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1. Today: Electoral systems overview
Centripetalism in Papua New Guinea: Alternative Vote vs. Plurality
2. Evaluating electoral systems Types of electoral systems & effects:
(i) Outcomes: majoritarian vs. proportional
(ii) Incentives: conflict vs. bargaining & cross-group appeals
(Reilly: Preferential voting systems cross-group appeals)
3. What is an electoral system? How votes are translated into seats:
Votes
Electoral system:
Seats
4. Three major types/families of electoral systems Majoritarian
Proportional
Mixed
5. Electoral systems:two features District magnitude (M): # of representatives elected in one district
Formula: the specific mechanism translating votes into seats
6. Majority/plurality systems District magnitude: M = 1
Formula:
plurality/FPTP (India, U.S., U.K.)
majority-runoff (most of Frances former colonies, parts of former Soviet Union)
alternative vote (Papua New Guinea, Australia)
7. How does it work? M (district magnitude) = 1
Winner-takes-all
Plurality (first-past-the-post): more votes than any other candidate
Majority-runoff:
- 50% + 1 of the total votes
- otherwise, runoff between two top vote-getters
8. Alternative Vote: M = 1
Voters rank candidates: 1st choice, 2nd choice, 3rd choice
If no candidate has more than 50% of first preferences, candidate w least votes eliminated
Second preferences counted
And so on, until we have a winner (more than 50% of the vote)
9. Example: USA 2000 Bush, Gore, Buchanan
Gore 48%, Bush 47%, Buchanan 5%
Buchanan is eliminated; his second choices counted
80% for Bush (4% of total), and 20% for Gore (1% of total)
New count: Bush 51%, Gore 49%
Bush wins
10. Discussion/assessment: Majoritarian systems: who wins?
Gerrymandering
Proportional representation: Alabama Paradox
11. FPTP: strengths & weaknesses Strength: its capacity to deliver a majority government
Weakness: no guarantee of turning a plurality/majority of votes into a majority of seats
E.g., NZ 1978-81 (maybe USA 2000?)
13. Advantage of plurality? Plurality is a giant conjuring trick, pulling the rabbit of majority government out of the hat of a divided society
14. Criticism: From a New Zealand perspective, advocacy of the plurality method based on its ability to better dismiss unpopular governments makes a good joke
Pluralitys side effect: Gerrymandering
16. Proportional systems: District magnitude: 1 < M = S (assembly size)
Formula:
party list PR (Israel, most of Europe, Latin America, Southern Africa)
STV (Single Transferable Vote: Ireland, Malta)
17. How do they work? M (district magnitude) > 1
Proportional representation:
voters vote for a party (not a candidate);
# of seats # of votes
Single Transferable Vote:
- very similar to the Alternative Vote (single- vs. multi-member districts)
18. Limiting proportionality in PR Two ways:
EITHER lowering district magnitude
(e.g., Chile, M = 2)
OR raising the threshold
(e.g., Turkey = 10%)
19. Maximizing proportionality: Neither of the above:
BOTH high district magnitude
(M = S; Netherlands M = S = 150)
AND very low threshold (Italy 1946 0.15)
20. Side note: Alabama Paradox Q: proportional representation in the US?
A: apportionment of seats in the House
Some unexpected and counter-intuitive results (Alabama paradox, population paradox, new states paradox)
21. Choosing an electoral system Typical/mainstream thinking:
Two goals:
(i) Proportionality: accurate/fair representation
(ii) Efficiency: choosing a government (a government that can govern)
[(iii) Third goal? Encouraging cooperation?]
22. Tradeoffs: Ideally, we would like to have the cake and eat it, too: maximize both representation and efficiency
Hard to achieve in practice: one tends to come at the expense of the other
Prioritize and choose accordingly
23. Two types of electoral formulas (i) favor proportionality?
Choose proportional representation
(ii) favor efficiency/governability?
Choose a majoritarian system
24. Duvergers Law Electoral systems ? Party systems
Law: Correlation between FPTP and two-party systems
Why? Two effects of electoral systems:
mechanical effect
Psychological effect
25. Mechanical effect refers to what electoral systems actually do
Psychological effect refers to how voters react to the working of the electoral system
Duverger: an institutional analysis:
Electoral system ? Party system
26. Sociological approach (Rokkan): Duverger got the story backwards:
Electoral system ? Party system
27. Papua New Guinea An extraordinarily fragmented country (culturally)
No common history of statehood
Hundreds of often mutually antipathetic groups
4 million people, 840 distinct languages (1/4 of the languages spoken in the whole world)
28. A natural experiment The effects of various electoral systems
Alternative Vote (1964, 1968, 1972)
Gains independence in 1975; switch to plurality (FPTP)
Effects of AV vs. FPTP?