1 / 3

Financial Advisor Pasadena CA

Upon receipt of his instructions, I instantly liquidated his financial investments and also sent him a brief email mentioning that his funds were ready to be transferred Pasadena. Visit : https://firstfinancial.is/

davidanderson1152
Download Presentation

Financial Advisor Pasadena CA

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript

  1. Financial Advisor Pasadena CA month I got a fax from one of my clients asking for that I liquidate his Individual Retirement Account so that the funds might be invested in a guaranteed annuity product. In the letter, the customer mentioned he realized that market-driven investments have higher possibility for growth however the annuity would certainly provide him an ensured return. He likewise stated that he didn't desire additional conversation on the issue, that he recognized the advantages and disadvantages of the annuity, which he did not want to be called better. Upon receipt of his instructions, I instantly liquidated his financial investments and also sent him a brief email mentioning that his funds were ready to be transferred Pasadena. I was amazed when the client called me quickly after I sent the email. The customer instructed that he did not desire to have his properties instantly sold off. Contact US : Address : 517 South Lake Avenue Pasadena, California 91101 Phone : 626-844-4630 Website : https://firstfinancial.is/ https://www.facebook.com/pages/First-Financial-Consulting/531835306905258 https://twitter.com/ffc_is https://www.linkedin.com/company/first-financial-consulting

  2. Investment Management Pasadena CA • My belief is that the consultant had repainted an unrealistically favorable evaluation of the product he was advising and was trying to guarantee the customer didn't have the chance to get an honest point of view of the annuity. STRIKE ONE for the advisor Financial investment Administration Pasadena CA • After my conversation with the customer, I typed the name of the monetary consultant advertising the annuity into Google. The initial product that came up was a complaint filed against the expert by the Utah Insurance Department. The complainant was found to have a recording of the advisor making declarations such as "there is no risk" associated with a financial investment, which the State located to be prohibited and also deceptive. The advisor was additionally condemned of having customers sign different insufficient documents associated with annuity applications, with empty areas yet to be completed. Because of this, the consultant was fined, positioned on probation for twelve month, as well as called for to take added courses on values. STRIKE 2 for the consultant. (I recognize baseball requires three strikes, yet this strike alone ought to suffice for capitalists to look elsewhere for monetary advice.) CA. • Inevitably, the client determined it would certainly be in his benefit to have a three-way conversation in between himself, the expert promoting the annuity, and also me. I agreed that such a conference would be advantageous and welcomed the conversation to take place in my office. Nonetheless, I mentioned that I would certainly need a copy of the annuity agreement he was thinking about in advance in order to complete my due diligence.

  3. Financial Planner Pasadena CA month I got a fax from one of my clients asking for that I liquidate his Individual Retirement Account so that the funds might be invested in a guaranteed annuity product. In the letter, the customer mentioned he realized that market-driven investments have higher possibility for growth however the annuity would certainly provide him an ensured return. He likewise stated that he didn't desire additional conversation on the issue, that he recognized the advantages and disadvantages of the annuity, which he did not want to be called better. Upon receipt of his instructions, I instantly liquidated his financial investments and also sent him a brief email mentioning that his funds were ready to be transferred Pasadena. I was amazed when the client called me quickly after I sent the email. The customer instructed that he did not desire to have his properties instantly sold off. Contact US : Address : 517 South Lake Avenue Pasadena, California 91101 Phone : 626-844-4630 Website : https://firstfinancial.is/ https://www.facebook.com/pages/First-Financial-Consulting/531835306905258 https://twitter.com/ffc_is https://www.linkedin.com/company/first-financial-consulting

More Related