SOA Based System Integration Project For the CSRC

1. www.oasis-open.org SOA Based System Integration Project For the CSRC [China Securities Regulatory Commission] Beijing Miracle Hi-Tech Co.,Ltd.

2. www.oasis-open.org The Project BackgroundThe Integration EngineeringAbout the Miracle

3. About the CSRC www.oasis-open.org Authorized by the State Council,China Securities Regulatory Commission conduct supervision and regulation on countrywide securities and Futures Markets in accordance with law. Conducting supervision and regulation on securities and futures markets. Drafting relevant laws and regulations on securities and futures markets. Supervising securities and futures Exchanges. Managing the foreign relationships and international cooperation affairs in the capacity of the competent authorities. The Project Background

4. CSRC Organizational Chart www.oasis-open.org Chairman horizontal Vertical Regional Securities authority Beijing Guangzhou Changsha … Total 36 Function Dept2 Function Dept… Function Dept1 Dept. of Listed Company Supervision Dept. of Public Offering Supervision Total 16 Public Offering and Listing Review Committee Research Center Shanghai Resident Office of CSRC Shenzhen Resident Office of CSRC 。。。。。 The Project Background

5. Current Status of informatization Development www.oasis-open.org Each of its total 16 function departments has their owned independent information system, there existed respective standards or specifications for construction and maintenance of each information system. Data query and extraction is not convenient, there exist isolated island of information. Meanwhile, the user identity authentications mechanism are not uniform. The Project Background

6. Current Status of informatizationDevelopment www.oasis-open.org The Project Background

7. The Informatization Requirements www.oasis-open.org The demands on public service system integration There were many information columns of public service , data information spread over different location, and they were not convenient to be maintained and queried. the styles of information interface were not standardized and uniform, so, a comprehensive integration should be conducted. In addition, the information columns for macro information should be added. The demands on vertical regulation system integration Individual function departments within the CSRC have different regulation systems for different affairs, so their system data were comparatively independent .however, there exist requirements of data exchange and share among these systems in accordance with the demands for regulation affairs. Share of foundational data and integrated query should be realized. The demands on the horizontal regulation integration Foundational information that can be horizontal share , i.e., Senior management database, administrative penalty database, listed company , organization etc. The Project Background

8. The Informatization Construction Objectives www.oasis-open.org ThePlanning phase We investigated all kind of information resources within the CSRC in a religious manner, then submitted general design solution, technical solution, standard systems and implementation plan. Meanwhile, we established the data standard system, the re-construction solution for construction of new system and integration of legacy system. The Construction phase (Term 1) by the guide of overall plan, we built a initial integration framework for the CSRC information system, realized the integration for lower data and upper interface. And, based on previous integration endeavors, we built integrated query applications, realized uniform user management and identity authentication, re-built the interior network portal to meet the CSRC leader’s requirement to query information for macro market regulation. The Improvement Phase ( Term 2) We Built improved information resources directory platform and data exchange and share platform, we built a centralized regulation platform and realized automatic monitoring for interior network operation ; we improved intelligent capabilities of regulation system by using the data warehouse technology, so, the system can meet new requirements come form affair departments with lower costs and enable the CSRC leader to master macro market situations for regulation. The Project Background

9. The Informatization Construction Scope www.oasis-open.org The Project Background

10. The Way of Integration www.oasis-open.org The data integrationEstablished shared database and data standards to process data , realized the maximum of data utilities. The application integrationRealized data correlation, business modeling, data views, statistics and analysis, and presentation of report customization . The interface integrationPortal rebuilding, information syndication, single sign-on . Data extraction ,transform and load (ETL), intelligent report customization and query, data analysis and processing, statistical model, index of data categorization full-text search and combination search . The Integration Engineering

11. The Way of Integration www.oasis-open.org The Integration Engineering

12. SOA Architecture www.oasis-open.org It is not to re-build a system but to mine potentials of original system as deep as possible. The Integration Engineering

13. High-Level Design for System Integration www.oasis-open.org The Integration Engineering

14. High-Level Design for SystemIntegration www.oasis-open.org • Interior network information portal integration • Integrated query • Data integration The Integration Engineering

15. 1. Interior Information Portal Integration www.oasis-open.org Functions: Content management and consolidation. (information publication and integrated query). Personalized portal customization. Uniform identity management and authentication. Single sign-on. Interior Information Portal Integration The Integration Engineering

