Brompton Investment Funds

1. Brompton Investment Funds

2. Investment Funds • Investment vehicle in which assets are pooled and jointly managed for investors • Investment funds encompass both mutual funds and investment trusts • The Brompton Investment Funds covered today invest in income trusts

3. Objectives • Provide Tax Advantaged monthly payments • Low management fees • Opportunity for Capital Appreciation

4. Characteristics • Equally weighted portfolio • Low Management Fees • Owns Trust • Forward Agreement • Distributions are tax advantage • Listed on TSX

5. Equally Weighted Portfolio • S&P/TSX Comp. Index • Regular Distributions

6. Owns Trust

7. Forward Agreement • Trust to be Sold on Feb. 28 2016 • Sold for the value of the value of the Common Share Portfolio • Can be terminated Earlier

8. Risk • Interest Rate • Illiquid Securities • Tax Law Changes • Counterparty Risk • Significant Redemption • Agency Risk

9. Objectives • High monthly tax advantaged cash distributions • Low management fees • Potential for capital appreciation • Exposure to oil and gas profits with diversified risks

10. Characteristics • Comprised of equal dollar amounts of every Oil & Gas Income Trust listed on the TSX that pay regular distributions and have a market capitalization of at least 500 million. • Rebalanced quarterly • Listed on TSX • Mutual Fund Trust for purposes of the tax act

11. Risks • Interest Rate • Liquidity • Oil & Gas Volatility • Portfolio value fluctuation Low management fee:0.45% of net assets per annum

12. Symbol: ATF.UN • Steady returns for this fund

14. Symbol: AOG.UN • Large Drop in the Return due to changes in the Income Trusts Laws

16. Brompton Investment Funds Questions???