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Patient Safety. Prevention of Medical Errors. Why are we here?. Concern over incidence of Medical Errors IOM Report (1999) To Err is Human, Building a Safer Healthcare System Statistics 44,000 – 98,000 Hospital deaths due to medical error each year. Why are we here?.
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Patient Safety Prevention of Medical Errors
Why are we here? • Concern over incidence of Medical Errors • IOM Report (1999) • To Err is Human, Building a Safer Healthcare System • Statistics • 44,000 – 98,000 Hospital deaths due to medical error each year
Why are we here? • To commit to paying greater attention to the problem • We make a difference one at a time • To evaluate current approaches • To build better systems to reduce the incidence of error
Why are we here? • 2001 FL Legislative response • FS 456.013 • Mandates 2 hour course for ALL health care providers as part of licensure and renewal process • Course shall include the study of: • root-cause analysis • error reduction • error prevention • patient safety
Why are we here? • FL BON Requirement • 64B9-5.011 • Continuing Education on Prevention of Medical Errors
FL BON Requirement • Subject Areas: • Factors that impact the occurrence of medical errors • Recognizing error-prone situations • Processes to improve patient outcomes • Responsibilities for reporting • Safety needs of special populations • Public education
Definitions • Error (IOM report): • The failure of a planned action to be completed as intended or the use of a wrong plan to achieve an aim • Error of Execution • Error of Planning
Definitions • Adverse Events: • Injury caused by medical management rather than underlying disease condition • Unpreventable • Preventable
Definitions • Medical Error • Preventable adverse events with our current state of medical knowledge • Not defined as intentional act of wrongdoing • Not all rise to level of medical malpractice or negligence
Reporting Requirements • Florida Law requires all licensed facilities to: • Have Internal Risk Management and incident reporting system • Report Serious Adverse Events to: • AHCA Agency for Health Care Administration
Joint Commission • National organization • Mission to improve the quality of care in healthcare institutions • Provides Accredited status to healthcare facilities
Joint Commission • Defines Sentinel Event: • An unexpected occurrence involving death of serious physical or psychological injury or risk thereof
Joint Commission • Sentinel events subject to review by Joint Commission • an event resulting in unanticipated death or major permanent loss of function not related to the underlying condition or if the event is one of the following:
Suicide in setting with 24 hour care or within 72 hours of discharge • Unanticipated death of a full-term infant • Abduction of any patient • Discharge of infant to wrong family • Rape • Hemolytic Transfusion Reactioninvolving blood group incompatibilities
Joint Commission • Requires: • Process in place to recognize sentinel events • Credible root cause analysis • Focus on systems not individuals • Risk reduction strategies • Internal corrective action plan • Measure effectiveness of process • System improvements to reduce risk
Root Cause Analysis • Goal-directed, systematic process • uncovers basic factors that contribute to medical error • Focuses primarily on systems and processes and not individuals • Product of root cause analysis is an action plan to reduce risk of similar future events
Root Cause Analysis • Gather facts • Assemble team • Determine sequence of events • Identify causal factors • Select root causes • Take corrective action and follow-up plan
Joint Commission • Sentinel Event Statistics • Type • Setting • Outcome • Root Causes • And more • Sentinel Event Alerts • Periodic publication • Sharing information • To share information • To prevent medical errors/adverse events • Website: http://www.jointcommission.org/
Sentinel Events by Type Dec. 31, 2006 • 1. Wrong Site Surgery (13.1%) • 2. Patient Suicide (12.8%) • 3. Op/Post-op Complication(12.1%) • 4. Medication Error (9.5%) • 5. Delay in Treatment (7.4%) • 6. Patient Fall (5.5%) • 7. Patient death/injury in restraints (3.8%)
Sentinel Events by Setting Dec. 31, 2006 • 1. General Hospital (67.9%) • 2. Psychiatric Hospital (10.8%) • 3. Psych unit in general hosp. (4.9%) • 4. Behavioral health facility (4.6%) • 5. Emergency Dept. (3.9%) • 6. Long Term Care Facility (3.0%) • 7. Ambulatory Care (2.7%)
Root Causes of ALL Sentinel Events 1995-2005 • 1. Communication • 2. Orientation / Training • 3. Patient Assessment • 4. Staffing • 5/6. Availability of Info; Competency / Credentialing • 7. Procedural compliance • 8. Environmental Safety / Security
Root Causes of ALL Sentinel Events - 2006 • 1. Communication • 2. Patient Assessment • 3. Leadership • 4. Procedural Compliance • 5. Environ. Safety / Security • 6. Competency / Credentialing • 7. Orientation / Training • 8. Availability of Info
Root Causes – Wrong Site Surgery 1995-2004 • 1. Communication • 2. Orientation / Training • 3. Procedural compliance • 4. Availability of Info • 5. Patient Assessment • 6. Leadership • 7. Competency / Credentialing • 8. Organizational Culture
Root Causes – Wrong Site Surgery 2005 • 1. Communication • 2. Procedural compliance • 3. Leadership • 4. Competency / Credentialing • 5. Availability of Info • 6. Organizational Culture • 7. Orientation / Training • 8. Patient Assessment; Care Planning
Root Causes – Wrong Site Surgery 2006 • 1. Procedural compliance • 2. Communication • 3. Leadership • 4. Availability of Info • 5. Competency / Credentialing • 6. Orientation / Training • 7. Patient Assessment; Organizational Culture • 8. Environmental Safety / Security
