1 / 8

BA592T053SO071805

BA592T053SO071805.ppt. S – O Misc Notes. “Commission” = SEC. What is SPR? = indep. review = cold review. (cont). Concurring ptnr Indep. Ptnr Second Ptnr. Annual inspections = regular inspections. Special inspections TWO types!. A.C. engages. indep. counsel advisors Who pays? x.

derica
Download Presentation

BA592T053SO071805

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript

  1. BA592T053SO071805.ppt

  2. S – OMisc Notes

  3. “Commission”= SEC

  4. What is SPR? = indep. review = cold review (cont)

  5. Concurring ptnr Indep. Ptnr Second Ptnr

  6. Annual inspections= regular inspections

  7. Special inspectionsTWO types!

  8. A.C. engages • indep. counsel • advisors Who pays? x

More Related