Key Schemes and Policies for enabling MSME Growth

1. Key Schemes and Policies for enabling MSME Growth APEX CLUSTER DEVELOPMENT SERVICES

2. Public Procurement Policies Market Development Assistance (MDA) Building Design Expertise (Design clinic scheme) Marketing Assistance & Technology Up-gradation Financial Assistance on Bar-Code Building Awareness on IPR Support for International Exposure and Participation in International Events Support for conducting Surveys, Studies and Policy Research Subsidized Credit for Technology Upgradation (CLCSS) Technology & Quality Upgradation Support (TEQUP) Enhancing Quality Management Standards and Quality Technology Tools (QMS/QTT) Enhancing Lean Manufacturing Competitiveness (LMCS) ISO Certification Reimbursement Cluster Development (MSE-CDP) Setting up Mini Tool Rooms & Training Centers (MTR) Support for entrepreneurial & managerial development through incubators Scheme for 'National Awards’ Credit Guarantee Fund Scheme for Collateral free credit Performance and Credit Rating -Reimbursement APEX CLUSTER DEVELOPMENT SERVICES

3. 1.1 Support through Public Procurement Policies 1.2 Market Development Assistance (MDA) 1.3 Building Design expertise (Design clinic scheme) 1.4 Marketing Assistance and Technology Up-gradation Support 1.5 Financial Assistance on Bar-Code 1.6 Support for Building Awareness on IPR 1.7 Support for International Exposure and Participation in International Events 1.8 Support for conducting Surveys, Studies and Policy Research MARKETING SUPPORT

4. 1.1 Support through Public Procurement Policies TYPE OF SUPPORT Marketing Support OVERVIEW The Public Procurement Policy for MSEs Order 2012 aims at facilitating promotion & development of micro and small enterprises. APEX CLUSTER DEVELOPMENT SERVICES

5. 1.2 Scheme for 'Market Development Assistance (MDA) to MSMEs’ SCHEME COMPONENTS TYPE OF SUPPORT Marketing Support The scheme offers funding support of to-and-fro air fare for participation of MSME Entrepreneurs in overseas fairs/ trade delegations. The scheme also provides funding for producing/ acquiring bar coding and for contesting anti-dumping cases. APEX CLUSTER DEVELOPMENT SERVICES

6. 1.2 Scheme for 'Market Development Assistance (MDA) to MSMEs’ DOCUMENTS’ CHECKLIST How To Apply (Participation in International Trade Fairs/ Exhibitions) Copy of the valid SSI registration issued by concerned GM (DIC)/ Director of Industries Demand Draft in favor of PAO (MSME), New Delhi for 50% rental charges of the booked space. Details of one or two participating representatives of the unit with photo copy of their valid passport. Proof of ownership of the unit as SC/ ST/ Women. APEX CLUSTER DEVELOPMENT SERVICES

7. 1.3 Scheme for 'Building Design expertise of MSMEs Manufacturing sector (Design clinic scheme)’ SCHEME COMPONENTS TYPE OF SUPPORT Marketing Support The objective of the scheme is to enhance the competitiveness of MSMEs through design and hence spread awareness on importance of design and its learning. For this propose, funding is provided for conducting awareness programs & projects on design. APEX CLUSTER DEVELOPMENT SERVICES

8. 1.3 Scheme for 'Building Design expertise of MSMEs Manufacturing sector (Design clinic scheme)’ DOCUMENTS’ CHECKLIST How To Apply (Design Projects) Copy of Financial Statements CV of each consultant Copy of consultant's proposal and additional information if necessary Relevant documents, such as quotation, project brief, or contract Declarations (in prescribed formats) APEX CLUSTER DEVELOPMENT SERVICES

9. 1.4 Scheme for 'Marketing Assistance and Technology Up-gradation of MSMEs‘ SCHEME COMPONENTS TYPE OF SUPPORT Marketing Support Marketing Assistance & Technology Up-gradation 8 Scheme Components Marketing Assistance and Technology Upgradation scheme is a GoI initiative for adoption of Modern Marketing techniques by MSMEs consistent with the requirement of global market. The scheme is divided into eight subcomponents and GoI assistance is available in various proportions. APEX CLUSTER DEVELOPMENT SERVICES

