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5. Nonstate Actors in the International System. The Modern State System. over the past few hundred years the state : has displaced all other political structures tribes, bands, cities, empires etc. where did states come from?
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5. Nonstate Actors in the International System
The Modern State System • over the past few hundred years the state : has displaced all other political structures • tribes, bands, cities, empires etc. • where did states come from? • why have they displaced all other forms of political organization? • will state be replaced in the future by some other form of political organization?
The Rise of the Modern State • two thousand years ago, Roman Empire. : a highly complex political system : infrastructure of cities, laws, trade and knowledge : by the 5th C., Rome collapsed • much of western Europe reverted to anarchy : entering the Dark Age from about 500 C.E. to about 1000 C.E.
How War Made States, and Vice Versa • the Dark Age : set the stage for the creation of the modern state : the highly fragmented, unstable, and violent environment • according to Charles Tilly, the modern state : emerged out of the constant warfare • the constant warfare among these numerous rivals : generated a kind of rapid organizational evolution
during about 65 % of the time in the 16th century and 17th century : the major European countries were engaged into warfare • between 1816 and 1945 : the European countries were energetically arming : three-fifths of all interstate wars took place in Europe • in the five centuries before 1500, European states : concentrated even more exclusively on the making of war • over the millennium as a whole, war : the dominant activities of European states
The Hundred Years’ War : conflict between England and France, lasting 116 years from 1337 to 1453
“By the end of July 1418, Henry V of England had the city of Rouen completely surrounded … In early December 1418 … the defenders attempted to reduce the demands on their ever-declining food stocks by expelling 12,000 people, useless mouths, from the city. Henry refused to let these people pass through the lines, and many of them, old men, women and children, perished in the winter chill, starting and helpless, between the walls and the tents of the besiegers. The scenes of suffering were recorded by an Englishmen, John Paige: ‘Here and there were children of two or three, begging for bread and starving, their parents dead… a woman was clutching her dead baby to her breast, and a child was sucking the breast of its dead mother.’” Robin Neillands. 1990. The Hundred Years War. p. 227.
Joan of Arc at the Siege of Orleans
Fifteenth-century miniature depicting the Battle of Agincourt.
state budgets, taxes, and debts reflect that reality • before 1400, no state : had a national budget • during the 16th century, as war multiplied state expenditures, : European states - began to regularize and expand budgets, taxes, and debts alike
Francis I started borrowing from Parisian businessmen in the 1520s : offering the city’s future revenues as security - France’s public debt took on serious proportions : he spent the money on his great campaigns against Habsburg Emperor Charles V. : borrowing for 18th century, wars • swamped the state • ruined its credit • led directly to the fateful calling of the Estates General in 1789 • French taxes rose : from about 50 hours of an ordinary laborer’s wages per capita per year in 1600 : to almost 700 hours per capita in 1963
war : created the European network of national states • preparation for war : created the internal structures of the states within it - courts, treasuries, systems of taxation, regional administrations, public assemblies, and much more • at the level of the state, the organizational division developed only slowly : between - armed forces oriented to attacks on external enemies (armies) - those oriented to control of the national population (police)
during the critical centuries from 1400 to 1700, rulers : spent much of their effort disarming, isolating, or co-opting rival claimants to state power • only during the 19th century, European states : established uniformed, salaried, bureaucratic police forces specialized in control of the civilian population • they freed : their armies to concentrate on external conquest and international war
Leonardo da Vinci : one of the greatest painters of the Italian Renaissance. (15th C.) : interested in machines : he hated war - worked as a war engineer creating deadly and advanced weapons for the King of Milan.
Mona Lisa (1503–1507)
An armoured tank at Chateau d’Amboise
an Artillery Park 1487
around 1500 C.E., states : covered only 20 percent of globe
European states : began to expand their economic, technical, and military powers beyond their own shores • during the seventeenth and eighteenth centuries : Spain and Portugal took control of South America : the Dutch, the French, and the British expanded state power into Asia • by the nineteenth century : nearly all of Africa - had similarly been divided up among European states
the organizational structure of the state : imposed around the world by force • all around world, people : viewed the state as a superior form of political evolution : states - primary actors in domestic and international politics around the world • supreme authority over internal affairs • legal equality with other states • Europe : took several hundred years to create the modern state • much of the world : forced to take up this form of organization more quickly
the state : has supreme authority over internal affairs - legal equality with other states • the state : legal entity with permanent population, well-defined territory, and a government • the nation : collection of people - perceive common ties based on ethnic, linguistic, and/or cultural factors • the nation-states : a convergence between territorial states and the psychological identification
Mainstream Approaches in IO Realism: - The state is the most important actor in international relations - The state is a unitary and rational actor - International relations are conflictual - High politics, security, dominate the international agenda - The role of nonstate is marginal * high politics: issues related to the military, security
Liberalism: - Nonstate actors are important - International relations are a mixture of cooperation and conflict - A variety of issues, low politics, can come to dominate the global agenda * low politics: issues related to the economic, social, environmental relations
IGOs and NGOs • the 1648 Peace of Westphalia : ended the authority of the Pope by creating states • the history of world politics for the past 350 years : a chronicle of interaction among states • today, the supremacy of state : challenged by intergovernmental organizations and nongovernmental organizations • the end of Westphalia system?
