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BEARS WIN!!!. American Federalism . Chapter 3. A form of government in which a constitution distributes power between a central government and sub-divisional governments. . Defining Federalism. Powers. Not Existence Alone.
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American Federalism Chapter 3
A form of government in which a constitution distributes power between a central government and sub-divisional governments. Defining Federalism
Not Existence Alone • Constitution gives clearly defined functions of both national and sub-divisional.
Different Visions of Federalism • Dual Federalism • Cooperative Federalism • Marble Cake Federalism • Competitive Federalism • Permissive Federalism • “Our Federalism” • Pg. 58
Dual Federalism • Views constitution as giving limited list of powers – foreign policy and national defense – to the national government, the rest to states • Interpretation by Supreme Court for our first 100 years
Cooperative Federalism • Intergovernmental relations in delivering governmental goods and services to the people. • Cooperation among various levels of government
Marble Cake Federalism • All levels of government involved in a variety of issues and programs
Views national government, 50 states, and thousands of other units as competing with one another to put together packages of services and taxes. Competitive Federalism
Permissive Federalism • States share of power rest on the permission of the national government
Our Federalism • Presumes power of federal government is limited in favor of the broad powers reserved to the states
Around the Globe • Covers more than half the land surface of the globe and half of the world’s population
How many governments do we have? • Cities are not sovereign entities! • 88,000 governmental units • From national government to the school board district. • Not efficient or easy to understand
Number of Governments in the U.S. • 1 National • 50 States • 3,034 Counties • 19,431 Municipalities • 16,506 Townships or Towns • 13,522 School Districts • 35,356 Special Districts • Total = 87,900
Alternatives to Federalism • Unitary Systems • All power invested in central government by constitution FRANCE Philippines
Alternatives to Federalism • Confederations • Sovereign nations, through a constitutional compact, create a central government and do not give it the power to regulate the conduct of individuals directly.
Why? • Checks the growth of tyranny • Allows unity without uniformity • Encourages experimentation • Closer to the people
The Constitutional Structure of American Federalism • National Gov’T has only powers delegated to it by Constitution (inherent powers over foreign affairs). • Within the scope of its operations, the national government is supreme. • The state governments have powers not delegated to the central government. • Some powers denied to both states and national, others only to one or the other.
Powers of National Government • Express powers (clearly stated in constitution) • Implied powers (inferred from express powers) create banks • Basis in Article 1, Section 8, Clause 3 • The Necessary and Proper Clause
Powers of National Government • Inherent Powers : dealing with foreign affairs, same power as if it were a central government in a unitary system • Chart on page 62
Powers of the States • The Constitution reserves for the states all powers not granted to the national government, subject to limitations of the Constitution. • Taxes and internal commerce
Powers of the National Government • The national supremacy article • The war power • Regulation of interstate and foreign commerce • Power to tax and spend
States cannot…. • Make treaties with foreign governments • Coin money, print bills • Tax imports or exports • Tax foreign ships • Keeping troops in time of peace (except national guard) • Engaging in war (unless invaded)
Interstate Relations • Full Faith and Credit • Requires state courts to enforce the civil judgments of the courts of other states. • Interstate Privileges and Immunities • States must extend to citizens of other states the privileges and immunities granted to their own citizens
Interstate Relations • Extradition • Criminals fleeing between states are to be returned if the executive authority of the state from which they committed the crime request • Interstate Compacts • States must settle disputes without the use of force • Must form interstate compacts or take cases to Supreme Court
Role of Federal Courts • McCulloch v. Maryland (1819) • Issue over the Bank of the U.S. • Maryland loses • Supremacy Clause • -taxing = power to destroy
Federal Courts and the Role of the States • Because of 14th Amendment, “equal protection of laws”, all action by local officials is subject to challenge by federal judges. • When federal law takes precedence over enforcement of a state or local regulation it is called Preemption
Preemption Examples • Hazardous substances • Clean air standards • Many civil rights acts
The Great Debate • Centralist versus Decentralist
Who are they? • Centralist favor national action • Decentralist favor state or local action
Decentralist Position • Look to the 10th Amendment for their support • National government should not interfere with state’s rights • Anti-Federalists, Thomas Jefferson, Reagan, George Bush Sr., Clarence Thomas, Justice Rehnquist
Centralist Position • View Constitution as supreme law of the land. • John Marshall, Lincoln, FDR, Theodore Roosevelt
Supreme Court and Role of Congress • 1927-1990s ruled in favor of national government • Last decade focused on return to state’s rights
Grants, Mandates, and Techniques of Control • Congress provides for budgets of programs • Four purposes to Federal Grants….on next slide do not write them now!
Here they are…..and on page 72 • To supply state and local governments with revenue • To establish minimum national standards for such things as highways and clean air • To equalize resources among the states by taking money from people with high incomes through federal taxes and spending it, through grants, in states where poor live • To attack national problems yet minimize the growth of federal agencies
Types of Federal Grants • Categorical – Formula Grants: • These go to specific purposes; schools, highways, airports • Federal supervision to make sure $ spent right
Types of Federal Grants • Project Grants: • Appropriates a certain sum based on applications • Example grants to states for support training and employment programs
Types of Federal Grants • Block Grants: • Broad grants to states for prescribed activities • Welfare, child care, education, social services, preventive health care, and health services • States have great flexibility in how they spend
The Politics of Federal Grants Republicans Democrats Prefer categorical-formula grants • Favor block grants • Welfare from national government to state government under Clinton 1996 end of Aid to Families with Dependent Children (AFDC), 61 year old program. Replaced with Work Opportunity Reconciliation Act of 1996. Gave them block grants with federal funds cap.
Federal Mandates • Less $, but not less control • Unfunded Mandates Reform Act (1995) • Examples • Americans with Disabilities Act • Environmental Protection Agency
New Techniques for Control • Direct Orders • Orders must be complied with under threat of criminal or civil sanction • Equal Employment Opportunity Act of 1972 • Prevents job discrimination based on race, color, religion, sex, or national origin
New Techniques for Control • Cross-Cutting Requirements • Certain conditions that extend to all activities supported by federal funds, regardless of their source. • Title VI of 1964 Civil Rights Act • No discrimination in use of federal funds
New Techniques for Control • Crossover Sanctions • Permits the use of federal money in one program to influence state and local policy in another. • Reduction of highway aid if drinking age not 21
New Techniques for Control • Rest on the supremacy and commerce clauses of the Constitution • Federal jurisdiction • Sometimes state has option to run program, but if they give it up the federal government steps in
The Growth of Big Government Growth of communication, not only local anymore More economy and transportation Great Depression Politics of Federalism