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DBA-402S? Building a DDL Audit Solution using SQL Server 2005. Agenda. DDL Audit MechanismsDefault TraceDDL TriggersEvent NotificationsEvent Notifications in DetailSetting up Remote Event NotificationsPutting it all togetherDDL Audit AdminDDL Audit ReportsDDL Audit Viewer. DBA-402S? Buildi
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1. Building a DDL Audit Solution using SQL Server 2005 Jasper Smith, MVP
2. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Agenda DDL Audit Mechanisms
Default Trace
DDL Triggers
Event Notifications
Event Notifications in Detail
Setting up Remote Event Notifications
Putting it all together
DDL Audit Admin
DDL Audit Reports
DDL Audit Viewer
3. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Why ? Simple Audit – who did what and when
Change management – database schema history
Change auditing – do effects of change match change description
Troubleshooting – performance issues can occur when schema or stored procedures are changed
4. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 DDL Audit Mechanisms – Default Trace On by default (controlled by sp_configure 'default trace enabled‘)
Stored in the same folder as the SQL Server Error Log
Location can be changed by modifying the –e start up parameter using the SQL Server Configuration Manager
Captures mainly audit type trace events
The system function fn_trace_gettable has been enhanced to allow the reading of running server side traces
SMO Trace API Microsoft.SqlServer.Management.Trace
5. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 DDL Audit Mechanisms – DDL Triggers React to CREATE,ALTER,DROP DDL statements
Server or Database scoped
Within a DDL trigger you can rollback the DDL that caused it to fire
Use the eventdata() function to return data as xml
Synchronous
6. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 DDL Audit Mechanisms – Event Notifications Leverage Service Broker infrastructure
Asynchronous
Target local or remote service
React to DDL and subset of Trace events
Integrate with WMI and SQL Agent alerts
7. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Service Broker Service Broker provides queuing and reliable messaging as part of the Database Engine
Event Notification Service is built in to all databases
8. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Event Notification Syntax CREATE EVENT NOTIFICATION name
ON { SERVER | DATABASE | QUEUE }
[ WITH FAN_IN ]
FOR { event_type | event_group } [ ,...n ]
TO SERVICE broker_service
{ 'broker_instance_specifier' | 'current database' }
9. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Event Groups DDL_DATABASE_LEVEL_EVENTS
DDL_TABLE_VIEW_EVENTS
DDL_TABLE_EVENTS (CREATE_TABLE,ALTER_TABLE,DROP_TABLE)
DDL_VIEW_EVENTS
(CREATE_VIEW,ALTER_VIEW,DROP_VIEW)
DDL_INDEX_EVENTS
(CREATE_INDEX,ALTER_INDEX,DROP_INDEX)
DDL_STATISTICS_EVENTS
(CREATE_STATISTICS,ALTER_STATISTICS,DROP_STATISTICS)
10. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Trace Events In addition to the DDL events available in DDL Triggers, Event Notifications also allow a subset of Trace events to be captured
Audit_Login
Audit_Login_Failed
Lock_Deadlock
Data_File_Auto_Grow
Blocked_Process_Report
11. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Creating Event Notifications Create a QUEUE
Create a SERVICE on a QUEUE
Create a ROUTE for the SERVICE
Create an EVENT NOTIFICATION to a SERVICE
Create a SERVICE PROGRAM to process notification events in the QUEUE
12. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Demonstration 1 Event Notification Basics
13. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Remote Event Notifications – Endpoint In order for Service Broker messages to pass between instances we need to create a Service Broker Endpoint
Define the TCP port and encryption the endpoint will support and who can connect to itCREATE ENDPOINT SSBENDPOINTSTATE = STARTED,AS TCP (LISTENER PORT = 4022)FOR SERVICE_BROKER (AUTHENTICATION = WINDOWS, ENCRYPTION = SUPPORTED)
14. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Remote Event Notifications – Routes Need to specify
Remote Service Name
Remote Broker Instance
Remote Address
CREATE ROUTE ExpenseRoute WITH SERVICE_NAME = '//Adventure-Works.com/Expenses', BROKER_INSTANCE = 'D8D4D268-00A3-4C62-8F91-634B89C1E315', ADDRESS = 'TCP://SERVER02:1234'
15. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Remote Event Notifications - Security Can configure full dialog security as described in BOL however it is overkill for DDL Audit and hard to automate (requires certificate management)
We will use Windows Authentication based on the SQL Server Service account with no encryption
Grant connect on the Service Broker endpoints to the SQL Service accounts (local and remote) to allow communication
NOTE guest user must have access to msdb (all object permissions can be denied)
16. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Remote Event Notifications – DMV sys.transmission_queue in msdb holds outbound messages from audited instance. Very useful for troubleshooting
sys.conversation_endpoints describes service broker conversations and their states
sys.server_event_notifications and sys.server_events hold metadata about event notifications
sys.services and sys.routes hold service broker metadata
17. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Demonstration 2 Remote Event Notifications
18. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 DDL Audit Application Requirements Need a central data warehouse to store events
Need a deployment mechanism
Need an interface for viewing audit events
Need to monitor event queues and health*
Need to be able to alert on specific events*
Need to be able to filter known common DDL* e.g. index drops/creates during ETL processes
19. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 DDL Audit Application Technologies SQL Server 2005 Event Notifications
Reporting Services 2005
Windows Forms 2.0
Windows Forms Report Controls
20. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Demonstration 3 Putting it all Together
21. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Additional Resources More on Auditing DDL in SQL 2005
Auditing Events in SQL Server 2005
Slides and Demo Applications on PASS site and also
http://www.sqldbatips.com
Further questions
jas@sqldbatips.com
22. DBA-402S• Building a DDL Audit Solution using SQL Server 2005 Thank you! Thank you for attending this session and the
2006 PASS Community Summit in Seattle