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Process Management in Operating Systems

This lecture provides an introduction to processes in operating systems, including their implementation, execution states, and context switching. It covers topics such as address space, processor state, and OS resources associated with a process.

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Process Management in Operating Systems

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  1. Erol Sahin Dept of Computer Eng. Middle East Technical University Ankara, TURKEY URL: http://kovan.ceng.metu.edu.tr/~erol/Courses/CENG334 Processes Topics • Processes • Context switching CENG334Introduction to Operating Systems Some of the following slides are adapted from Matt Welsh, Harvard Univ.

  2. Process Management This lecture begins a series of topics on Processes Threads Synchronization Probably the most important part of the class! Definitely will be questions on this on the midterm and final Today: Processes and process management What are the units of execution inside of an OS? How are they implemented inside of the OS? What are the possible execution states of a process? How does the OS switch between processes?

  3. What is a process? A process is the OS's abstraction for execution A process represents a single running application on the system Process has three main components: 1) Address space The memory that the process can access Consists of various pieces: the program code, static variables, heap, stack, etc. 2) Processor state The CPU registers associated with the running process Includes general purpose registers, program counter, stack pointer, etc. 3) OS resources Various OS state associated with the process Examples: open files, network sockets, etc.

  4. Process Address Space The range of virtual memory addresses that the process can access Includes the code of the running program The data of the running program (static variables and heap)‏ An execution stack Local variables and saved registers for each procedure call 0xFFFFFFFF (Reserved for OS)‏ Stack Stack pointer Address space Heap Uninitialized vars (BSS segment)‏ Initialized vars (data segment)‏ Code (text segment)‏ Program counter 0x00000000

  5. Process Address Space Note!!! This is the process's own view of the address space --- physical memory may not be laid out this way at all. In fact, on systems that support multiple running processes, it's pretty muchguaranteed to look different. The virtual memory system provides this illusion to each process. 0xFFFFFFFF (Reserved for OS)‏ Stack Stack pointer Address space Heap Uninitialized vars (BSS segment)‏ Initialized vars (data segment)‏ Code (text segment)‏ Program counter 0x00000000

  6. Execution State of a Process Each process has an execution state Indicates what the process is currently doing Running: Process is currently using the CPU Ready: Currently waiting to be assigned to a CPU That is, the process could be running, but another process is using the CPU Waiting (or sleeping): Process is waiting for an event Such as completion of an I/O, a timer to go off, etc. Why is this different than “ready” ? As the process executes, it moves between these states What state is the process in most of the time?

  7. Process State Transitions What causes schedule and unschedule transitions? New Ready Waiting Terminated Running create I/O done unschedule schedule kill or exit I/O, page fault, etc.

  8. Process Control Block OS maintains a Process Control Block (PCB) for each process The PCB is a big data structure with many fields: Process ID User ID Execution state ready, running, or waiting Saved CPU state CPU registers saved the last time the process was suspended. OS resources Open files, network sockets, etc. Memory management info Scheduling priority Give some processes higher priority than others Accounting information Total CPU time, memory usage, etc.

