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An environment for achievement? Ruminations on the drivers for transformation. Carolyn Roberts Director, Centre for Active Learning University of Gloucestershire U.K. ISSOTL Conference, Washington DC, November 2006. Modelling Institutional Change – Simple models 1. Initiation
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An environment for achievement?Ruminations on the drivers for transformation Carolyn Roberts Director, Centre for Active Learning University of Gloucestershire U.K. ISSOTL Conference, Washington DC, November 2006
Modelling Institutional Change – Simple models 1 • Initiation Structure, clarity, advocacy, champions, understanding • Implementation Responsibility, empowerment, pressure, Faculty development • Institutionalisation Embedding, organisational, strength, spread, facilitation In Hopkins, 2002
Modelling Institutional Change – Simple models 2 • Courtship • Choosing the target (beginning) • Expanding the scope of change • Making connections and sustaining the change process • Rebalancing the campus to support different ways of doing things • Reflection on the significance of what we have done • Ending Ramaley, 1994
Modelling Institutional Change – Simple models 3 The Four Factors for Success 1. Pressure for change 2. A clear, shared vision 3. Capacity for change 4. Action Government Office for the South West, 2004
Modelling Institutional Change – Simple models 4 Appreciative Enquiry Approach 1. Appreciating and valuing the best of ‘what is’ 2. Envisioning ‘what might be’ 3. Dialoguing ‘what should be’ 4. Innovating ‘what will be’ Hammond, 1998
Modelling Institutional Change – Simple models 5 • Staff • Style • Systems • Strategy • Structure • Skills • Super-ordinate goals McKinsey, 2002
Models of change, according to Trowler et al, 2003 • Technical-rational • Resource allocation • Diffusionist:epidemiological • Kai Zen or continuous quality improvement • Models using complexity
Case study • University of Gloucestershire, UK HE since 1847, University only since 2003 ‘Liberal arts’ College plus+ 10,000 students, Bachelor’s, Masters and PhD Teaching-led, Research-informed • School of Environment Limited period: 1998 to 2006 Initial merger of two Departments with different traditions and strengths c. 700 students, some distance learners c.50 Faculty teaching, 10 admin and technical staff, highly disparate professional and academic backgrounds Research management separated off, initially
Indicators of achievement? • Internally- Improvements in students’ results; ‘best in University’ awards for students • Internally and externally - Personal awards for Faculty: University Teaching Fellows; National Teaching Fellows; runner up ‘National e-Tutor of the Year’; runner up BA ‘Lyell Young Lecturer’; other esteem indicators • Shortlisted for Queen’s Anniversary Prize for HE, 2004 • Awarded national status and £5M as a Centre for Excellence in Teaching and Learning in 2005
Institutional Background • Strongly centralised quality assurance systems, including module evaluation, external examiners, professional accreditation • Institutional level T,L and A strategy • Vice Chancellor’s commitment to T,L &A • Professional Development Group system for Faculty (‘quality circles’)
The role of SoLT Curriculum change as a driver for wider changes: ‘Allow undergraduate teaching to be informed by research, consultancy and scholarship, including research into effective teaching and learning in Higher Education;’
Teaching and Learning Methods 7.5.2 There is still some reliance on lectures as a relatively efficient method of conveying basic information and personal perspectives synchronously to large groups, but every student spends only a minority of their learning time in such staff-led activities. Increased emphasis is placed on ‘deeper’ forms of learning characterised by a high level of student personal engagement, independent study and increased emphasis on personal reflection. This is usually underpinned by the introduction of key themes and the introduction to sub-disciplines, imparted through lectures.
