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Enhance equity operations efficiency and manage operational risk effectively at Goldman Sachs. Implement industry standards, tie compensation to accuracy, and apply modeling techniques for resource scheduling. Increase Straight Through Processing (STP) and control areas of operational concern.
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Goldman Sachs Equity Operations
Equity Operations at GS • Goldman Sachs • Global Operation • Equity Operations
Client Sales Trader Trader The “Street” Equity Trade Management - Booking System Equity Trade Support Settlement System DTC Fails U.S. Equity Trade Flow
Areas of Operational Concern • Operational Risk • Vulnerable Areas • Controlling Operational Risk • QA and Productivity • Areas of Analysis • Additional Tools
Suggestions • Further Increase STP • Industry Standards for Derivative settlement • Tie compensation to accuracy and reduced error rates • Apply modeling techniques to resource scheduling for maximum efficiency and service levels