10. 1.4 Scheme for 'Marketing Assistance and Technology Up-gradation of MSMEs‘ DOCUMENTS’ CHECKLIST How To Apply (Reimbursement of ISO 18000 / ISO 22000 / ISO 27000 certification) Attested copy of all pages of E.M. No. Certificate Certificate (in original) confirming MSME/SSI & functional status of the unit at the time of acquiring ISO 18000/ISO 22000/ISO 27000 Certificate, with CA Certificate of total investment Attested copy of the ISO 18000/ISO 22000 /ISO 27000 Certificate CA certificate of expenditure (in original) giving the details of expenditure incurred in acquiring ISO 18000/ISO 22000 /ISO 27000 Certificate CA certificate of expenditure (in original) giving the details of reimbursement/grant/subsidy Certificate (excluding hotel & travel expenses & surveillance charges) Pre-receipt APEX CLUSTER DEVELOPMENT SERVICES

11. 1.5 Scheme for 'Providing Financial Assistance on Bar-Code’ TYPE OF SUPPORT Marketing Support OVERVIEW This aims at enhancing marketing competitiveness of MSMEs. Through seminars & reimbursement of registration fees, MSEs are encouraged to use bar-codes. The work of reimbursement has been decentralized & transferred to MSME-DIs to ensure speedy and extensive implementation. APEX CLUSTER DEVELOPMENT SERVICES

12. 1.5 Scheme for 'Providing Financial Assistance on Bar-Code’ DOCUMENTS’ CHECKLIST How To Apply Reimbursement of registration fee for Bar coding Attested copy of Cash Receipt for amount paid to GS1 India Attested copy of license recd Pre- receipted bill in triplicate for amount to be reimbursed Copy of EM Part-II acknowledgement no. from State Directorate of Industries/ DICs duly attested Certificate from GM, DIC/DI OR Affidavit from MSE confirming status of enterprise as micro /small & functional status of the unit, with CA Certificate of total investment An undertaking concerning non receipt of similar financial assistance from any other organization and/or from O/o the DC(MSME) APEX CLUSTER DEVELOPMENT SERVICES

13. 1.6 Scheme for 'Building Awareness on Intellectual Property Rights' (IPR) for MSMEs TYPE OF SUPPORT Marketing Support OVERVIEW Building Awareness on IPR Awareness/ sensitization programme on IPR Pilot Studies for Selected Clusters/ Groups of Industries Interactive Seminars/ Workshops Specialized Training (Short / Long term) The scheme aims at sensitizing and enhancing awareness about IPR in MSMEs. For this purpose, activities like awareness programs, skill development training, grant of patent - trademark etc are conducted. Financial Assistance on grant of patent & registration under GI Assistance for setting up of IP Facilitation Centre for MSME Interaction with International Agencies APEX CLUSTER DEVELOPMENT SERVICES

14. 1.6 Scheme for 'Building Awareness on Intellectual Property Rights' (IPR) for MSMEs DOCUMENTS’ CHECKLIST • How To Apply • Awareness/ sensitization programme on IPR • Pilot Studies • Interactive Seminars/ Workshops Certified copy of Registration Certificate Certified copy of Memorandum & Articles of Association, if applicable. Certified copy of Audited Statement of Accounts for the last 2 years. Annual Report for the last 2 years. Details of Expenditure — Document giving an undertaking to properly conduct the Programme APEX CLUSTER DEVELOPMENT SERVICES

15. 1.6 Scheme for 'Building Awareness on Intellectual Property Rights' (IPR) for MSMEs DOCUMENTS’ CHECKLIST How To Apply Financial Assistance on grant of patent & registration under GI Reimbursement details Product brochures Number of producers in case of GI Annual Report for the last 2 years (in case of firm /company) Copy of the registration of the applicant industries/ producers/ entrepreneur Copy of the proof for grant of patent/ registration of GI by the competent authority APEX CLUSTER DEVELOPMENT SERVICES

