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Facilitating a Tabletop Exercise. Choose the facilitation strategy that matches your goal and objectives. Moderation vs. Facilitation. Moderation. “To preside over” Source: American Heritage Dictionary. Facilitation. “To free from difficulties or obstacles” Source:
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Choose the facilitation strategy that matches your goal and objectives Moderation vs. Facilitation
Moderation “To preside over” Source: American Heritage Dictionary
Facilitation “To free from difficulties or obstacles” Source: American Heritage Dictionary
Facilitation “A neutral third party who helps a group increase its effectiveness by improving its process.” Source: Mediation Center for Conflict Resolution, Hamline University Law and Graduate Schools
Facilitation “The art, craft and science of leading people through a process toward an agreed-upon outcome.” Source: Mediation Center for Conflict Resolution, Hamline University Law and Graduate Schools
Design Issues for Consideration Structure: How rigidly or flexibly should the exercise be implemented? Pace:How rapidly or leisurely should the exercise be implemented? Interaction:How should players relate to each other? Control: Where should players look for direction and validation? Adapted from materials developed by The Thiagi Group, www.thiagi.com
Characteristics of an Effective Facilitator • Plans and prepares • Guides, but doesn’t participate • Calls people by name • Uses the space well • Stays on track, stays on time • Honors break, meal, and end times • Allows group members to talk to each other Sources: DHS HSEEP Manual, Vol. II, Mediation Center for Conflict Resolution, Hamline University Law and Graduate Schools
Characteristics of an Effective Facilitator (continued) • Gives clear instructions • Is confident, yet flexible • Isn’t afraid of productive • conflict • Isn’t afraid to cut people off • Provides clarification and focus • Brings encouragement, humor and empathy • Always remains neutral, objective, and fair Sources: DHS HSEEP Manual, Vol. II, Mediation Center for Conflict Resolution, Hamline University Law and Graduate Schools
Possible Player Challenges • Quiet/Shy Players • Overly Talkative Players • Side Conversations • Overly Disagreeable Players
Include Facilitation Preparation in the Design Process • Predict player challenges in advance • Prepare the facilitator • Develop specific strategies for involving all • players • Develop facilitator questions for each script • Consider player seating arrangements • Provide back-up support to facilitator
“Working in the field of emergency preparedness is like running a marathon that has no finish line.” DHHS Secretary Tommy Thompson, 2003 ASTHO Conference
Benefits to exercising include: • System Improvement • Plans - Resources • Procedures • Protocols • Relationships • Workforce Development • Opportunity for people to practice their roles An exercise has value only when it leads to improvement.
Evaluation focus will depend on the type of exercise • Discussion-based Exercises • Focus on plans, policies, relationships • Operation-based Exercises • Focus on assessing performance
Different Types of Documentation • After Action Report • Corrective Action Plan • Improvement Plan Matrix • Workplan
Follow-up Plans should identify: • Specific Actions • Timelines for Completion • Responsible Department/Individual • Tracking Method or Monitoring Plan
“Corrective actions from completed exercises should generally be implemented prior to scheduling additional exercises and should be tested in subsequent exercises.” DHS HSEEP Manual, Volume I
Report Content and Format • Should be determined by the Design Team • Who will read it? • How will the information be used? • Other requirements? • Design exercise with desired report in mind • Determine your evaluation plan in advance based on desired report content • Role of written player evaluations • Role of player debriefing
Three Key Questions: What did the participants learn? What was documented? How do the participants feel?
Debriefing • Player Debriefing at End of Exercise • Facilitator asks each player to provide brief lessons learned • Focus on response issues, not the exercise itself • After Exercise Debriefing Meeting • Evaluation Team • Design Team • Subset of Players • All Players • Players and Observers • Some Other Combination
Different Types of Documentation • After Action Report • Corrective Action Plan • Improvement Plan Matrix • Workplan - example