Foundations of Educational Research: Methodology, Epistemology, and Ontology

1. 教育研究的基础：方法论、知识论及本体论 北京师范大学研究生课程 2013-2014学年第二学期 曾荣光教授 wingktsang@yahoo.com.hk 叶菊艳博士yere263@bnu.edu.cn

2. Lecture 1In Search of the Foundations of Educational Research: From Methodological & Epistemological Foundations to Ontological Foundation 北京师范大学研究生课程 教育研究的基础：方法论、知识论及本体论

3. What is research? “A studious inquiry or examination; esp: critical and exhaustive investigation or experimentation having for its aim the discovery of new facts and their correct interpretation, the revision of accepted conclusions, theories, or laws in the light of newly discovered facts, or applications of such new or revised conclusions, theories, or laws.” (Webster Dictionary) Research is act of “the acquisition of reliable knowledge concerning many aspects of the world…and self conscious use of …method.” (Negal, 1961, p.1) From Research Methods to Methodology: Mapping the Pathway of Ed & Social Research

4. What is Research ? Knower (The Self) Known (The World) Ontological Foundation Self conscious use of method Methodological Foundation Knowing Epistemological Foundation Knowledge (Reliable & Valid)

5. What is methodology? “Methodology was an analytical approach which examined concrete studies to make explicit the procedures that were used, the underlying assumptions that were made, and the modes of explanation that we offered. It thus involved a codification of ongoing research procedures. Actual research was the material from which methodology is built, without being identical with it.” (Lazrsfield, 1972, p. xi) From Research Methods to Methodology: Mapping the Pathway of Social Research

6. Three samples of synthesis in methodology in social sciences Charles C. Ragin (1994/2011) Constructing of Social Research Robert R. Alford (1996) The Craft of Inquiry: Theories, Methods &Evidence Jurgen Habermas (1971/1968) Knowledge and Human Interest From Research Methods to Methodology: Mapping the Pathway of Social Research

7. Ragin (1994/2011)

8. Alford (1996

9. Jurgen Habermas (1971/1968) Knowledge and Human Interest “There are three categories of processes of inquiry for which a specific connection between logical-methodological rules and knowledge-constitutive interests can be demonstrated. …The approach for empirical-analytical sciences incorporates a technical cognitive interest; that of the historical-hermeneutic sciences incorporates a practical one; and the approach of critically oriented sciences incorporates the emancipatory cognitive interest.” (P. 308) From Research Methods to Methodology: Mapping the Pathway of Social Research

10. What is epistemology? Epistemology was originated from Greek episteme and logo meaning knowledge and study respectively. Hence, it refers to the studies of knowledge. More specifically it refers to the intellectual efforts to enquiry the nature and foundation of knowledge. From Methodology to Epistemology

11. What is epistemology? Knowledge, according to Plato’s well-known definition (Plato, 1992) is a justified true belief. Accordingly, there are three constituents of knowledge. First, it is a human belief, for example belief about in the world, i.e. in the form of a proposition. Second, the belief or more specifically the proposition is a truth. Finally, the true belief has been well justified. Based on this definition of knowledge, the studies of knowledge and the theories of knowledge are obliged to enquire into the following questions. From Methodology to Epistemology

12. What is Knowledge ? Knower (The Self) Known (The World) Belief Truth Justification Self conscious use of method Knowing Knowledge (Reliable & Valid) Knowledge

13. What is epistemology? What is the belief about? The question basically deals with the object of knowledge. They may include: believes about something in the world, i.e. propositional knowledge or knowledge what; believes about doing so as to achieve something in the world, practical knowledge or knowledge how. Furthermore, according to Habermas’ categorization, they may be believes about the natural world, i.e. knowledge in natural sciences; believes about the social world, i.e. knowledge in social sciences; or believes about the subjective world, i.e. knowledge in psychology, virtue studies, etc. From Methodology to Epistemology

14. What is epistemology? What is truth? The question basically concerns about the criteria used in assessing the validity of the belief in point. Throughout the years various perspectives have emerged and as result it has turn the studies substantiated in studies of truth into battle field of schools of thought. From Methodology to Epistemology

15. What is epistemology? What constitute a well justification? The question basically relates to the methods used in rendering solid supports to the true belief in point. Once again, since the advent of the modern era, various paradigms of methodology have also turn the field into a war zone. From Methodology to Epistemology

16. What is epistemology? More recent, Jurgen Habermas has formulated another paradigmatic question for the field of epistemology, namely to enquire the human interest constitutive to different system of knowledge. (Habermas, 1971) Habermas has introduced the concept of knowledge-constitutive interests in his book Knowledge and Human Interests. (1971) …. From Methodology to Epistemology

17. What is epistemology? …He states that “I term interests the basic orientations rooted in specific fundamental conditions of the possible reproduction and self-constitution of the human species, namely work and interaction. …Knowledge-constitutive interests can be defined exclusively as a function of the objectively constituted problems of existence as such. Work and interaction by nature include processes of learning and arriving at mutual understanding.” (1971, P. 196) Accordingly, this aspect of epistemological analysis will trace the primary human interests that a system of knowledge is supposed to pursuit. From Methodology to Epistemology