16. 1.6 Scheme for 'Building Awareness on Intellectual Property Rights' (IPR) for MSMEs DOCUMENTS’ CHECKLIST How To Apply IP Facilitation Centre Certified copy of Registration or equivalent Certificate Certified copy of Memorandum Articles of Association or Rules/Regulations etc, if applicable Certified copy of Audited statement of accounts for last 2 years, if applicable. Annual Report for last 2 years, if applicable. Document giving an undertaking to properly conduct the programme APEX CLUSTER DEVELOPMENT SERVICES

17. 1.7 Scheme for International Cooperation SCHEME COMPONENTS TYPE OF SUPPORT Marketing Support The principal objectives of assistance under this Scheme are Technology infusion and upgradation of Indian MSMEs, their modernization & promotion of their exports. APEX CLUSTER DEVELOPMENT SERVICES

18. 1.8 Scheme of Surveys, Studies and Policy Research TYPE OF SUPPORT Marketing Support OVERVIEW This scheme aims to regularly collect and analyze data on the constraints / challenges / opportunities available to MSME. The results will be used for policy research and for designing appropriate strategies of Government intervention to assist these enterprises. APEX CLUSTER DEVELOPMENT SERVICES

19. 1.8 Scheme of Surveys, Studies and Policy Research DOCUMENTS’ CHECKLIST How To Apply Conducting surveys, analytical studies and policy research Attach documents as per RFP APEX CLUSTER DEVELOPMENT SERVICES

20. 2.1 Subsidized Credit for Technology Upgradation (CLCSS) 2.2 Technology and Quality Upgradation (TEQUP) 2.3 Enhancing competitiveness through Quality Management Standards/ Quality Technology Tools (QMS/QTT) 2.4 Enhancing competitiveness through Lean Manufacturing Techniques 2.5 ISO Certification Reimbursement Enabling Technology Upgradation, Process Improvements and Quality Certification

21. 2.1 Credit Linked Capital Subsidy Scheme for Technology Upgradation TYPE OF SUPPORT Enabling Technology Upgradation, Process Improvements and Quality Certification OVERVIEW The scheme aims at facilitating Technology Upgradation of Micro and Small Enterprises by providing 15% capital subsidy on institutional finance availed by them for induction of well established and improved technology in approved sub-sectors/products. APEX CLUSTER DEVELOPMENT SERVICES

22. 2.1 Credit Linked Capital Subsidy Scheme for Technology Upgradation DOCUMENTS’ CHECKLIST How To Apply Subsidy for credit and loan Attested copy E. M. No., Registration Certificate Other documents as required for loan application APEX CLUSTER DEVELOPMENT SERVICES

23. 2.2 Scheme for 'Technology and Quality Up-gradation (TEQUP) Support to MSMEs‘ The scheme advocates the use of energy efficient technologies in manufacturing units so as to reduce cost of production and adopt clean development mechanism. TYPE OF SUPPORT Enabling Technology Upgradation, Process Improvements and Quality Certification OVERVIEW APEX CLUSTER DEVELOPMENT SERVICES

24. 2.2 Scheme for 'Technology and Quality Up-gradation (TEQUP) Support to MSMEs‘ DOCUMENTS’ CHECKLIST How To Apply Implementation of Energy Efficient Technologies (EET) Attested copy E. M. No. Registration Certificate Certificate to be attached by belonging SC/ST category (if applicable) Copy of DPR APEX CLUSTER DEVELOPMENT SERVICES

25. 2.2 Scheme for 'Technology and Quality Up-gradation (TEQUP) Support to MSMEs‘ DOCUMENTS’ CHECKLIST How To Apply Establishment of 16 CCA and Popularizing CDM Certified copy of Registration or equivalent Certificate. Certified copy of Memorandum Articles of Association or Rules/Regulations etc., if applicable. Certified copy of Audited statement of accounts for the last two years, if applicable. Annual Report for the last 2 years, if applicable APEX CLUSTER DEVELOPMENT SERVICES

