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This update provides information on the progress of the Interoperability Pilot for certificate validation and digital signing of NIH grant applications. It includes details on the integration of PKI systems, certificate validation processes, and the automation of signed document archiving and receipt processing.
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NIH – EDUCAUSE PKI Interoperability Pilot Update Peter Alterman, Ph.D. Director of Operations, Office of Extramural Research, NIH and Senior Advisor to the Chair, Federal PKI Steering Committee
HEBCA E-Lock Assured Office Digital Signed Grant Appl Certificate Validation University A NIH Mail Server University A FBCA Internet Certificate Validation University B E-Lock Assured Office Digital Signed Grant Appl University B NIH CAM Server with DAVE Certificate Validation University C Cert Status NIH Recipient E-Lock Assured Office Digital Signed Grant Appl E-Lock Assured Office Digital Signed Grant App. University C E-Lock Assured Office CAM-enabled Cert Status Basic Architecture of Interop Pilot
HEBCA E-Lock Assured Office Digital Signed Grant Appl Certificate Validation University A NIH Mail Server University A FBCA Internet Certificate Validation University B E-Lock Assured Office Digital Signed Grant Appl University B NIH CAM Server with DAVE Certificate Validation University C Cert Status NIH Recipient E-Lock Assured Office Digital Signed Grant Appl E-Lock Assured Office Digital Signed Grant App. University C E-Lock Assured Office CAM-enabled Cert Status Unfinished Work
Finish Off Phase Two Work – From Proof of Concept to Pilot • Add UCOP & UTH-HSC by Incorporating VeriSign • Continue Development of Path Discovery Software and Harden for Production Use • Split Registry of Directories in two: .edu and .gov • Complete CA Product Interoperability Work Within Bridge Membrane (Entrust-RSA/DST interop) • Reinstall NIH CAM/DAVE • Move NIH CA to DST for trust anchor • Produce How-To Documentation for Cross-Certifying University CAs with HEBCA
Desktop signing Application signs XML form NIH App Server: The Bot Alabama- Birmingham Internet Desktop signing Application signs XML form Wisconsin- Madison Desktop signing Application signs XML form Dartmouth New “Phase Three” Architecture Send electronic receipt XML form to be Processed by e-grants Back end Instiutution CAs E-auth gateway Automatically validate signature Higher Ed Bridge CA Local validation service Federal Bridge CA
New NIH “Phase Three” Work • Automate receipt of signed grant application and validation of digital signatures • Automate return receipt e-mail per GPEA requirement • Build prototype signed document archive that satisfies National Archives and Records Administration requirements for storing signed digital documents • Continue work to make desktop app bridge-aware (replace reliance on internal trust lists to trust in bridge trust path delivery process).
Other Work • Support institutionalization of Higher Ed Bridge CA • Policy Authority instantiation • Bridge Operational Authority support • NMI Interactions
Enough Acronyms for You? • All Questions Welcome • Just Throw Money
Desktop signing Application signs XML form NIH App Server: The Bot Alabama- Birmingham Certificate Internet Desktop signing Application signs XML form Wisconsin- Madison Desktop signing Application signs XML form Dartmouth junkyard Mathematically Linked Key Pair Private Key NIH CAM Server with DAVE