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Leading Liquidity Providers for Private Company Shareholders & Investors in USA - Headwall Private Markets

Headwall Private Markets is a liquidity provider for private company shareholders and investors. Our main focus is secondary transactions in mid to late stage private companies. In addition, Headwall has select primary investment opportunities.

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Leading Liquidity Providers for Private Company Shareholders & Investors in USA - Headwall Private Markets

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  1. Leading Liquidity Solutions Provider for PRIVATE COMPANY Shareholders & Investors in USA

  2. About Us Headwall Private Markets is a liquidity provider for private company shareholders and investors. Our main focus is secondary transactions in mid to late stage private companies. In addition, Headwall has select primary investment opportunities. OUR MISSION Headwall Private Markets provides a customer first approach that treats each customer as a long-term partner. We think long term and formalize that mindset into each transaction. We let our ethics and customer experience be our main driver for growth. OUR APPROACH The team at Headwall Private Markets has been involved in public and private capital markets since 1993. We have expertise in equity and options markets. Our combined buy-side and sell-side experience provides Headwall Private Markets with the knowledge and professionalism to serve our institutional and accredited client base. We operate with a high touch approach and we are direct to our clients. We value discretion and we believe in modesty

  3. Our Team BILLY BRANDRETH MANAGING PARTNER/CO-FOUNDER Mr. Brandreth is a Co-founder of Headwall Private Markets LLC. Prior to Headwall, Billy worked at Oceanic Partners where he led institutional liquidity solutions. Prior to Oceanic, he was an options trader and portfolio manager. His previous firms include Parallax Volatility Advisers, Pine River Capital Management and Susquehanna International Group. He has traded risk capital and provided client portfolio risk solutions. Billy maintains a global network in both public and private markets. Billy received his degree in Finance from Drexel University. He holds FINRA Series 7, 24 and 63 licenses. DAVE TILLMAN MANAGING PARTNER/CO-FOUNDER JAMES (JIMMY) CROMPTON ROBERT NEPO MANAGING DIRECTOR JON ADLER MANAGING DIRECTOR CHIEF OPERATING OFFICER Mr. Tillman is a Co-founder of Headwall Private Markets LLC. Dave has a diverse career spanning over 25 years in financial markets. Prior to Headwall, Dave was a Vice President at Oceanic Partners responsible for institutional liquidity solutions. James (Jimmy) Crompton Jr is a Managing Director at Headwall Private Markets LLC. Jimmy collaborates with all levels of management to address the entire spectrum of day to day operational functions. Jon Adler is a Managing Director of Headwall Private Markets LLC. He has been a private investor, managing his own capital since 2018. From 2009 through 2017, Jon was Director of Systematic Strategies and a Portfolio Manager within SMG, a proprietary trading business at Credit Suisse. Mr. Nepo is a Managing Director of Headwall Private Markets LLC. Robert has been involved in financial markets for over 28 years. Prior to joining Headwall, Robert was a derivatives trader and portfolio manager in equities and commodities.

  4. Our Team WARREN DOWD MANAGING DIRECTOR Mr. Dowd is a Managing Director at Headwall Private Markets LLC. Prior to Headwall, Warren worked at Deutsche Bank for 14 years as the West Coast Regional Manager, leading DB’s institutional equity client coverage group across Advisory Sales, Trading, Derivatives and Prime Brokerage. While at Deutsche Bank, he also partnered closely with the Equity Capital Markets group working with late-stage private companies during the pre-IPO and equity underwriting process. His previous firms include Morgan Stanley and Cowen where he specialized in selling technology-related research. Warren received his degree in Political Science from Middlebury College. He holds FINRA Series 7, 63, 9, 10 and 57 licenses. CONNOR BRUCE ASSOCIATE DIRECTOR Connor Bruce is an Associate Director of Headwall Private Markets LLC. Prior to Headwall, Connor’s career began at Oracle selling financial cloud applications to enterprise accounts. After his time at Oracle, he moved to Snap, Inc., leading marketing campaigns and managing advertising for fitness and lifestyle brands on Snap’s platform. Connor studied Economics at The Ohio State University. He holds FINRA Series 7 license.

  5. SECONDARY INVESTMENTS Our experienced sales & operations team work directly with our clients throughout the entire transaction process. In addition, we believe it is important to establish a good relationship with the underlying companies that we transact. KEY FEATURES Direct Access Transparency throughout the transaction Experienced team to help navigate the process

  6. PRIMARY INVESTMENTS Our relationships throughout the private equity ecosystem will occasionally enable us to offer primary investments. Like our secondary investments, we will provide transparency and guidance throughout the entire transaction to our clients. KEY FEATURES Preferred Shares Differentiated order flow from other intermediaries

  7. SPECIAL PURPOSE VEHICLES SPV’s are a common investment structure to hold both secondary and primary investments in the private market. SPV’s allow the pooling of capital that creates investment opportunities that otherwise might not be possible for qualified investors. The Headwall team will work with each client to structure an SPV that is best suited for them.

  8. Contact US SCOTTSDALE SAN FRANCISCO NEW YORK CITY 1160 Battery Street East Suite 100 San Francisco, CA 94111 415-534-6777 590 Madison Avenue 28th Floor New York, NY 10022 415-534-6777 9375 E. Shea Boulevard Suite 100 Scottsdale, AZ 85260 415-534-6777

  9. Thanks For Watching www.headwallpm.com 415-534-6777

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