two types of nonstate actors : intergovernmental organizations (IGOs) and nongovernmental organizations (NGOs) • the number of nonstate actors increased greatly in the 20th century : especially since the decolonization movement began after World War II - in 1909, 37 IGOs and 176 NGOs - in 1960, 154 IGOs and 1,255 NGOs - in 2003, 243 IGOs and 28,775 NGOs
IGOs • IGOs - intergovernmental organizations : UN, EU, NATO, ASEAN, World Bank, IMF, ILO etc. : members are states : the product of interstate system • purpose is to solve shared problems : state governments - give IGOs authority to make collective decisions to manage particular problems on the global agenda
global scope of membership and multiple purposes : UN • global scope and single purposes : WHO, ILO, IMF • regional scope and multiple purposes : EU, Association of Southeast Asian Nations (ASEAN), Organization of American States, League of Arab States • regional scope and single purposes : North Atlantic Treaty Organization (NATO), International North Pacific Coffee Organization
NGOs • NGOs - nongovernmental organizations : members - private individuals or groups who focus on specific aspects of the global agenda : range from earth sciences to health care, language, history, culture, theology, law, ethics, security, and defense
: professional associations, foundations, multinational corporations, indigenous groups, religious groups - International Political Science Associations, the World Young Women’s Christian Association, the World Wide Fund for Nature International : many NGOs interact with IGOs - more than one thousand NGOs consult with the UN system : NGOs are most active in the advanced Global North
World Bank • created at 1944 Bretton Woods conference • at first, designed to assist European reconstruction efforts after WWII : International Bank for Reconstruction and Development (IBRD) = World Bank : later, to assist in the development of productive facilities and resources in less developed countries
most of the World Bank’s loan funds : obtained not from government but from private capital market • loan applicants : require to demonstrate that the loan will finance a rationally planned undertaking • long-term projects : private and governmental loans to developing countries for social projects (building infrastructure)
International Monetary Fund • the IMF also originated in World War II at Bretton Woods, New Hampshire, in July 1944 : to finance the rebuilding of Europe after the devastation of World War II : to save the world from future economic depressions • the more difficult task of ensuring global economic stability : assigned to the IMF
The IMF sought a multilateral solution: (1) stabilizes international monetary exchange rates (2) lender of last resort for countries experiencing financial crisis and balance of payments problems • IMF’s voting : weighted, giving a larger voice to wealthier states • criticized because of its strict financial conditions for its loans • tension with Global South • undermines state sovereignty and increases inequalities
in its original conception, the IMF : based on a recognition that markets often did not work well : founded on the belief that there was a need for collective action at the global level for economic stability • over the years since its inception, the IMF : changed markedly : now champions market supremacy with ideological fervor • the most dramatic change in these institutions : occurred in the 1980s : Ronald Reagan and Margaret Thatcher preached free market ideology in the U.S. and the U.K.
“conditionality” : a hotly debated topic in the development world : conditions designed to increase the likelihood that they will be repaid • Stiglitz : believes that conditionality is a bad idea - it even reduced the likelihood of repayment
the IMF – under the influence of the U.S. Treasury : impose a condition on developing countries - that most Americans would have found unacceptable for themselves : the U.S. ignored the IMF’s advice : the market would not punish the U.S. - for ignoring its advice • but poor countries ignore the Fund’s advice • many of the policies - that the IMF pushed premature capital market liberalization : contribute to global instability • IMF funds and programs : failed to stabilize the situation : made matters worse, especially for the poor
free market reforms and privatization in Latin America : one or two successes – Chile : much of the rest of the continent - the lost decade of growth - persistently high rates of unemployment : the benefits accrue to the well-off - the top 10% - while poverty has remained high
in developing nations, the unemployed workers : typically do not become a safety net : a large social cost by urban violence, crime, the social and political unrest : wide-spread anxiety even among workers who have managed to keep their jobs
The United Nations • founded in 1945 : successor to League of Nations : universal membership (190 states) • at the start of WWII, world leaders created new institutions to preserve peace • The UN’s objectives : maintain international peace and security : promote peaceful relations between states : promote cooperation for solving international problems : encourage human rights and freedoms
Figure: The Changing Membership of the United Nations, 1945–2005 Source: United Nations
the liberal conviction : war is not inevitable but can be controlled by institutions • But paralyzed by the Cold War conflict • after the end of the Cold War : involved in a broad range of global agenda - food, population, law of the sea, water, disarmament, racism, aging, indigenous peoples, global warming … • evolved into a complex network : UN-NGO cooperation • the issues and problems that the UN will be asked to manage : continue to grow
the UN : a vast administrative machinery : decentralized conglomerate of countless committees, bureaus, board, commissions, institutions • budgetary constrains and inefficient bureaucracy : reduce it’s the capacity • can the UN meet the huge demands? • is original UN design outdated?