26. 2.2 Scheme for 'Technology and Quality Up-gradation (TEQUP) Support to MSMEs‘ DOCUMENTS’ CHECKLIST How To Apply Product certification/ licenses from National/ International bodies Attested Copy of EM/DIC Registration No. Affidavit (in original) as per Annexure-II; with CA Certificate of investment in Plant and Machinery as per Annexure-III. Attested Copy of Product Certification License CA Certificate of the details of the Expenses of acquiring Product Certificate supported by attested copies of Receipts. Undertaking/Declaration of the Incentive/grant/subsidy already received, if any Pre-receipt in Triplicate Certificate for SC/ST category APEX CLUSTER DEVELOPMENT SERVICES

27. 2.4 Scheme for Enabling manufacturing sector to be competitive through Quality Management Standards (QMS) & Quality technology tools (QTT) TYPE OF SUPPORT Enabling Technology Upgradation, Process Improvements and Quality Certification OVERVIEW The objective of the scheme is to sensitize and encourage MSEs to understand and adopt the latest Quality Management Standards (QMS) and Quality Technology Tools (QTT). Various activities are conducted in this regard under the scheme and funding support is provided accordingly. APEX CLUSTER DEVELOPMENT SERVICES

28. 2.5 Scheme for 'Lean Manufacturing Competitiveness of Micro Small and Medium Enterprises (LMCS)’ TYPE OF SUPPORT Enabling Technology Upgradation, Process Improvements and Quality Certification OVERVIEW The objective of the scheme is to enhance the manufacturing competitiveness of MSMEs through the application of various Lean Manufacturing (LM) Techniques. APEX CLUSTER DEVELOPMENT SERVICES

29. 2.5 Scheme for 'Lean Manufacturing Competitiveness of Micro Small and Medium Enterprises (LMCS)’ DOCUMENTS’ CHECKLIST How To Apply implementation of Lean Manufacturing Techniques Attested copy E. M. No. of each unit Memorandum of Agreement Power of Attorney APEX CLUSTER DEVELOPMENT SERVICES

30. 2.6 ISO 9000/ISO 14001 Certification Reimbursement Scheme TYPE OF SUPPORT Enabling Technology Upgradation, Process Improvements and Quality Certification OVERVIEW The Scheme envisages reimbursement of charges of acquiring ISO-9000/ISO-14001/HACCP certifications to the extent of 75% of the expenditure subject to a maximum of Rs. 75,000/- in each case. APEX CLUSTER DEVELOPMENT SERVICES

31. 2.6 ISO 9000/ISO 14001 Certification Reimbursement Scheme DOCUMENTS’ CHECKLIST How To Apply Attested copy E. M. No. Letter/Affidavit (in original) confirming SSI status and functional status of the unit at the time of acquiring ISO-9000/14001/HACCP Copy of ISO-9000/ ISO- 14001/HACCP Certificate duly attested CA certificate of the details of the Expenses incurred by the unit in acquiring ISO-9000/ISO-14001/HACCP Certificate; supported by copies of Receipts duly attested Undertaking/Declaration of Incentive/ grant/ subsidy already received Pre-receipt in Triplicate on Company’s Letter head with company’s Rubber Stamp and affixed with Revenue Stamp Certificate to be attached by belonging SC/ST category (if applicable) APEX CLUSTER DEVELOPMENT SERVICES

32. 3.1 Credit Guarantee Fund Scheme for Collateral-free Credit 3.2 Performance and Credit Rating Reimbursement Access to Finance

33. 3.1 Credit Guarantee Fund Scheme for Micro and Small Enterprises TYPE OF SUPPORT Access to Finance OVERVIEW The Credit Guarantee Fund Scheme for Micro and Small Enterprises (CGMSE) was launched by the Government of India to make available collateral-free credit to the micro and small enterprise sector. APEX CLUSTER DEVELOPMENT SERVICES

