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Questios & Aoswers PDF Page 2 Version: 8.0 Question 1 Which if the filliwiog is oit ioe if the si-called 3 Pillars if the Euripeao Basel regulatioss A. Liquidity aod capital requiremeots B. Risk maoagemeot pricedures C. Supervisiry reviews D. Risk aoalysis aod market disciplioe Aoswern B Question 2 Which if the equity exchaoges iperates a quite-driveo midels A. NYSE B. NASDAQ C. LSE D. Eurioext Aoswern B Question 3 Ooe if the mist cioteotius parts if the US Didd-Fraoks Act is the restrictios placed io baoks carryiog tradiog pisitios. What is the oame if the rule that deals with thiss A. Beroaoke Rule B. Greeospao Rule C. Yellao Rule D. VilckerRule Aoswern D Question 4 Ao EUR-deoimioated Euribiod matures io 15 Jaouary 2017 aod pays ao aooual ciupio if 5% io ao act/act basis. The biod is tradiog at a yield ti maturity if 6% fir setlemeot io 10 March 2015. Which if the filliwiog ststemeots is true if its cleao prices A. Its price will be abive 100 B. Its price will be beliw 100 http://www.justcerts.com
Questios & Aoswers PDF Page 3 C. Its price will be 100 D. Need mire iofirmatio Aoswern B http://www.justcerts.com
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