  9. struct task_struct { volatile long state; unsigned long flags; int sigpending; mm_segment_t addr_limit; struct exec_domain *exec_domain; volatile long need_resched; unsigned long ptrace; int lock_depth; unsigned int cpu; int prio, static_prio; struct list_head run_list; prio_array_t *array; unsigned long sleep_avg; unsigned long last_run; unsigned long policy; unsigned long cpus_allowed; unsigned int time_slice, first_time_slice; atomic_t usage; struct list_head tasks; struct list_head ptrace_children; struct list_head ptrace_list; struct mm_struct *mm, *active_mm; struct linux_binfmt *binfmt; int exit_code, exit_signal; int pdeath_signal; unsigned long personality; int did_exec:1; unsigned task_dumpable:1; pid_t pid; pid_t pgrp; pid_t tty_old_pgrp; pid_t session; pid_t tgid; int leader; struct task_struct *real_parent; struct task_struct *parent; struct list_head children; struct list_head sibling; struct task_struct *group_leader; struct pid_link pids[PIDTYPE_MAX]; wait_queue_head_t wait_chldexit; struct completion *vfork_done; int *set_child_tid; int *clear_child_tid; unsigned long rt_priority; s Linux PCB Structure (task_struct) • unsigned long it_real_value, it_prof_value, it_virt_value; • unsigned long it_real_incr, it_prof_incr, it_virt_incr; • struct timer_list real_timer; • struct tms times; • struct tms group_times; • unsigned long start_time; • long per_cpu_utime[NR_CPUS], per_cpu_stime[NR_CPUS]; • unsigned long min_flt, maj_flt, nswap, cmin_flt, cmaj_flt, cnswap; • int swappable:1; • uid_t uid,euid,suid,fsuid; • gid_t gid,egid,sgid,fsgid; • int ngroups; • gid_t groups[NGROUPS]; • kernel_cap_t cap_effective, cap_inheritable, cap_permitted; • int keep_capabilities:1; • struct user_struct *user; • struct rlimit rlim[RLIM_NLIMITS]; • unsigned short used_math; • char comm[16]; • int link_count, total_link_count; • struct tty_struct *tty; • unsigned int locks; • struct sem_undo *semundo; • struct sem_queue *semsleeping; • struct thread_struct thread; • struct fs_struct *fs; • struct files_struct *files; • struct namespace *namespace; • struct signal_struct *signal; • struct sighand_struct *sighand; • sigset_t blocked, real_blocked; • struct sigpending pending; • unsigned long sas_ss_sp; • size_t sas_ss_size; • int (*notifier)(void *priv); • void *notifier_data; • sigset_t *notifier_mask; • void *tux_info; • void (*tux_exit)(void); • u32 parent_exec_id; • u32 self_exec_id; • spinlock_t alloc_lock; • spinlock_t switch_lock; • void *journal_info; • unsigned long ptrace_message; • siginfo_t *last_siginfo; • }; Execution state Accounting info User ID CPU state Open files Memory mgmt info Process ID Priority

  10. Context Switching The act of swapping a process state on or off the CPU is a context switch PID 1342 State: Running PID 4277 State: Ready PID 8109 State: Ready PC PC PC Registers Registers Registers Save current CPU state PC Registers Currently running process

  11. Context Switching The act of swapping a process state on or off the CPU is a context switch PID 1342 State: Ready PID 4277 State: Ready PID 8109 State: Ready PC PC PC Registers Registers Registers PC Registers Suspend process

  12. Context Switching The act of swapping a process state on or off the CPU is a context switch PID 1342 State: Ready PID 4277 State: Running PID 8109 State: Ready PC PC PC Registers Registers Registers Restore CPU state of new process PC PC Registers Registers Pick next process

  13. Context Switch Overhead Context switches are not cheap Generally have a lot of CPU state to save and restore Also must update various flags in the PCB Picking the next process to run – scheduling – is also expensive Context switch overhead in Linux 2.4.21 About 5.4 usec on a 2.4 GHz Pentium 4 This is equivalent to about 13,200 CPU cycles! Not quite that many instructions since CPI > 1

  14. Context Switching in Linux Process A Process A is happily running along... time

  15. Context Switching in Linux User Kernel Timer interrupt handler Process A 1) Timer interrupt fires 2) PC saved on stack time

  16. Context Switching in Linux User Kernel 4) Call schedule() routine Scheduler Process A 1) Timer interrupt fires 2) PC saved on stack Timer interrupt handler 3) Rest of CPU statesaved in PCB time

  17. Context Switching in Linux Process B 7) Return from interrupt handler – process CPU state restored User Kernel Timer interrupthandler 6) Resume Process B (suspended within timer interrupt handler!)‏ Process A 1) Timer interrupt fires 2) PC saved on stack Timer interrupt handler 3) Rest of CPU statesaved in PCB 4) Call schedule() routine Scheduler 5) Decide next process to run time

  18. State Queues The OS maintains a set of state queues for each process state Separate queues for ready and waiting states Generally separate queues for each kind of waiting process e.g., One queue for processes waiting for disk I/O Another queue for processes waiting for network I/O, etc. PID 4277 State: Ready PID 4391 State: Ready PC PC Registers Registers PID 4110 State: Waiting PID 4002 State: Waiting PID 4923 State: Waiting PC PC PC Registers Registers Registers Ready queue Disk I/O queue

