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Introduction to Effectiveness, Patient Preferences and Utilities Patsi Sinnott, PT, PhD, MPH HERC Economics Course June 13, 2006 Overview Brief review of cost-effectiveness analysis (CEA) and cost utility analysis (CUA) Quality of life and health-related quality of life
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Introduction to Effectiveness, Patient Preferences and Utilities Patsi Sinnott, PT, PhD, MPH HERC Economics Course June 13, 2006
Overview • Brief review of cost-effectiveness analysis (CEA) and cost utility analysis (CUA) • Quality of life and health-related quality of life • Review of preference/utility measurement • Review of the most frequently used preference measurement systems • Preference measurement in clinical trials • Guidelines on selecting measures Health Economics Resource Center
CEA and CUA review • CEA compares the costs and effectiveness of two (or more) interventions; • The effectiveness is defined by the health benefit or outcome achieved with the intervention. • All outcomes are defined using natural units, • Cost per avoided infection or hospitalization • Cost per day “free of anginal pain” • Cost per gain in Life Year (LY). Health Economics Resource Center
CEA and CUA review • CEA and CUA require all outcomes be quantified in a single scale; • A day in hospital or an infection avoided vs. • A day “free of angina pain” • A day of “improved quality of life”. Health Economics Resource Center
Defining Quality of Life • Surveys and questionnaires • Domains of various aspects of life • Each combination of answers defines a composite “state” or quality of life “status” for that individual Health Economics Resource Center
Defining quality of life • Quality of life: broad concept, includes all aspects of life; where and how one lives and plays; family circumstances; finances; housing and job satisfaction. Health Economics Resource Center
Defining quality of life • Health-related quality of life*: narrower concept, that only includes aspects of life dominated or significantly influenced by mental or physical well-being; * From Ware, et al., SF-36 Health Survey Manual Health Economics Resource Center
Defining quality of life • Purpose of evaluation will determine the instrument • Quality of life measurement tool will define the broad concept of quality of life • Health-related quality of life (HRQoL) measurement tool will define an individual’s “health state” or “health status” Health Economics Resource Center
Defining health-related quality of life • Health status surveys/instruments – Survey of patient perspectives about their own function, well-being and other important health outcomes. • Health status measures describe the health state of an individual, for a specific period, or at a particular time, along various attributes of health. Health Economics Resource Center
Defining health-related quality of life • HRQoL instruments are used to measure • Baseline health status • Comparative health status • Effectiveness/outcomes of clinical intervention Health Economics Resource Center
Instruments to measure HRQoL • Generic instruments: • SF-36: 8 dimensions of health, including physical functioning, bodily pain, social functioning and mental health. Health Economics Resource Center
Instruments to measure HRQoL • Disease-specific measures: • Asthma Quality of Life Questionnaire (AQLQ) • American Urological Association’s Urinary Bother Scale • Oswestry Low Back Pain Questionnaire Health Economics Resource Center
CEA/CUA • CEA compares the costs and effectiveness of two (or more) interventions Health Economics Resource Center
CEA/CUA • The effectiveness is defined by the health benefit or outcome achieved with the intervention • This effectiveness is defined by a summary measure that combines: • Quantity of life, and • Quality of life, • Weighted by the preference for that quality of life Health Economics Resource Center
CEA/CUA • The summary measure of health benefit or outcome in CEA is the QALY • Includes both quality and quantity of life; • adjusted for the desirability of, or preference for the benefit achieved. Health Economics Resource Center
The Quality Adjusted Life Year (QALY) • QALYs describe years of survival, adjusted for quality of life: • 0 = death • 1 = perfect health • QALYs allow trade-off between length of life with quality of life: • 1 QALY = 1 year in perfect health • 1 QALY = 2 years with utility of 0.5 Health Economics Resource Center
Quantifying the QALY or outcome • Requires: • Description or estimation of the health states expected to be experienced by patients with the condition • Estimation of the duration of each health state • Assessment of patient or community preferences for each health state Health Economics Resource Center
White board exercise • In CEA what components of health status will you need to measure ? Health Economics Resource Center