Root Causes – Suicide 1995-2004 • 1. Environmental Safety / Security • 2. Patient Assessment • 3. Orientation / Training • 4. Communication • 5. Availability of Information • 6. Continuum of Care • 7. Competency / Credentialing • 8. Staffing levels
Root Causes – Suicide 2005 • 1. Patient Assessment • 2. Environmental Safety / Security • 3. Communication • 4. Orientation / Training • 5. Competency / Credentialing • 6. Availability of Information • 7. Leadership • 8. Procedural Compliance & Continuum of Care
Root Causes – Op/Post-op Complications 1995-2004 • 1. Orientation / Training • 2. Communication • 3. Procedural compliance • 4. Patient Assessment • 5. Staffing • 6. Competency / Credentialing & Availability of Info • 7. Care Planning • 8. Leadership
Root Causes – Op/Post-op Complications 2005 • 1. Communication • 2. Patient Assessment • 3. Procedural compliance • 4. Care Planning • 5. Availability of Info • 6. Organizational Culture • 7. Competency / Credentialing • 8. Leadership
Root Causes – Medication Error 1995-2004 • 1. Communication • 2. Orientation / Training • 3. Competency / Credentialing • 4. Staffing • 5. Procedural Compliance • 6. Availability of Info • 7. Patient Assessment • 8. Environmental Safety; Security & Leadership
Root Causes – Medication Error 2005 • 1. Communication • 2. Procedural Compliance • 3. Competency / Credentialing • 4. Leadership; Patient Assessment; Orientation / Training • 5. Environ. Safety/Security • 6. Organizational Culture ; Staffing
Root Causes – Delay in Tx. 1995-2004 • 1. Communication • 2. Patient Assessment • 3. Continuum of Care • 4. Orientation / Training • 5. Availability of Info • 6. Competency / Credentialing • 7. Staffing • 8. Care Planning
Root Causes – Delay in Tx. 2005 • 1. Communication • 2. Patient Assessment • 3. Procedural Compliance • 4. Continuum of Care / Availability of Info • 5. Care Planning / Leadership • 6. Competency / Credentialing
Root Causes – Patient Falls 1995-2004 • 1. Orientation/Training • 2. Communication • 3. Patient Assessment • 4. Environmental Safety / Security • 5. Care planning • 6. Leadership & Staffing • 7. Competency / Credentialing • 8. Availability of Info
Root Causes – Patient Falls 2005 • 1. Patient Assessment • 2. Communication • 3. Environmental Safety / Security • 5. Leadership • 6. Procedural Compliance • 7. Orientation / Training; Care Planning • 8. Availability of Info; Competency / Credentialing
Root Causes – Restraint Injury/Death 1995-2004 • 1. Orientation / Training • 2. Patient Assessment • 3. Communication • 4. Care Planning • 5. Staffing • 6. Competency / Credentialing & Availability of Info. • 7. Environmental Safety / Security • 8. Procedural Compliance • 9. Continuum of Care
Root Causes – Restraint Injury/Death 2005 • 1. Communication; Patient Assessment • 2. Environmental Safety / Security • 3. Orientation / Training; Competency / Credentialing & Availability of Info. • 4. Procedural Compliance; Care Planning • 5. Leadership
Now What? • Learn from Knowledge of: • Sentinel Event Statistics • Root Causes • Make Prevention a Priority • Make changes • Improve patient safety • Follow Joint Commission recommendations • Sentinel Event ALERT
Wrong Site Surgery Prevention • Clearly mark the operative site and involve the patient in the process • Require oral verification of the correct site in the OR by each member of the surgical team • Develop verification checklist that includes all documents
Wrong Site Surgery Prevention • Surgical teams consider taking a “time out” to verify patient, site, procedure using active communication • Ensure ongoing monitoring that verification process is followed
Inpatient Suicide Prevention • Identify/Remove/Replace non-breakaway hardware • Weight test all breakaway hardware • Revise procedures for contraband detection and include family and friends in process
Inpatient Suicide Prevention • Standardize suicide risk assessment/reassessment procedures • Enhance staff orientation and education • Ensure consistency in implementation of observation procedures
Inpatient Suicide Prevention • Redesign, retrofit, or introduce security measures • Revise information transfer procedures • Implement education for family and friends regarding suicide risk factors
Op/Post-Op Complications Prevention • Improve staff orientation and training • Educating and counseling physicians • Revising credentialing and privileging procedures • Clearly defining expected channels of communication
Op/Post-Op Complications Prevention • Standardizing procedures across settings of care • Revising the competency evaluation process. • Monitoring consistency of compliance with procedures
Op/Post-Op Complications Prevention • Implementing a teleradiology program • Correct placement of catheters and tubes should be verified with a test or x-ray
Medication ErrorsPrevention • Recognize High Alert Meds: • Insulin • Opiates and Narcotics • Injectable Potassium Chloride • Intravenous Anticoagulants • Sodium Chloride Solutions above 0.9%
Medication ErrorsPrevention • Follow the 5 (6) Rights of Medication Administration • Use 2 identifiers • Limit and institute “Read Back” policy of all verbal orders • Standardize Abbreviations
Medication ErrorsPrevention • Joint Commission abbreviations on the DO NO USE list: • U for Unit – write unit • IU for International Unit – write international unit • QD, QOD – Write daily or every other day
Medication ErrorsPrevention • Joint Commission abbreviations on the DO NO USE list: • Trailing zero (X.0 mg.) – write (X mg.) • Lack of leading zero (.X mg) - write (0.X mg) • MS, MSO4, MgSO4 - write morphine sulfate, magnesium sulfate