Tutorial – Creating an E-Grants Application

1. Tutorial – Creating an E-Grants Application To access DHSES E-Grants you must have a Username and Password. Please contact DHSES at grant.info@dhses.ny.gov if you need to request a username and password.

2. Creating an E-Grants Application Click on the Electronic Submission Notice.

3. Creating an E-Grants Application The Electronic Submission Notice must be read and acknowledged before accessing the system. Once you have read the notice, please click the Accept button and the login screen will appear. HINT: Since this is a web based system you will be timed out after 30 minutes of inactivity and will lose any unsaved material. Hit SAVE often.

4. Creating an E-Grants Application HINT: Since this is a web based system you will be timed out after 30 minutes of inactivity and will lose any unsaved material. Hit SAVE often. If you see either of the messages below it means that you have timed out. You must log back into E-Grants in resume your application. Message #1 Message #2

5. Creating an E-Grants Application IMPORTANT INFORMATION: Do not open two E-Grants windows at the same time to copy information from one application into another. If you want to copy and paste information from a previous E-Grants application please copy the information into a Word document first. It can cause system errors that may affect your grant application if you have two E-Grants windows open at the same time. Hint: See slide 72 for instructions on how to view and print your entire E-Grants application.

6. Creating an E-Grants Application Enter your Login Name, Password and click on the Submit button.

7. Creating an E-Grants Application Once you have logged in, the Welcome to E-Grants page will be displayed. Select Project from the left menu frame to open the list of projects that match the access rights of the user or to create a new project.

8. Creating an E-Grants Application A list of currently active projects will be displayed. The grid will be empty if there are no projects associated with the user. Click New to begin entering a new project.

9. Creating an E-Grants Application It is EXTREMELY IMPORTANT that you select the correct Funding Program and Funding Year See next two slides for instructions.

10. Creating an E-Grants Application Select Homeland Security Non-Profit Grantfrom the drop down box.

11. Creating an E-Grants Application Select 2019from the drop down list and click Create Project Button. A pop-up box will appear asking “Are you sure you want to create a project?” Click OK.

12. Creating an E-Grants Application • This is the General Tab. Enter the following mandatory fields: • Project Title • Enter FY2019 NSGP-UA for organizations that will be installing • equipment in facilities located in the five boroughs of NYC, Westchester, Suffolk or Nassau counties • Enter FY2019 NSGP-S for organizations that will be installing equipment in facilities located in all other • areas of NYS • Project Start Date: 09/01/2019 • Project End Date: 08/31/2022 • County – Please select the county where the equipment will be installed • Summary Description of the Project – Brief description of the Project • When completed, click on the Save button at the bottom of the page or the • Save option in the left frame.

13. Creating an E-Grants Application Now click on the Participants tab.

14. Creating an E-Grants Application Click Add Participant. Make sure that you enter your organization’s LEGAL name in E-Grants as the Participant. Please make sure that what you list in E-Grants matches what is listed in the NYS Grants Gateway prequalification document vault.

15. Creating an E-Grants Application A search screen will open to search for an existing Participant. Enter full or partial name and click OK to search the database. If you previously applied for funding, your organization’s information will be able to be retrieved using the search option. Make sure that you enter your organization’s LEGAL name in E-Grants. Hint: This search engine looks for exact matches so don’t be too detailed in your search.

16. Creating an E-Grants Application In this example, “Test” was input into the search window providing the above list. Choose the Participant you wish to add from the returned list by clicking on the blue # to the left of the participant name. If the Participant is not in the database click New to enter a new Participant and proceed to slide 19. Make sure that you enter your organization’s LEGAL name.

17. Creating an E-Grants Application Select the appropriate participant type (for this program select Grantee). Click on the Add button.

18. Creating an E-Grants Application The Participant has been added to the Project. Make sure that you have used your organization’s LEGAL name.

19. Creating an E-Grants Application If the participant is not in the database, you may add them by clicking the New button. And then OK. However, please ENSURE the participant is not already in the database to prevent duplicate entries. Again, making sure to use your organization’s LEGAL name.

20. Creating an E-Grants Application Tip: Your NYS SFS Vendor ID can be found under Organization Information in the NYS Grants Gateway system. Municipality No. does not apply to nonprofits Enter the information to add a New Participant. Required fields are: Participant Name, Address, City, State, Zip, County, Participant Fiscal Year/Period, Employer Identification Number, Charities Registration Number (if applicable), check the Not for Profit and/or Sectarian Entity box (as it applies to your agency) and if exempt from Charities Registration select from the drop down box the reason for exemption. Click on the Save button. Mandatory data indicated with and * must be entered before the record can be saved.