16. The Portal Architecture ( using the ideas and technologies of the Portal) www.oasis-open.org Interior Information Portal Integration The Integration Engineering

17. The Uniform Authentication Service Functions www.oasis-open.org Interior Information Portal Integration The Integration Engineering

18. Functions description for uniform authentication service www.oasis-open.org • Provide uniform user entry of single sign-on • Provide uniform user management • Provide uniform identity authentication • Provide uniform access rights management and • dynamically hierarchical authorization. • Provide function of hierarchical access control • Provide functions of audit and log Interior Information Portal Integration The Integration Engineering

19. Overall Logic Architecture for the Information Portal www.oasis-open.org Interior Information Portal Integration The Integration Engineering

20. The Relationship Diagram for Inter-Components of the Information Portal www.oasis-open.org Interior Information Portal Integration The Integration Engineering

21. To Realize the Single Sign-on By Integrating Existing Systems www.oasis-open.org User Management System Interior Information Portal Integration The Integration Engineering

22. The Integration Principles www.oasis-open.org To protect occurred investments and keep the system stable, the way to integrate existing business information systems was the system-level integration with coarse granularity, and we made use of data interaction interface to keep the integrity of existing system as much as possible. To avoid recurring investments ,new system should make use of the information portal to realize uniform user and access rights management, it is unnecessary to re-build systems. Interior Information Portal Integration The Integration Engineering

23. integration work www.oasis-open.org • Established uniform user management database • Import user data from existing system of CSRC • Established uniform user management and access rights management system. • Re-built all application systems inetrface in a proper manner to realize uniform identity authentication and single sign-on. • Established user mapping mechanism . • Synchronously managed the Add, Delete, Modify for users of all systems , and performed uniform maintenance for access rights as well as hierarchical management. Interior Information Portal Integration The Integration Engineering

24. 2. Integrated query www.oasis-open.org Intelligent query Uniform query entry the subject-oriented query Integrated query The Integration Engineering

25. High-Level Architecture Design for Integrated Query www.oasis-open.org Integrated query The Integration Engineering

26. Keyword-based full-text search and intelligent query www.oasis-open.org Information integration Information indexing Information retrieval Data presentation Integrated query The Integration Engineering

27. The Subject-Oriented Search and Query www.oasis-open.org Determine the subjects- orient to individual application subject of the CSRC and the query requirements of the CSRC leaders. Establish model- establish related query business models, data models and data views Consolidate data- conduct the interface adaptation according to the models, and conduct the data extraction, data processing, statistics and analysis ,then import data into share database. Integrated query- customization query for specific requirements. Present the result- tabulation, statistics report, statistics chart, multi-dimensional analysis chart and presentation of correlated data. Integrate and use functions of integrated query for respective regulation system. Integrated query The Integration Engineering

28. The Architecture Design for Customization Query Component www.oasis-open.org Integrated query The Integration Engineering

29. The Customization Query Flow www.oasis-open.org Integrated query The Integration Engineering

30. 3. Data Integration www.oasis-open.org Data Integration The Integration Engineering

31. The Functions of Shared database www.oasis-open.org The data integration Integrate data come from different system database, provide consistent data integration views for user. share basic data: shareable basic data for each department; shareable business data for each department; shareable statistics and analysis data for each department; realize the data cache. Instant query and integrated query. concentration and Distributed storage and management of data. Guarantee on the data query efficiency, negligible impacts on original business systems. Securable , reliable, open, scalable. Data Integration The Integration Engineering

32. The Categorization Storage Model for Shared database www.oasis-open.org Data Integration The Integration Engineering

33. Basic database -Sample www.oasis-open.org Data Integration The Integration Engineering

34. Basic database-Uniform user database www.oasis-open.org Data Integration The Integration Engineering

35. The Data Integration and Share Technology www.oasis-open.org Data Integration The Integration Engineering

36. Data IPO www.oasis-open.org Data Integration The Integration Engineering

37. About the Miracle www.oasis-open.org A leading brand of China E-government. The 1st Chinese company to be invited to participate in the World Congress of e-government in 2001,Washington. The builder of 1st  Digital-Park in China. The operator of Hi-bj.com, a portal website of BeiJing. Wuyongxiang@miraclesoft.com.cnTEL:8610-58858688

38. Thanks! www.oasis-open.org