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Developing a Compliance Risk Management Model

The instructor will define a roadmap for the implementation of a compliance risk management program which includes the assessment of controls, analysis and reporting, and the management and remediation of identified gaps and issues. This webinar will address how a compliance risk management program can produce the following benefits within your company.

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Developing a Compliance Risk Management Model

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  1. ContactUs:416-915-4458 Webinar On Developing a Compliance Risk Management (CRM) Model for Your Company Presented By Chris Doxey Scheduled On : Wednesday, April 29, 2015 at 13:00 Hrs EDT Hosting By Compliance Trainings Please visit us at https://compliancetrainings.com

  2. ContactUs:416-915-4458 WeEmpower,YouComply! Developing a Compliance Risk Management (CRM) Model for Your Company Product Id FN1570 Category Banking & Finance Wednesday, April 29, 2015 at 13:00 Hrs Scheduled On Duration 60 Minutes Speaker Chris Doxey Login at https://compliancetrainings.com/siteengine/Login.aspx WebinarDescription: Assessing compliance to internal and regulatory control requirements is mission critical! Non-compliance can lead to fines, disruption of operation, damage of company reputation, and significant financial liabilities. Although risk assessment methodologies have been around for quite a while, their prominence in the compliance field is a fairly recent phenomenon. The new view is that compliance risk management programs can no longer just be “adequate”. The expectation is that organizations commit the appropriate resources to risk management solutions and to establish and maintain a “strong” culture of compliance, ethics and risk management. Compliance risks come in all shapes and sizes and affect every facet of the business. This means that each department including finance, accounting. IT, legal, operations, business development, and marketing must be involved to properly identify all the potential compliance issues that may impact your company. The instructor will define a roadmap for the implementation of a compliance risk management program which includes the assessment of controls, analysis and reporting, and the management and remediation of identified gaps and issues.

  3. Defines the compliance requirements for your company and assigns roles and responsibilities.  Enables consistent compliance and control management across the enterprise. Supports the flow of information, ensures consistent assessments and testing process, and ensues that the remediation of issues. Streamlines compliance management, enabling business process owners to take direct responsibility for managing controls. Supports metrics, compliance dashboards, and accountability for ongoing risk assessment. Areas Covered in the Session : The instructor will provide insight in the following topics by presentation, case studies, and discussion. • The Impact of Government Compliance • Sanctions and Export Control • Industry Specific Compliance Requirements • Protecting Your Supply Chain • Ensuring Supplier Compliance • E-commerce and Payments Controls • Ant-Money Laundering (AML) • Know Your Customer (KYC) • Anti-Corruption Controls • Politically Exposed Persons (PEP) and the Foreign Corrupt Practices Act (FPCA) • Third Party Transactions • Your Compliance Risk Management Program Roadmap • Other Risk Management Model Who Will Benefit • A must attend webinar for below mentioned professionals in the fields of Manufacturing, Retail, Distribution, Financial Services, and Health Care. • CFOs • CIOs • Controllers

  4. Compliance Officers Risk Management Professionals Internal Control Professionals Shared Services Executives Speaker Profile Chris Doxey has held senior finance and controller positions at Digital Equipment Corporation, Compaq Computer Corporation, Hewlett Packard, MCI, APEX Analytix, and BSI Healthcare. She has a bachelor's degree in English, a bachelor's in accounting, a master's in business administration, and a graduate certificate in project management. As a management consultant, Chris uses her foundation of experience to provide best practices and solutions to her clients in the areas of compliance, auditing, internal controls, and fraud prevention. Chris also serves as the Executive Director of the Controller Certification Program for the IOFM. To Register This Webinar Please Visit https://compliancetrainings.com/SiteEngine/ProductDetailView.aspx?id=FN1570 Contact Us For Immediate Assistance @ 416-915-4458 or Mail Us At uttam@compliancetrainings.com support@compliancetrainings.com

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