  19. State Queue Transitions PCBs move between these queues as their state changes When scheduling a process, pop the head off of the ready queue When I/O has completed, move PCB from waiting queue to ready queue PID 4277 State: Ready PID 4391 State: Ready PID 4923 State: Ready PC PC PC Registers Registers Registers PID 4923 State: Waiting PID 4110 State: Waiting PID 4002 State: Waiting PC PC PC Registers Registers Registers Ready queue Disk I/O queue Disk I/O completes

  20. Process Creation One process can create, or fork, another process The original process is the parent The new process is the child What creates the first process in the system, and when? Parent process defines resources and access rights of children Just like real life ... e.g., child process inherits parent's user ID % pstree -p init(1)-+-apmd(687)‏ |-atd(847)‏ |-crond(793)‏ |-rxvt(2700)---bash(2702)---ooffice(2853)‏ `-rxvt(2752)---bash(2754)‏

  21. UNIX fork mechanism In UNIX, use the fork() system call to create a new process This creates an exact duplicate of the parent process!! Creates and initializes a new PCB Creates a new address space Copies entire contents of parent's address space into the child Initializes CPU and OS resources to a copy of the parent's Places new PCB on ready queue PID 4109 State: Running PID 4110 State: Ready PID 4110 State: Ready PID 4110 State: Ready Copy state PC PC PC PC Registers Registers Registers Registers PID 4277 State: Ready PID 4391 State: Ready Add to end of ready queue PC PC Registers Registers Process calls fork()‏ Ready queue

  22. UNIX fork mechanism New child process starts running where fork() system call returns! And has an exact copy of the parent's variables. int main(int argc, char **argv) { int i; for (i = 0; i < 10; i++) { printf(“Process %d: value is %d\n”, getpid(), i); if (i == 5) { printf(“Process %d: About to do a fork...\n”, getpid()); int child_pid = fork(); } } }

  23. Output of sample program Process 4530: value is 0 Process 4530: value is 1 Process 4530: value is 2 Process 4530: value is 3 Process 4530: value is 4 Process 4530: value is 5 Process 4530: About to do a fork... Process 4531: value is 6 Process 4530: value is 6 Process 4530: value is 7 Process 4531: value is 7 Process 4530: value is 8 Process 4531: value is 8 Process 4530: value is 9 Process 4531: value is 9

  24. Why have fork() at all? Why make a copy of the parent process? Don't you usually want to start a new program instead? Where might “cloning” the parent be useful?

  25. Why have fork() at all? Why make a copy of the parent process? Don't you usually want to start a new program instead? Where might “cloning” the parent be useful? Web server – make a copy for each incoming connection Parallel processing – set up initial state, fork off multiple copies to do work UNIX philosophy: System calls should be minimal. Don't overload system calls with extra functionality if it is not always needed. Better to provide a flexible set of simple primitives and let programmerscombine them in useful ways.

  26. UNIX fork mechanism So, how do you tell the parent from the child? Return value of fork() is zero in the child, or child's PID in the parent. int main(int argc, char **argv) { int child_pid = fork(); if (child_pid == 0) { /* Running in the child process */ printf(“I am the child process with pid %d\n”, getpid()); /* ... Do stuff for child ... */ } else { /* Running in the parent process */ printf(“My child process is %d\n”, child_pid); /* ... Do stuff for parent ... */ } }

  27. Waiting for children Child process runs “in parallel” with the parent Use the wait() system call to cause parent to wait for it. int main(int argc, char **argv) { int i, rv; for (i = 0; i < 10; i++) { printf(“Process %d: value is %d\n”, getpid(), i); if (i == 5) { printf(“Process %d: About to do a fork...\n”, getpid()); int child_pid = fork(); if (child_pid) wait(&rv); /* Only the parent waits here */ } } exit(1); /* Return the exit value to the parent process */ }

  28. Output of program with wait() Process 11476: value is 0 Process 11476: value is 1 Process 11476: value is 2 Process 11476: value is 3 Process 11476: value is 4 Process 11476: value is 5 Process 11476: About to do a fork... Process 11477: value is 6 Process 11477: value is 7 Process 11477: value is 8 Process 11477: value is 9 Process 11476: value is 6 Process 11476: value is 7 Process 11476: value is 8 Process 11476: value is 9 Parent waits here...