Kotter’s Eight Stages of Change • Establishing a sense of urgency • Creating a guiding coalition • Developing a vision and strategy • Communicating the change vision • Empowering broad-based action • Generating short term wins • Consolidating gains and producing more change • Anchoring new approaches in the culture Kotter, 1995
The Ladder of Divine Ascent metaphor St. John Climacus’s text explains the ‘journey to Heaven’ as involving many challenging steps. The icon shows monks on the ladder, demons trying to pull them off, the mouth of Hades swallowing up those who have fallen off, the angels lamenting over those who have fallen, and people on the earth praying for those on the ladder. Christ is depicted at the top of the ladder, waiting for the successful ones to enter His holy Kingdom.
8. Anchoring new approaches in the culture 7. Consolidating gains and producing more change 6. Generating short term wins 5. Empowering broad-based action 4. Communicating the change vision 3. Developing a vision and strategy 2. Creating a guiding coalition 1. Establishing a sense of urgency
Establishing a sense of urgency Increasing understanding of HE pedagogy ICT availability increasing Bringing the School together Increasing diversity of student backgrounds Differing staff workloads Falling applications and competition for students in environmental disciplines Inefficiency in delivery Access and Widening Participation pressures Boredom with existing courses Dean and Directorate pressure Opportunities for synergy Competing academic traditions Employability imperative
1. Drivers for change Generic Pressures to HE Specific institutional pressures 2. Drivers for change Political Economic Socio-cultural Technological Legal Environmental Establishing a sense of urgency
Creating a guiding coalition • A core team with sufficient power to lead • The best people, regardless of their previous roles, and including professional support staff • Range of backgrounds • Three disciplinary-based subgroups, with some autonomy
Developing a vision and strategy • Multiple goals – managerial and educational • Excellence in all aspects of work, drawing on existing strengths • High levels of student achievement • Evidence-based practice • Demonstrable and publicised innovation • Involving students as collaborators • Equity and transparency for staff and students, in methodologies, outcomes etc
Educational & Vocational Objectives • To offer students high quality learning, underpinned by successful research and consultancy activities, in a wide range of subjects; • To prepare students for work in a volatile employment area, by offering vocational programmes, explicitly developing in students a range of educational skills, and working in partnership with appropriate professional organisations; • To allow students significant choice in the construction of their programme, whilst ensuring that appropriate core knowledge, skills and competencies are developed in a structured way; • To improve the foundation of environmental knowledge amongst undergraduates.
Managerial Objectives • To improve the efficiency of delivery; • To increase recruitment, and make the Fields more accessible to a wider range of students; • To increase the range of choice of award titles; • To permit substantial movement of students between Fields, at least in the early stages of their study; • To enable effective management of shifting patterns of recruitment, such that variability in numbers within different Fields can be accommodated without undue inefficiencies.
What did we do? • Developed c. 125 modules, 17 Degree programmes, 3 Higher National Diplomas as ‘steps’ into Degree-level study • Integrated approach to curriculum design, focussed on commonly shared (but not universally held) views on active learning • Some shared attributes and modules shared eg core Level I module, Fieldweek, ‘Methods of Enquiry’, Dissertation • Credit-bearing work placement available to all students • Distance and campus-based students working together
Communicating the change vision • Using every vehicle possible to communicate the new vision and strategies (every trick in the book) • Consistency of approach through establishing curriculum structures • Empathy, but no exceptions • Motivating and inspiring • Innately ‘top down’
Empowering broad-based action • Getting rid of obstacles, including maverick ideas (“well, of course this doesn’t apply to me/our course/my research/the laboratories/the studios”) • Challenging structures and pushing the boundaries, including University regulations, and asking ‘why?’ • Encouraging risk-taking and non-traditional ideas, but evaluating carefully • Recognising immovable objects and circumventing them