21. Creating an E-Grants Application Next you will Add Contacts. E-Grants requires a Primary, Signatory and Fiscal Contact. Both Primary and Signatory Contacts must be registered users of the E-Grants system. Click on Add Contactto button. Please contact grant.info@dhses.ny.gov if you need help registering a Primary or Signatory contact.

22. Creating an E-Grants Application A search screen will open to search for an existing contact. Enter partial Last Name and click OK to search the database. Hint: This search engine looks for exact matches so don’t be too detailed in your search. Again, if you previously applied for funding, your information will be able to be retrieved using the search option.

23. Creating an E-Grants Application If your contact is found in the search, click on the blue number next to the last name. A pop-up box will appear asking to select the Contact Type. If the contact is not in the database, click New Contact and proceed to slide 26.

24. Creating an E-Grants Application A pop-up box will then appear letting you know the contact has been successfully added. Continue selecting and adding contacts until you are finished. Remember a Primary, Signatory and Fiscal contact must be chosen.

25. Creating an E-Grants Application REMEMBER - If the Signatory Contact you are trying to add is not a registered user of E-Grants with Signatory rights, you will get the above error message. Please contact grant.info@dhses.ny.gov if you need help registering a signatory. You can continue working on other parts of your application but you will not be able to submit the application without a signatory attached.

26. Creating an E-Grants Application If you need to add a new contact, click New Contact and the screen will refresh.

27. Creating an E-Grants Application Select the Contact type from the drop down box (circled in red). Required fields are First Name, Last Name, Agency, Address, City, State, Zip, Email and Phone Number. Click on the Save button. Mandatory data must be entered before the record can be saved. Add a new contact only after verifying the person is not already in the system.

28. Creating an E-Grants Application This is an example of a completed Participant Tab screen.

29. Creating an E-Grants Application Generic Workplan Information Below is the generic workplan information that you will use in the E-Grants system. The information is broken down into six categories: 1) purchase physical security equipment; 2) conduct M&A activities; 3) conduct training; 4) conduct exercises; and 5) conduct planning activities; 6) contract security personnel. You may use one or all of these categories. Project Goal- To prevent, prepare for or mitigate the effects of a terrorist attack on (Name of Organization) located at (physical address of the location to be target hardened). G&T Workplan Code - 39. Homeland Security Assistance for Non Profits Investment Justification – Homeland Security Assistance to Non Profit Organizations Objective Description – Enable nonprofit organizations to establish/enhance preparedness activities to secure their facilities that are at risk of a terror threat. Target Capability – Critical Infrastructure Protection/Key Resources Protection Equipment (use the following information): Task – EHP documents submitted and approval received. Purchase and install allowable XXX (provide list of equipment) equipment. Train appropriate personnel in the proper use of the equipment and place the equipment into service. Performance Measure #1 – Identify equipment ordered and received. Provide a brief narrative on the training of personnel and the deployment of equipment. Describe how the equipment is enhancing the day to day security of the location. Equipment accountability records are properly maintained.

30. Creating an E-Grants Application Generic Workplan Information – continued Below is the generic workplan information that you will use in the E-Grants system. The information is broken down into six categories: 1) purchase physical security equipment; 2) conduct M&A activities; 3) conduct training; 4) conduct exercises; and 5) conduct planning activities; 6) contract security personnel. You may use one or all of these categories. M&A Activities (use the following information): Task – Conduct management and administrative activities to ensure all programmatic, fiscal and reporting requirements of the grant are being followed, completed and submitted in a timely manner. Performance Measure #1 – Management and administrative activities conducted. All programmatic, fiscal and reporting requirements completed and submitted in a timely manner. Training (use the following information): Task – Conduct and/or attend DHSES approved training regarding prevention of or reaction to a terrorist threat or action. Performance Measure #1 – Training conducted. Provide brief narrative describing the DHSES approved training conducted to include the number of staff trained. Copy of agenda or training curriculum and roster of attendees maintained on file. Describe how the training enhanced the prevention of or reaction to a terrorist threat or action.

