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Insert Company Name Here Office of Internal Auditing

Audit Entrance Meeting . Insert Company Name Here Office of Internal Auditing. (Insert Audit Name) (Insert Date). Agenda . ► Introductions ► Value Proposition ► Authority & Responsibility ► Collaboration ► Audit Process ► What Can I Expect ► Audit Scope. Audit Team .

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Insert Company Name Here Office of Internal Auditing

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  1. Audit Entrance Meeting. Insert Company Name HereOffice of Internal Auditing (Insert Audit Name) (Insert Date)

  2. Agenda. ► Introductions ► Value Proposition ► Authority & Responsibility ► Collaboration ► Audit Process ► What Can I Expect ► Audit Scope

  3. Audit Team.

  4. Value Proposition. Insight Into operations through evaluation/audit of processes and activities. Assurance Reasonable assurance into the adequacy and efficiency of operations. Objectivity Services performed in an objective manner.

  5. Authority. Delegated Authority Responsibility to You Utilize property and information for intended purposes. Adequately secure and protect sensitive information. • The Office of Internal Auditing has unrestricted access to all functions, records, property, and personnel.

  6. Audit Process. Planning Fieldwork Reporting • Process Discussions • Information Gathering • Relationship Building • Direct Observation • Shadowing • Document Review • Re performance • Develop Draft • Collaborative Review • Exit Meeting • Mgmt Reponses (15 business days) • Distribution CONTINUOUS COMMUNICATION

  7. Collaboration.

  8. What Can I Expect. ► Direct Observation ► Shadowing ► Documentation Request ► System Access Request ► Weekly Status Updates ► Confidentiality ► Honest Objective Assessment

  9. Preliminary Audit Scope. ► testing ► Testing ► Testing

  10. Questions. ?

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