  29. Memory concerns So fork makes a copy of a process. What about memory usage? Child #5 Child #2 Child #10 Parent (Reserved for OS)‏ (Reserved for OS)‏ (Reserved for OS)‏ Child #1 (Reserved for OS)‏ Child #6 Stack Stack Stack Child #4 (Reserved for OS)‏ Stack (Reserved for OS)‏ Stack (Reserved for OS)‏ Child #7 Heap Child #3 Heap Heap Stack Heap Uninitialized vars (BSS segment)‏ Stack Uninitialized vars (BSS segment)‏ Uninitialized vars (BSS segment)‏ (Reserved for OS)‏ (Reserved for OS)‏ Child #9 Uninitialized vars (BSS segment)‏ Heap Child #8 Initialized vars (data segment)‏ Initialized vars (data segment)‏ Initialized vars (data segment)‏ Heap Stack Uninitialized vars (BSS segment)‏ Stack Initialized vars (data segment)‏ Code (text segment)‏ (Reserved for OS)‏ Heap Code (text segment)‏ Code (text segment)‏ Uninitialized vars (BSS segment)‏ (Reserved for OS)‏ Initialized vars (data segment)‏ Code (text segment)‏ Uninitialized vars (BSS segment)‏ Stack Initialized vars (data segment)‏ Stack Heap Code (text segment)‏ Heap Initialized vars (data segment)‏ Code (text segment)‏ Uninitialized vars (BSS segment)‏ Uninitialized vars (BSS segment)‏ Code (text segment)‏ Heap Initialized vars (data segment)‏ Heap Initialized vars (data segment)‏ Uninitialized vars (BSS segment)‏ Uninitialized vars (BSS segment)‏ Code (text segment)‏ Code (text segment)‏ Initialized vars (data segment)‏ Initialized vars (data segment)‏ Code (text segment)‏ Code (text segment)‏

  30. Problematic?

  31. Memory concerns OS aggressively tries to share memory between processes. Especially processes that are fork()'d copies of each other Copies of a parent process do not actually get a private copyof the address space... ... Though that is the illusion that each process gets. Instead, they share the same physical memory, until one of them makes a change. The virtual memory system is behind these shenanigans. We will discuss this in much detail later in the course

  32. fork() and execve() How do we start a new program, instead of just a copy of the old program? Use the UNIX execve() system call int execve(const char *filename, char *const argv [], char *const envp[]); filename: name of executable file to run argv: Command line arguments envp: environment variable settings (e.g., $PATH, $HOME, etc.)‏

  33. fork() and execve() execve() does not fork a new process! Rather, it replaces the address space and CPU state of the current process Loads the new address space from the executable file and starts it from main()‏ So, to start a new program, use fork() followed by execve()‏

  34. Using fork and exec int main(int argc, char **argv) { int rv; if (fork()) { /* Parent process */ wait(&rv); } else { /* Child process */ char *newargs[3]; printf(“Hello, I am the child process.\n”); newargs[0] = “/bin/echo”; /* Convention! Not required!! */ newargs[1] = “some random string”; newargs[2] = NULL; /* Indicate end of args array */ if (execv(“/bin/echo”, newargs)) { printf(“warning: execve returned an error.\n”); exit(-1); } printf(“Child process should never get here\n”); exit(42); } }

  35. UNIX File Abstraction In UNIX, the file is the basic abstraction used for I/O Used to access disks, CDs, DVDs, USB and serial devices, network sockets, even memory!

  36. stdin, stdout, stderr In UNIX, every process has three “special” files already open: standard input (stdin) – filehandle 0 standard output (stdout) – filehandle 1 standard error (stderr) – filehandle 2 By default, stdin and stdout are connected to the terminal device of the process. Originally, terminals were physically connected to the computer by a serial line These days, we use “virtual terminals” using ssh VT100 terminal

  37. Filehandles A filehandle (a.k.a. file descriptor) is a reference to an open file. The OS maintains a list of open files for each process. The filehandle is just an index into this list. The OS maintains an internal struct file for each open file. The struct file includes the current position into the file. This indicates the offset that the next read() or write() operation will affect.