Whiteboard summary • Health care interventions have impact in many dimensions of life, • Those impacts may be more or less desirable. • At issue is how to quantify many attributes of outcome into a single measurement scale, which includes a valuation on the outcomes. • This valuation is defined as preference Health Economics Resource Center
Assessment of patient or community preferences for each health state • Only health status measures, with preferences/utilities assessed, can be used in economic analysis; • Only a few health status measures (generic or specific) have preferences/utilities measured. • In this talk, per Gold, et al recommendations, preferences = utilities Health Economics Resource Center
Deriving preferences or utilities for health states • Basic methodology: • Surveys of patients experiencing the condition or health state of interest; or • Surveys of a community sample. • In both cases, individuals provide a personal reflection on the relative value of different health states experienced or described. Health Economics Resource Center
Deriving preferences or utilities • Two methods to derive preferences: • Direct: individuals respond to composite descriptions of health states (their own or written descriptions) • Indirect: individuals respond to questions about separately delineated dimensions (or attributes) of a health state, and a summary score or utility weight is calculated. • Physical function • Social functioning • Mental health etc. Health Economics Resource Center
Sample health state description (composite) • You are able to see, hear and speak normally • You require the help of another person to walk or get around; and require mechanical equipment as well. • You are occasionally angry, irritable, anxious and depressed. • You are able to learn and remember normally. • You are able to eat, bathe, dress and use the toilet normally. • You are free of pain and discomfort. Health Economics Resource Center
Methods to assess preferences • Direct method • Individuals asked to choose (declare preferences) between their current health state and alternative health status scenarios • Individuals make these choices based on their own comprehensive health state (or the composite described to them). Health Economics Resource Center
Methods to assess preferences for health states • Direct Methods • Standard Gamble (SG) • Time Tradeoff (TTO) Health Economics Resource Center
Direct: Standard Gamble (SG) • Live rest of life in current health state; or • “take a pill (with risks) to be restored to perfect health” • Scale represents risk of death respondent is willing to bear in order to be restored to full health. Health Economics Resource Center
Direct: Time Tradeoff (TTO) • How much reduction in total life willing to give up in order to live in perfect health Health Economics Resource Center
How to get the SG & TTO • The SG and TTO have are usually administered through interactive computer programs such as • U-Titer (Summer, Nease et al., 1991) • U-Maker (Sonnenberg FA, 1993) • iMPACT I and II(Lenert, Sturley, et al., 2002), • ProSPEC (Bayoumi) • FLAIR1, FLAIR2, (Goldstein et al.1993) Health Economics Resource Center
Methods to assess preferences • Indirect method • Individuals asked to rate preferences for separate domains of health states • Scores are aggregated to create a composite preference or utility weight for a health state Health Economics Resource Center
Sample Questions (EQ-5D) • Which statements best describe your own state of health today? • Mobility: • 1. No problems walking about • 2. Some problems walking about • 3. I am confined to bed Health Economics Resource Center
Sample Questions (EQ-5D) • Which statements best describe your own state of health today? • Pain/discomfort • No pain or discomfort • Moderate pain or discomfort • Extreme pain or discomfort Health Economics Resource Center
The aggregate health state description • You are able to see, hear and speak normally • You require the help of another person to walk or get around; and require mechanical equipment as well. • You are occasionally angry, irritable, anxious and depressed. • You are able to learn and remember normally. • You are able to eat, bathe, dress and use the toilet normally. • You are free of pain and discomfort. Health Economics Resource Center
Indirect preference measurement systems • Individuals respond to questions about the separate attributes of a health state, and a summary score or utility weight is calculated • Health utility measures vary in: • Dimensions or attributes included; • The size and nationality of the sample population used to establish the weights; • Health states defined by the survey; and • How the summary score iscalculated, etc. Health Economics Resource Center
Methods to assess preferences for health states • Indirect Measures • Health Utility Index (HUI) • EuroQol (EQ-5D) • Quality of Well-Being Scale (QWB) • SF-6D Health Economics Resource Center