Generating short term wins • Student results and satisfaction improve • Students win external competitions • Faculty recognition – University Teaching Fellowships • Success in securing external funding for pedagogic projects extends beyond ‘core team’; value increases • Five Faculty selected to serve on national Quality Assurance Agency ‘Subject Benchmarking Panels’ • Department ‘volunteers’ for successful QAA Developmental Engagement • League table improvements
Pattern of mean marks scored in all levels of all UoG Fields of study, 2002-3
Consolidating gains and producing more change • Student results improve further • Associated Faculty successes with external awards – National Teaching Fellows • New HND courses and Degree courses developed in Biology, external funding for laboratories secured • More Faculty become external examiners at other Universities
Pattern of mean marks scored in all levels of all UoG Fields of study, 2004-5
Anchoring new approaches in the culture • Increased focus on the ‘students’ experiences’, including students’ performances in individual modules • National conferences offered, on ‘reflection’, ‘the role of support staff’, etc where there were national ‘gaps’ • Local symposium on ‘excellence in HE’, including students • New challenges - working towards submission of a bid to become a national Centre for Excellence in Teaching and Learning
The Gloucestershire approach to active learning “The distinctive feature of the University of Gloucestershire definition of active learning is that it centres on the mastery of theory within a ‘learning by doing’ approach involving working in real places with actual people and live projects”
The Gloucestershire approach to active learning • Linking the thinking, doing and reflecting • Innovative ways of linking the theory and practice • Embedding active learning in all teaching • Innovative methods for developing blended learning • Active involvement of external agencies • Creative ways of assessing active learning • Underpinning practices by pedagogic research • Involvement nationally and internationally • Maintaining inclusivity • Making learning enjoyable for everyone
What were the key drivers? • External pressure/stimulus/risk • Guiding coalition/team • Drawing on existing strengths • Utilising a mixture of centralised and decentralised decisionmaking • Student views and responses • Publicity relating to early wins • New goals appearing
What did not drive change • Resources, except time (especially ‘transactional’ time) • Technology (e.g. ICT) was not a principal driver, but assisted in communication of ideas and became more important as the operation became more complex • Agonising over ‘top down’ or ‘bottom up’ approaches • Promotion or financial rewards strategies, at least initially • Specific inputs from the Centre for Teaching and Learning or QA systems
8. Anchoring new approaches in the culture 7. Consolidating gains and producing more change 6. Generating short term wins 5. Empowering broad-based action 4. Communicating the change vision 3. Developing a vision and strategy 2. Creating a guiding coalition 1. Establishing a sense of urgency
Models of change • Change is highly complex, not linear, but can be steered to some degree • Many changes occur concurrently, change breeds change • Change can be developmental or emergent • We shift rapidly and dynamically between states • Goals are adjusted and we move towards a new goal without achieving the first • No end point can be defined • The seeds of self destruction may be built in from the start
What’s missing from the simple models? • Key roles and strengths of team members • Communication amongst the team and beyond – celebrating success: E-Newsletter, and enjoyment of activity • Developing mutual support, a community of scholars, through Faculty development • The role of the ‘customers’, our students, in joining and supporting the enterprise • Evaluating the change and developing as a ‘learning institution’ • Serendipity, and new challenges (and risks) appearing, eg the CETL opportunity
Models using complexity • Indeterminate systems, hence outcomes are not predictable. Can create likely conditions for change • No locus of power; ‘power is’. System not directly controllable but open to indirect influence • Multiple small changes provide suitable conditions for change • Over-optimal supply of ‘tools’ required • Change champions are organic, intellectual and skilled in praxis and creating affordances Trowler, Saunders and Knight, 2003
Please look at our websitewww.glos.ac.uk/ceal ‘Making a difference’
Bibliography Antonacopoulou and Bento; Bennis and Nanus; Bolman and Deal; Bromage; Bush; Elton; Fullan; Gardner; Garrett; Hannan; Hannan and Silver; Hopkins; Jarzabkowski; Kent; Kotter; McBeath et al; McKenzie; McKinsey; Miles; Olson and Eoyang; Pennington; Prosser and Trigwell; Ramaley; Ramsden; Roberts, McKenzie; McKimm; Trowler, Saunders and Knight; Shulman;