  38. Filehandles Each instance of the open file has its own position. Can read and write at different offsets into the file independently. Different processes can also open the same file at the same time.

  39. Shell redirection The shell allows stdin, stdout, and stderr to be redirected (say, to or from a file). $ ./myprogram > somefile.txt Connects stdout of “myprogram” to somefile.txt $ ./myprogram < input.txt > somefile.txt Connects stdin to input.txt and stdout to somefile.txt $ ./myprogram 2> errors.txt Connects stderr to errors.txt In this case, the shell simply opens the file, making sure the file handle is 0, 1, or 2, as appropriate. Problem: open() decides what the file handle number is. How do we coerce the filehandle to be 0, 1, or 2?

  40. dup() and dup2() #include <unistd.h> int dup(int filedes); int dup2(int filedes, int filedes2); • Both will duplicate an existing file descriptor • dup() returns lowest available file descriptor, now referring to whatever filedes refers to • dup2() - filedes2 (if open) will be closed and then set to refer to whatever filedes refers to

  41. dup() #include <unistd.h> int dup(int filedes); • dup() returns lowest available file descriptor, now referring to whatever filedes refers to 0 0 1 1 2 2 3 intx = dup(1); // x has the value of 3 // x points to what 1 is pointing to

  42. dup2() #include <unistd.h> int dup2(int filedes, int filedes2); • dup2() - filedes2 (if open) will be closed and then set to refer to whatever filedes refers to 0 0 1 1 2 2 3 3 intx = dup2(3,1);

  43. Shell redirection The dup2() system call duplicates an open file descriptor, allowing you to specify the filehandle number you want. /* Redirect stdout to somefile.txt */ new_fh = open(“somefile.txt”, O_WRONLY); /* This will close whatever filehandle 1 used to be. */ dup2(new_fh, 1); /* Safe to close new_fh, since we only care about stdout */ close(new_fh);

  44. Redirecting stdin & stdout in UNIX (cont’d) int fd = open(“outfile”, O_WRONLY); dup2(fd, 1); close(fd); BEFORE dup2()‏ AFTER dup2()‏ AFTER close()‏ stdin stdin stdin 0 0 0 terminal terminal terminal stdout stdout stdout 1 1 1 2 stderr 2 stderr 2 stderr outfile outfile outfile 3 3 3 list of open file descriptors (in PCB)‏

  45. Pipes A form of inter-process communication between processes that have a common ancestor Typical use: Pipe created by a process Process calls fork() Pipe used between parent and child A pipe provides a one-way flow of data example: who | sort| lpr output of who is input to sort output of sort is input to lpr The difference between a file and a pipe: pipe is a data structure in the kernel. A pipe is created by using the pipe system callintpipe(int* filedes); Two file descriptors are returned filedes[0] is open for reading filedes[1] is open for writing Typical size is 512 bytes (Minimum limit defined by POSIX)‏

  46. Pipes #include <unistd.h> #include <stdio.h> intmain(void){ intn; // to keep track of num bytes read int fd[2]; // to hold fds of both ends of pipe pid_tpid; // pid of child process char line[80]; // buffer to hold text read/written if (pipe(fd) < 0) // create the pipe perror("pipe error"); if ((pid = fork()) < 0) { // fork off a child perror("fork error"); } else if (pid > 0) { // parent process close(fd[0]); // close read end write(fd[1], "hello world\n", 12); // write to it }else { // child process close(fd[1]); // close write end n = read(fd[0], line, 80); // read from pipe write(1, line, n); // echo to screen } exit(0); }

  47. After the pipe() call 0 stdin 1 stdout 2 stderr 3 4 5 Filedes 0 1 3 4

  48. The process then calls fork() 0 stdin 0 stdin 1 stdout 1 stdout 2 stderr 2 stderr 3 3 4 4 5 5 Child Parent

  49. Parent writing to child 0 stdin 0 stdin 1 stdout 1 stdout 2 stderr 2 stderr 3 3 X 4 X 4 5 5 Child Parent

  50. Child writing to parent 0 stdin 0 stdin 1 stdout 1 stdout 2 stderr 2 stderr 3 X 3 4 4 X 5 5 Child Parent

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