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Table of Contents

Table of Contents. GO TX Overview System Masters System Users System Instruments System Risk. GO TX Overview. Getting Started. To start using GO TX, information about the following activities need to be done Preloading of data by Indigo TX Bank masters Depository participant masters

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Table of Contents

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  1. Table of Contents GO TX Overview System Masters System Users System Instruments System Risk

  2. GO TX Overview

  3. Getting Started • To start using GO TX, information about the following activities need to be done • Preloading of data by Indigo TX • Bank masters • Depository participant masters • Stock masters • Settlement calendars

  4. Getting Started • Loading of master data by broker • Broker offices • Users of the system • Investors • Participant’s bank accounts • Participant’s DP accounts • Setting of rules and parameters by the broker • System parameters • System risk parameters • Exchange risk parameters • Stock risk groups • Investor risk categories

  5. GO TX System Hierarchy Only one office at the top level (the Head or National Office) Multiple offices at subsequent levels

  6. GO TX System Hierarchy • Participant defines the number of levels in the hierarchy • 3 Default levels: • National • Regional • Branch

  7. Users • Employees are referred to as ‘Users’ • Types of users • Traders • Office Supervisor at each office hierarchy level • National Level • Branch Level • Risk Supervisor • Head office only • Back Office Supervisor • Head office only • System Administrator • Head office only

  8. Levels • System Administrator screens have three levels of viewing • My Level: Displays the data of the logged-in system administrator and offices below. • i.e. Results for all offices of the participant is displayed. • My Office: Displays the data of the office to which the system administrator belongs. • i.e. Results for the participant’s head office alone is displayed. • Other: Displays the data of a particular office, by selecting an Office ID. • i.e. Results for a particular office of the participant is displayed.

  9. Log on • Access through User ID and Password • Restricted number of attempts • Automatic session expiry

  10. Change Password • Force Change of Password on first time logon • Reset password to be requested in case of expiry

  11. System Masters

  12. Participant Bank • List of banks registered with the participant • Add a bank • Delete a bank

  13. System Parameters • GO TX settings for broker • View trade dates • Parameters may be updated as per broker requirement • Maximum logon attempts • Dormancy factor • Password validity (days) • Password re-use

  14. Settlement Calendar • Participant can only View settlement calendar

  15. Exchange Holiday • Participant can only view the exchange holidays

  16. System Users

  17. Office Master • Create offices for the participant • 3 levels of offices • View office details • Modify / Delete Office details • Activate / Suspend Office

  18. User Maintenance • Display the list of users in an office • Add / Update a user • View a user’s details • Suspend or activate a user

  19. Menu Maintenance • View the available menus for a user • Customize the menus • Restrict access according to the roles assigned

  20. Registration Approval • Registration requests • Client additional requests – Bank, DP, Product • Request Status & Request history • Verification Details

  21. Investor Maintenance • View list of investors • View investor profile • Investor information • Personal information • Bank information • Depository information • Identity proof information • Photo card identity information • Add investor • Update investor details

  22. User Password • Reset User passwords • Enter the user code • Enter the new password • Re-enter the new password

  23. Investor Password • Reset the investor’s password • System to generate the password immediately

  24. System Instruments

  25. Equity • Displays the stocks traded on the exchange • View stock information

  26. System Risk

  27. System Risk • Global level parameters • Applicable for all investors for a participant • Parameter value can be changed after trading hours • Not all parameters are applicable for CSE

  28. Exchange Risk • Margin for the participant • Provided by Exchange • Parameters • Buy/Sell exposure limit • Gross Exposure limit • Net Exposure limit

  29. Equity Group Risk • Risk parameters defined for a group of stocks • Add stock group • Set risk parameters for each group • Cannot be updated during trading hours

  30. Investor Category Risk • Categories pre-defined in the system • Parameters defined for a category • Each investor assigned a category • Category parameters can be modified

  31. Investor Risk • Override the risk category for an individual • Set parameters for the individual • Provide additional credit • Change an investor’s category

  32. Trader Risk • Mandatory for each Trader • Limits set on • Buy/Sell exposure • Gross exposure • Net exposure

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