18. The impasses derived from the paradigm wars of in the field of methodology and epistemology for the past three centuries Methodological impasses in social and educational research Methodological monism vs. methodological pluralism Methodological collectivism vs. methodological individualism Quantitative vs. qualitative methods From Methodology to Epistemology

19. The impasses derived from the paradigm wars of in the field of methodology and epistemology for the past three centuries…. Epistemological impasses in social and educational research Objective factual propositions vs. Subjective meaning-laden representations Analytical structuralism vs. interpretive holism Nomological causations vs. historical-contextual configurations Objective truth vs. practical truth From Methodology to Epistemology

20. The state of the art in the field of social- and educational-research methods: Fractions of perspectives have practically torn the field of educational and social researches apart. Researchers practicing in different paradigms are basically incommensurable to each other. Their incommensurable differences are generally derived from that they: … From Methodology to Epistemology

21. The state of the art in the field of social- and educational-research methods: …..incommensurable differences are generally derived from that they: Approach the world with different conception of the reality Formulate different believes, propositions, and hypotheses about the world Assess their believes and propositions against different ideas and principles of truth Justify their believes and propositions, which they presume to be true by means of difference methods aim to serve different human interest with their research results From Methodology to Epistemology

22. The state of the art in the field of social- and educational-research methods: …..incommensurable differences are generally derived from that they: Confronted by all these diversities among methodological and epistemological perspectives, students of social and educational research are experiencing a kind of lost and badly in need of guidance. From Methodology to Epistemology

23. In recent decade, scholars have attempted to approach this incommensurability among social and educational researchers with new perspectives. One of them is known as realism or more specifically critical realism. Bring the Ontology Back into Social and Educational Research

24. …. “Since Descartes (1596-1650), it has been customary first to ask how we can know, and only afterwards what it is that we can know. But this Cartesian ordering has been a contributory factor to prevalence of epistemic fallacy: it is easy to let the question how we can know determine our conception of what there is. And if in a certain respect the epistemic question does seem prior, in another it is secondary to the ontological one.” (Collier, 1993, P. 137) Bring the Ontology Back into Social and Educational Research

25. …. “I shall concentrate first on the ontological question of the properties that societies possess, before shift to the epistemological question of these properties make them possible objects of knowledge for use. This is not an arbitrary order of development. It reflects the condition that …it is the nature of objects that determines their cognitive possibilities for us.” (Bhaskar, 1989) Bring the Ontology Back into Social and Educational Research

26. This approach has practical reversed the priorities that has been dominated the discourse of social and educational research. Instead of starting from considering which research methods to employ (i.e. methodological priority) or which epistemological perspective to adopt (epistemological priority), one can first consider the nature and features of the object of the research (i.e. ontological priority). Bring the Ontology Back into Social and Educational Research

27. Methodological Priority: • Epistemology: • Empiricist- • Positivism • Interpretive- • Hermeneutic • Tradition • Critical • Social • Sciences • Ontology: • Objectivism • Idealism • Constructivism • Realism • Methodology: • Quantitative • Qualitative

28. Epistemological Priority: • Epistemology: • Empiricist- • Positivism • Interpretive- • Hermeneutic • Tradition • Critical • Social • Sciences • Ontology: • Objectivism • Idealism • Constructivism • Realism • Methodology: • Quantitative • Qualitative

29. Ontological Priority: • Epistemology: • Empiricist- • Positivism • Interpretive- • Hermeneutic • Tradition • Critical • Social • Sciences • Ontology: • Objectivism • Idealism • Constructivism • Realism • Methodology: • Quantitative • Qualitative

30. Ontological impasses in social and educational research: However, it must be underlined at the outset that there are still some impasses in the perspectives of ontological enquiry. For examples Naturalism vs. constructivism Empiricism vs. idealism Bring the Ontology Back into Social and Educational Research

31. Descarte’s (1596-1650) Mediations (1641) and skepticism Scientific Revolution in 17th century Enlightenment in 18-19th century and Kant’s Critiques The French Positivism: From Auguste Comte (1798-1857) to Emile Durkheim (1858-1917) The Disputes in Method (Methodenstreit) and value judgment (Werturteilsstreit) in Germany and the stance of Max Weber (1964-1920) Dispute between the Vienna Circle and the Frankfurt School in early twentieth century… Historical Development of the Discourse about Social Research: A brief Review

32. … Carl G. Hempel’s assault on the inadequacy of historical scientific researches and their methodical approach in 1942s The rebuttals against Hempel’s assault from scholars of the hermeneutic traditions and the initiation of the cultural and/or linguist turn in social science Jurgen Habermas’ proposed three theories of knowledge and human interests (1965) Historical Development of the Discourse about Social Research: A brief Review

33. Lecture 1In Search of the Foundations of Educational Research End