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Bureaucracy. Bureaucracy. Line at the DMV. Bureaucratic “Red Tape”. Red tape: comes from the ribbon used by civil servants in Britain to tie up legal document. Red Tape is often used to describe the amount of hassle citizens encounter when dealing with government. Bureaucracy.
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Bureaucracy Line at the DMV
Bureaucratic “Red Tape” • Red tape: comes from the ribbon used by civil servants in Britain to tie up legal document. • Red Tape is often used to describe the amount of hassle citizens encounter when dealing with government.
Bureaucracy • Large, complex organization of appointed, not elected, officials. • “bureau” – French for small desks, referring to the king’s traveling business men who set up small desks in town squares • Bureaucracy = “government of small desks”
The Bureaucrats • Some Bureaucratic Myths and Realities • Americans dislike bureaucrats. • Bureaucracies are growing bigger each year. • Most federal bureaucrats work in Washington, D.C. • Only about 12-15 percent do • Bureaucracies are ineffective, inefficient and always mired in red tape.
Max Weber • Classic conception of bureaucracy • Hierarchical authority structure • Uses task specialization • Operate on the merit principle • Behave with impersonality • A well-organized machine with lots of working parts.
Modern Bureaucracy • 1932-1945 – New Deal, WWII, increase in programs and gov’t work • 1950’s – 1970’s – 90% of all federal employees were chosen on merit • Salaries also chosen on merit
Who are bureaucrats? • 1 out of 100 Americans work for government bureaucracy • Examples • US Postal Service • Amtrak • Corporation for Public Broadcasting (PBS) • Interstate Commerce Commission (ICC) • Federal Trade Commission (FTC) • Securities and Exchange Commission (SEC) • National Aeronautics and Space Administration (NASA)
What does the Bureaucracy do? Functions of the bureaucracy: Implementation(execution) of policy • Executive Departments, State Department, Energy Department, Justice Department, FEMA—agency in the Department of Homeland Security. CIA, Administration of services, collecting fees, issuing permits, conducting research, etc. • Social Security Administration, Office of Personnel Management (hires civil service), General Services Administration (govt. properties and records), National Aeronautics and Space Administration (NASA), National Archives and Records Administration (NARA) Regulation to independently serve the public good to ensure industry is inline with policy. • Environmental Protection Agency (EPA), National Transportation Safety Board (NTSB), FCC, FEC, Securities and Exchange Commission (SEC) • Munn v. Illinois (1877)- SC upheld that government had the right to regulate business rates and services Hybrids: Food and Drug Administration (FDA, hybrid b/c it is not independent but rather in the Department of Health and Human Services, same as FAA in the Department of Transportation ) • Elements within the Bureaucracy can also serve as Government Corporations • FDIC, Amtrak (National Railroad Passenger Corporation), U.S. Postal Service, Fannie Mae, Freddie Mac, Center for Public Broadcasting (PBS, NPR) • quasi-public Corporations: Federal Reserve Board—central banking system
Accountability • Bureaucracy is constrained and controlled by the US government • Congress • appropriates money, authorizes the spending of money, oversees agency activity • President • Job appointments, executive orders, budget control, reorganize agencies
Failures • Gulf Oil Spill
Iron Triangles CONGRESS INTEREST GROUPS BUREAUCRACY Iron Triangle - three-way alliance among legislators, bureaucrats, and interest groups to make or preserve policies that benefit their respective interests
Iron Triangle Examples • Social Security Administration, AARP, House Subcommittee on Social Security • Department of Veterans Affairs, the House and Senate committees on veterans’ affairs, and veterans’ organizations, such as the American Legion • Senators and Representatives, the U.S. Department of Agriculture, and the food industry • Senate and House committees on Armed Services, The US Department of Defense, and Defense Contractors • Lobbyists for oil industries working with the EPA and the Congress
How it works? • Everyone in the triangle has a similar interest • Legislatorsget funding from interest groups and make laws reality with the help of the bureaucracy • Interest groups provide valued information to bureaucrats and money to legislators • Bureau chiefs implement legislator policy and interest group goals.
Why are they “iron”? • Strong – bond can’t be broken by President or Congress • Referred to as “sub governments,” all the real decisions are made among these 3 groups • Might maintain interests that might not be publicly popular… like what?
Example – Why is tobacco not illegal? House and Senate agricultural subcommittees Tobacco farmer interest groups (tobacco lobby) Department of Agriculture House and Senate representatives, sympathetic to tobacco, receive campaign funds and support from tobacco by interest groups, and the representatives make sure that tobacco farmers are defended through legislation. DOA agency executes the legislation while relying on the Congressional budget. The interest groups provide the DOA with valuable information to effectively execute laws. -COMMON INTEREST – Keep tobacco alive = keep their jobs alive
Issue Network • More complicated connection exists • Iron triangle too simple – there are IGs from opposite sides of an issue who compete • Issue Network – complex group (includes media) that debates an issue and slows policy-making • Policy-making is not as smooth with competing demands from IGs • President can appoint an agency head who steers policy, but can never smoothly control policy
Controlling the Bureaucracy • Patronage - Rewarding supporters with jobs • “Spoils system” – created by Andrew Jackson, each President turned over the bureaucracy • Pendleton Act (1883) - Created in response to criticism of patronage, more jobs will be selected based on merit • Hatch Act (1939) – agency employees can’t participate in political activities (elections, campaigns, fund raisers, etc.) • Softened in recent decades, 1st Amendment issues
Criticism of Bureaucracy • “Red tape” – maze of gov rules, regulations, and paperwork that makes gov overwhelming to citizens • Conflict – agencies that often work toward opposite goals • Duplication – agencies appear to do the same thing • Unchecked growth – agencies expand unnecessarily at high costs • Waste – spending more than necessary • Lack of accountability – difficult in firing an incompetent bureaucrat • Regulatory capture is a form of political corruption that occurs when a regulatory agency, created to act in the public interest, instead advances the commercial or special concerns of interest groups that dominate the industry or sector it is charged with regulating
Deregulation • Toward Deregulation • Deregulation: The lifting of restrictions on business, industry, and professional activities. • Regulatory problems: • Raises prices • Hurts U.S.’s competitive position abroad • Does not always work well • But some argue regulation is needed.
Understanding Bureaucracies • Bureaucracy and the Scope of Government • Many state that this is an example of a government out of control. • But, the size of the bureaucracy has shrunk. • Some agencies don’t have enough resources to do what they are expected to do. • Only carry out the policies, Congress and the president decide what needs to be done.
http://thedailyshow.cc.com/videos/w0ptjz/the-red-tape-diaries---veteran-benefitshttp://thedailyshow.cc.com/videos/w0ptjz/the-red-tape-diaries---veteran-benefits • http://thedailyshow.cc.com/videos/uhm1vj/the-red-tape-diaries---va-reform • http://thedailyshow.cc.com/videos/ha0alm/a-bureaucracy-of-dunces---veterans-affairs-f--k-ups • http://thedailyshow.cc.com/videos/r9nm2k/v-a--men--delays-of-future-past
The U.S. Congress and the President together have the power to enact federal law. Federal bureaucratic agencies have the responsibility to execute federal law. However, in the carrying out of these laws, federal agencies have policy-making discretion: • Explain two reasons why Congress gives federal agencies policy-making discretion in executing federal laws. • Identify the policy area over which it exercises policy-making authority AND give one specific example of how it exercises that discretion. • Environmental Protection Agency (EPA) • Federal Communications Commission (FCC) • Federal Reserve Board (Fed) • Describe two ways in which Congress ensures federal agencies follow legislative intent.