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Framework for Assessing Adaptive Capacity in Social-Ecological Systems. Meha Jain, Ph.D. Candidate Dept of Ecology, Evolution, and Environmental Biology Columbia University. Governance of Adaptation.
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Framework for Assessing Adaptive Capacity in Social-Ecological Systems Meha Jain, Ph.D. Candidate Dept of Ecology, Evolution, and Environmental Biology Columbia University
Governance of Adaptation • Need to understand autonomous adaptation and drivers of adaptive capacity to design effective adaptation policies • Framework • Case Study
Framework Goals • Identify which socio-economic, biophysical, and perceptional factors enhance adaptive capacity • Identify current gaps in research methodology and important next steps for adaptation research
Methods Literature Review • Searched for studies that assess the socio-economic, biophysical, and perceptional factors that are associated with increased adaptive capacity • ISI Web of Knowledge • 200 studies that were most cited • Span the disciplines of anthropology, economics, geography, psychology, and social-ecology
Factors Associated With Adaptive Capacity Literature Review
Adaptation Research Next Steps Literature Review • Consider multiple factors in the same analysis • Multi-disciplinary • Explicitly consider climate as a driving factor Economic Climate Decision to Cope Social Biophysical Perceptional
Current Research Limitations Literature Review • Quantify whether a changed behavior is actually adaptive Economic Climate Decision to Cope Adaptive Social Biophysical Perceptional
Current Research Limitations Literature Review • Understand the scale of interactions
Current Research Limitations Literature Review • Understand the scale of interactions
Current Research Limitations Literature Review • Understand the scale of interactions
New Framework Framework Local Scale Regional Scale National or Global Scale Multiple Drivers Effects Decision-making
Agricultural Communities in Northwest India Case Study
Study Area Methods • Hierarchical study design • Household-level Surveys • Regional remote sensing analyses
Household-level Adaptation Household-Scale • Are farmers shifting behavior based on climate variability? • Which socio-economic, biophysical, and perceptional factors are associated with farmers who adapt? • Are these coping strategies adaptive? Multiple Drivers Effects Decision-making
Adaptation Strategies • Switch crop type • Shift planting date • Alter cropping intensity Water-intensive Drought-tolerant
Main Monsoon Crops Household-Scale Water Intensive
Previous Crop Failure Household-Scale Water Insecurity Precipitation Required to Sow Land Owned Asset Index Adjusted R2= .173 3 -1 1 -3 2 -2
Predictors of Cotton Yield Land Owned Household-Scale Soil Fertility Date Planted # of Irrigations Amt of Fertilizer Adjusted R2= .127 Amt of Pesticides Parameter Value
Regional-level Adaptation • How consistent are these patterns at the regional scale? Local Scale Regional Scale Multiple Drivers Effects Decision-making
Study Area Methods • Hierarchical study design • Household-level Surveys • Regional remote sensing analyses • Assess cropping patterns and their association with climate
Remote Sensing Analyses Regional-Scale • MODIS (250 m) Enhanced Vegetation Index (EVI) Crop 2 Crop 1 First Planting Date May November April
Water Single Double Triple
Association with Climate Regional-Scale Rainfall (avg mm/day – TRMM) Cropping Intensity
Water Low Medium High
Conclusions • Farmers alter cropping strategies based on inter-annual rainfall variability at both local and regional scales • Farmers with irrigation access are less likely to alter cropping strategies • Yield is best explained by number of irrigations but is not affected by planting date
Conclusions • Framework allows us to assess: • the relative importance of various inter-disciplinary drivers for decision-making • whether coping strategies are adaptive • whether our results are generalizeable across a broader region
Acknowledgements Advising Committee Dr. Ruth DeFries, Dr. ShahidNaeem Dr. Trevor Birkenholtz, Dr. Vijay Modi, Dr. Ben Orlove, Dr. Paige West Collaborators Dr. Chris Small, Dr. Gillian Galford, Dr. PinkiMondal, Columbia Water Center (CWC), Amir Jina(and photo credits) Funding NSF, NASA, CWC, AC4, National Geographic