34. 3.1 Credit Guarantee Fund Scheme for Micro and Small Enterprises DOCUMENTS’ CHECKLIST How To Apply Collateral-free credit Attested copy E. M. No., Registration Certificate Other documents as required for loan application APEX CLUSTER DEVELOPMENT SERVICES

35. 3.2 Performance and Credit Rating Scheme for Small Industries TYPE OF SUPPORT Access to Finance OVERVIEW The objective of this Scheme is to encourage SSI sector in increasing their productivity, enhance their acceptability in the market and make access to credit quicker and cheaper. This would also infuse a sense of confidence amongst the buyers for taking a decision on the options of sourcing material from SSIs. APEX CLUSTER DEVELOPMENT SERVICES

36. 3.2 Performance and Credit Rating Scheme for Small Industries DOCUMENTS’ CHECKLIST How To Apply Reimbursement of 75% of Rating Fee of Rating Agency SSI Registration Certificate Partnership Deed / Memorandum & Article of Association Authority letter to sign the application. List of all partners / directors with age, address, Net worth/ Income Tax Return, qualifications and experience Copy of audited accounts for last 3 years In case of new project/expansion, copy of project report containing a brief project profile, cost of project, source/means of finance Brief write-up about the products manufactured, end users, marketing tie-up and orders in hand Details of subsidy, tax concession Quality certificates, export awards won, membership of any associations. APEX CLUSTER DEVELOPMENT SERVICES

37. 4.1 Cluster Development (MSE-CDP) 4.2 Setting up Mini Tool Room & Training Centres 4.3 Support for entrepreneurial and managerial development through Incubators 4.4 Scheme for 'National Awards‘ Facilitating Common Infrastructure, Entrepreneurship and Recognition

38. 4.1 Micro & Small Enterprises Cluster Development Programme (MSE-CDP) TYPE OF SUPPORT Facilitating Common Infrastructure, Entrepreneurship and Recognition OVERVIEW The scheme supports the sustainability and growth of MSEs by addressing common issues, capacity building of MSEs by providing skill development training and enhancing infrastructure in clusters. APEX CLUSTER DEVELOPMENT SERVICES

39. 4.1 Micro & Small Enterprises Cluster Development Programme (MSE-CDP) DOCUMENTS’ CHECKLIST How To Apply DSR; DPR; Soft Intervention; CFC Application for CFC Copy of DSR DPR, if prepared Details for SPV formation APEX CLUSTER DEVELOPMENT SERVICES

40. 4.2 Scheme for 'Setting up Mini Tool Room & Training Centres under PPP Mode’ TYPE OF SUPPORT Facilitating Common Infrastructure, Entrepreneurship and Recognition OVERVIEW The objective of the scheme is to improve the competitiveness of the MSMEs engaged in manufacturing activities, to bridge the gap between demand and supply of manpower and to encourage research and development activities. APEX CLUSTER DEVELOPMENT SERVICES

41. 4.3 Scheme for 'Support for entrepreneurial & managerial development of SMEs through incubators‘ TYPE OF SUPPORT Facilitating Common Infrastructure, Entrepreneurship and Recognition OVERVIEW The objective of the scheme is to provide early stage funding for nurturing innovative business ideas (new indigenous technology, processes, products, procedure etc.) which could be commercialized in a year. Financial assistance is provided for setting up of business incubators. APEX CLUSTER DEVELOPMENT SERVICES

42. 4.3 Scheme for 'Support for entrepreneurial & managerial development of SMEs through Incubators‘ DOCUMENTS’ CHECKLIST How To Apply setting up of ‘Business Incubators (BI)’ Company Registration Documents, if applicable Business plan in your own format Any other required supporting document as per plan APEX CLUSTER DEVELOPMENT SERVICES

43. 4.4 Scheme for 'National Awards' TYPE OF SUPPORT Facilitating Common Infrastructure, Entrepreneurship and Recognition OVERVIEW The objective of the award is to recognize the achievements of successful entrepreneurs in MSMEs under various categories. It is given every year. APEX CLUSTER DEVELOPMENT SERVICES

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