31. Generic Workplan Information Below is the generic workplan information that you will use in the E-Grants system. The information is broken down into six categories: 1) purchase physical security equipment; 2) conduct M&A activities; 3) conduct training; 4) conduct exercises; and 5) conduct planning activities; 6) contract security personnel. You may use one or all of these categories. Exercise (use the following information): Task – Design, develop, conduct and/or participate in security related exercises to validate plans and procedures and evaluate capabilities. Report scheduled exercises to DHSES 60 days prior to the start of the exercise. Submit After Action Reports/Improvement Plans to DHSES within 60 days of exercise completion. Performance Measure – DHSES notified of scheduled exercise; exercise conducted and After Action Reports/Improvement Plans completed and submitted to DHSES within 60 days of exercise completion. Provide brief narrative and report number of personnel involved, the disciplines involved and the organizations participating; describe how the project validated plans and procedures and evaluated capabilities. Planning (use the following information): Task – Conduct allowable planning activities related to homeland security initiatives. Performance Measure – Planning activities conducted. Provide brief narrative reporting planning activities completed and describe how the project enhanced the emergency preparedness, response and recovery capabilities. Contracted Security (use the following information): Task- Hire contracted security personnel for the prevention of or reaction to a terrorist threat or action. Performance Measure -  Hiring of contracted security personnel complete.  Provide brief narrative describing contracted security personnel activities completed.  Describe how the contracted security personnel enhanced the prevention of or reaction to a terrorist threat or action.

32. Creating an E-Grants Application Now click the Work Plan Tab and enter the Project Goal using the information on slide 29. Click Save. Click on Create New Objective and OK.

33. Creating an E-Grants Application A new screen will be generated with several drop down boxes. Click on the G & T Work Plan Code box and select G & T Work Plan Code #39 – Homeland Security Assistant for Non Profits

34. Creating an E-Grants Application Next click on the Investment Justification drop down box and select “Homeland Security Assistance to NonProfit Organizations”.

35. Creating an E-Grants Application Enter the Objective Description (refer back to slide 29). Click on Save.

36. Creating an E-Grants Application Click Add Primary NYS Critical Capability select “Critical Infrastructure/Key Resources Protection”. The screen will refresh with a confirmation message “Are you sure you want to add this Target Capability?” Click OK. Click on Add Task to this Objective.

37. Creating an E-Grants Application The Task(s) need to be added. Enter the appropriate Task from slides #29 - 31 and click on Save. The screen will refresh with a confirmation message “Are you sure you want to save?” Click OK.

38. Creating an E-Grants Application Enter a Performance Measure for each Task from slides #29 - 31. Click on Add Performance Measure to this Task.

39. Creating an E-Grants Application Enter the corresponding Performance Measure from slides #29 - 31 and click on Save. The screen will refresh with a confirmation message “Are you sure you want to save?” Click OK.

40. Creating an E-Grants Application This is an example of a completed work plan for purchasing perimeter security equipment. To add M&A costs, Training, Exercise or Planning costs to this project click Add Task to This Objective and follow instructions from slide #29.

41. Creating an E-Grants Application Click the Budget tab. You must have a participant and a completed Work Plan before you can enter a budget. Click on Create new Budget Version for Participant.

42. Creating an E-Grants Application Each budget item is entered separately. Choose the category of the budget item you are entering from the drop down box. As you can see there are nine budget categories but only Equipment; All Other Expenses (Training and Exercise) and Consultant (M&A, Planning & Exercise, Contracted Security Personnel) are eligible for Non Profit Grants.

43. Creating an E-Grants Application USE WHOLE DOLLARS • Mandatory fields for a budget item are Description, Number, Unit Cost and Justification. • If entering an Equipment item an AEL Number is also mandatory. (see next slide for list of AEL numbers) • When finished with the item click Save.

44. Creating an E-Grants Application

45. Creating an E-Grants Application

46. Creating an E-Grants Application This is an example of a completed equipment budget line.

47. Creating an E-Grants Application Once you have saved the budget item, the screen will refresh and Add Funding Allocation for this Budget item iconwill appear. Click on Add Funding Allocation for this Budget item. Screen will advance to Funding Allocation Tab. You must enter a budget item before you can enter funding allocation data.

48. Creating an E-Grants Application Click on the drop down box to choose the G and T Work Plan Code #39 Homeland Security Assistance for Non Profits. Click on Add G and T Workplan. The screen will refresh with a confirmation message “Are you sure you want to add this G and T Workplan?” Click OK.

49. Creating an E-Grants Application Click on the drop down box to select a National Priority. For this grant program choose 03. Implement the National Infrastructure Protection Plan (NIPP). Click Add National Priority and then click OK.

50. Creating an E-Grants Application Click on the drop down box to select a Priority Project. Choose State Strategy Goal: Protect Critical Infrastructure and Key Resources. Click Add Project Priority and then click OK.