Indirect measures: Health Utility Index (HUI) • 41 questions (many items can be skipped) • can derive both HUI Mark 2 and HUI Mark 3 health utility scores. • 8 domains of health and 972,000 health states • vision, hearing, speech, ambulation, dexterity, emotion, cognition, and pain • Basis of domain weights: • Canadian community sample rated hypothetical health states • Utility theory Health Economics Resource Center
How to get the HUI • HUI is copyrighted and can be obtained for a fee (~$3,000) from Health Utilities Inc (www.healthutilities.com) • For an overview of the HUI see Horsman, Furlong, Feeny, and Torrance (2003) Health Economics Resource Center
Indirect measures: EuroQol EQ-5D • 5 questions in 5 domains of health • Mobility, self-care, usual activity, pain/discomfort, or anxiety/depression • 245 health states. • Basis of domain weights: • Past studies based on British community sample • New US weights recently published Health Economics Resource Center
How to get the EuroQol EQ-5D • Nonprofit research can obtain the EQ-5D for free from the EuroQol Group (www.euroqol.org) • See Dolan, Gudex, Kind, & Williams (1997) for British-based EQ-5D • See Shaw, Johnson, & Coons (2005) for US-based EQ-5D Health Economics Resource Center
Indirect measures: the QWBQuality of Well-Being Scale • Two versions • Original interviewer-administered • More recent self-administered (QWB-SA) • QWB-SA is more feasible, but still takes time • 76 questions; 1215 health states defined; • Includes symptoms, mobility, physical activity, & social activity • Basis of domain weights: • Primary care patients in San Diego, CA Health Economics Resource Center
How to obtain the QWB-SA • Contact the UCSD Health Outcomes Assessment Program (http://www.medicine.ucsd.edu/fpm/hoap/index.html) to register and obtain the QWB • For interview-administered version see Kaplan, Bush, & Berry (1975) • For self-administered version see Kaplan, Ganiats, & Sieber (1996) Health Economics Resource Center
Indirect measures: SF-6D • Converts SF-36 or SF-12 scores to utilities • When based on SF-36, uses 10 items • When based on SF-12, uses 7 items • 6 health domains • physical functioning, role limitations, social functioning, pain, mental health, and vitality • Defines 18,000 health states • Basis of domain weights • British community sample Health Economics Resource Center
How to obtain SF-6D • Both SF-36 and SF-12 can be obtained from www.sf-36.org and the scoring algorithm for the SF-6D can be obtained from its developer, John Brazier. • For converting the SF-36 into utilities see Brazier, Roberts, & Deverill (2002) • For converting the SF-12 into utilities see Ware, Kosinski, & Keller (1996) Health Economics Resource Center
Health related quality of life in clinical trials (note of caution) • Gathering HRQoL (i.e. measuring health status) in clinical trials may have one or more purposes: • Define the health states that might be experienced during the disease progression; • Define the health states that are experienced by each participant in a study; • Establish the preferencesor utilities for each health state, as defined by the patients with the medical condition. Health Economics Resource Center
Health related quality of life in clinical trials • Define the health states that might occur – in order to define the physiologic stages of the condition; • Define the health states that do occur – to be used in modeling QALYs for a CEA, using previously established preferences for each health state experienced; • Establish the preferences of each health state – to compare patient with community samples and other studies. Health Economics Resource Center
Health related quality of life in clinical trials (note of caution) • Be sure your purpose is clear, before you choose your measurement tool Health Economics Resource Center
Which method to use? • Trade-off between sensitivity and burden • Start with a literature search Health Economics Resource Center
Hierarchy of methods • Going from least burdensome to most: • Off-the-shelf utility values • Indirect Measures • (HUI, EQ-5D, QWB, SF-6D) • Use a disease-specific survey during the trial and transform at a later time to preferences • Direct measure (SG, TTO) Health Economics Resource Center
Off-the-shelf values • Use preference weight determined in another study for health state of interest • Not all health states have been characterized • Useful in decision modeling Health Economics Resource Center
Indirect measures (HUI, EQ-5D, QWB, SF-6D) • Standard surveys that are widely used • Review published studies on psychometric properties in the population of interest • May not reflect changes in health states caused by intervention (or of interest) • May lack “responsiveness ” Health Economics Resource Center
Using disease-specific survey • If consequences of the treatment or disease are not captured with a generic measure • Use disease specific quality of life instrument • Have community respondents value health states with a direct measure at a later time Health Economics Resource Center