds an investment-grade rating and is monitored as per the guidelines set by the Risk Committee of GAIN's Board of Directors • Customer segregation protection is a core principle of the futures industry and a principle that GAIN Capital strongly upholds • By properly segregating customer assets, the customer assets are available to be returned to the customer in the occurrence of a distress event by the broker

  7. Safety of Customer Deposits As a business practice and regulatory requirement, GAIN Capital holds an excess amount of its own money in the segregated accounts. As required by futures regulations, GAIN Capital’s customer funds are subject to real-time electronic confirmation GAIN Capital performs a detailed reconciliation of customer equity on a daily basis to ensure the customer funds are properly segregated and the computation is submitted to regulators daily

  8. IB Services Introducing Brokers are core to our business model at GAIN Capital. Given our extensive experience in exchange-traded futures and cash foreign exchange, GAIN Capital is positioned to provide the execution, clearing and customer service you require. With GAIN Capital, you have not only a partner focused on your overall success, but also a dedicated client representative who will provide personalized attention and address all of your operational needs. • By working with GAIN Capital, your Introducing Broker will benefit from a range of quality services, including: • Global futures market access • Multiple trading platforms • Managed Futures support and education • 24-hour trade support during market hours • Streamlined clearing • Dedicated service representative

  9. The GAIN Capital Futures Trading Platform Technology Highlights • Multi-Asset Capabilities • Futures • Futures Options • Fully Integrated Offering • Global Connectivity • Robust Risk Management • Automated Trade Reconciliation • OneLink ™ - Open API • Mobile trading technology

  10. The GAIN Capital Futures Trading Platform Platform Overview • No per contract, monthly or technology fees. • Real-time quotes • Robust charting • Automated trading strategies • Custom layouts • Streaming options chains • Real-time risk monitoring • Exchange data fees do apply

  11. The GAIN Capital Futures Trading Platform Mobile Trading Application • Operates on iPad, iPhone, and Android devices • Monitor and trade account anywhere • Real-time quotes and charts • No monthly fees – transactional technology fees only • Fully-integrated with GAIN’s platform • Available in Spanish • Price alerts • Exchange data fees do apply

  12. MY ACCOUNT – Client Portal GAIN supports the technical side of the IB relationship not just with fast execution but with access to data, reporting, and statements. IB PORTAL • The main back office tool for IBs is the IB Portal. This tool allows IBs to perform a number of functions, including: • Monitor account opening processes for each client • Daily payout detail • Update commissions, individually or with templates • Manage Software subscriptions for clients • Download software installs • Fully customize all content and links available for white-label • Customer's statements • Make withdrawal requests CLIENT PORTAL • White Label • View Statements • Access various reports including Fill and Order reports and statistics

  13. GAIN Capital – iSystems iSystems is a futures product at the intersection of online trading and managed accounts. It can be a standalone product to raise new business, or an add-on product for existing clients looking for some added exposure to different trading styles and different markets. As a client driven platform customers can gain access to sophisticated trading algorithms, with the tools to monitor and analyze the performance of hundreds of automated trading strategies 403 Automated Trading Systems - created by 33 professional developers, tracked in real-time

  14. Managed Futures Whether you currently offer managed futures, or are a broker looking to add managed futures to your product offering, GAIN Futures works with you to build your understanding, gain product knowledge, and optimize your opportunities to reach your goals. Once an understanding of the benefits and operations of a managed futures account has been established, GAIN Futures works with you and your client to understand your client's objectives, and recommend the appropriate products to meet the client's goals. At GAIN Futures, our Managed Futures mission is based on two underlying principles: • Managed Futures is a growing asset class that merits an allocation in most portfolios. • Education is essential to including managed futures in your offering. Because managed futures is new to so many brokers and investors, initial consultations might include discussions of: • Non-correlation • Portfolio Diversification • Liquidity and Transparency

  15. Managed Futures – Advantages to Your Clients Passive Participation Clients are able to meaningfully participate in the futures markets without the time commitment of a self-directed or broker assisted account. CTA Selection Full access to the CTA database is offered free of charge to our brokers. GAIN Futures strives to enable the broker to match clients with the appropriate product, and monitor CTA performance. Liquidity With very few exceptions, the database offers products providing daily liquidity, enabling the client to make time sensitive account changes with precision. Transparency, big picture of performance Our clients are offered unlimited live access to account activity at the account, individual trader, and portfolio levels. Portfolio Diversification The non-correlated exposure to managed futures tends to enhance the risk adjusted performance of a typical client's more traditional, security oriented portfolio. Managed futures clients gain access to a wide, often international, array of markets not normally accessible in a traditional portfolio. This diversification can provide respite in crisis periods. Costs Our goal is to create long term, mutually beneficial relationships with our brokers, investors, and CTAs. Success in our goal is dependent upon structuring costs in such a way as to benefit all parties involved.

  16. Managed Futures – Advantages to Brokers New Complimentary Product Line In offering these Managed Futures options to our network of brokers, GAIN Futures broadens the spectrum of what our partners are able to offer clients. For example, a wide cross section of potential investors lack the time, inclination, or talent to trade for themselves. Managed futures is often an attractive solution for those clients, particularly those that recognize the importance of portfolio diversification. Stabilized Income Stream Managed futures accounts generate commission outside of traditional transactional business. As it creates a more diversified, less time consuming opportunity, managed futures presents additional volume streams, while not diverting you from your core business. Client Longevity Managed futures investors tend to remain clients for significantly longer periods. Historical Perspective In the past, many brokers have resisted participation in the managed futures sector for two reasons- the long learning curve and lower commissions relative to retail accounts. These two factors tend to extend the time it takes to achieve critical mass. GAIN Futures addresses these factors in an effort to ease the broker's move into this sector. The more effectively we can ease the research burden, the more time our brokers are able to spend marketing to clients. Increased marketing time allows the broker to serve current, non-managed clients, while building their managed volume more quickly- increasing the likelihood of success. Low Maintenance Assuming the CTA's trading remains consistent with expectations, managed futures accounts are far less labor intensive (for the broker) than accounts directed by the client or broker.

  17. Contact Information For more information please contact: Tom Mitchell or Marty Malone GFIBTeam@gaincapital.com 312-706-7259 Or visit our website GAINFutures.com

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