Energy and Utilities Industry

1. Energy and Utilities Industry

2. Consumer Power Flow Periodic Information Flow Continuous Information Flow Energy and Utilities market forces are creating the need for an evolution in the energy value chain. Coal/Natural Gas Solar Energy Storage UTILITY Hydroelectric Nuclear UTILITY Wind Coal/Natural Gas Energy Storage Hydroelectric Nuclear Solar Wind Solar Energy Storage Plug-in Vehicle Wind TRADITIONAL TRANSFORMED

3. GSGF Our approach capitalizes on three foundational capabilities to deliver end-to-end solutions. THOUGHT LEADERSHIP SOLUTION DEVELOPMENT & DELIVERY POLICY Solution Development IBM Research Global IUN Coalition Nuclear Power Advisory Council Solution Delivery Partner Ecosystem

4. GSGF IBM provides leadership in key industry standards organizations • Chair, GridWise Alliance (US) • Chair, Global Smart Grid Federation • Chair, GridWise Architecture Council (US) • Chair Intellect Smart Grids and Smart Metering Group (UK) • Chair-Elect, Architecture Committee for NIST Smart Grid Interoperability Panel (US) • Co-Chair, NERC Reliability Fundamentals Working Group (US & Canada) • Co-Chair, Object Management Group (OMG) Smart Energy Working Group • Sub-committee Chair, Smart Grid, US Electricity Advisory Committee • Chair-Elect, IEC 61968 Part 6 standards stream • Vice Chairman, World Energy Council Interconnectivity Working Group • Founding Member, Smart Grid Australia and Chair, Policy and Regulatory Working Group • Founding Member, Korea Smart Grid Association • Member, US DOE Electricity Advisory Committee • Member, UCA® International Users Group including OpenHAN, OpenAMI, Common Information Model and IEC61850 • Member, OASIS Energy Management Information Exchange and Energy Interoperation Technical Committees • Member, DLMS/COSEM Association • Member, European Association for Interoperability for Smart Homes and Communities (TAHI) • Member, IEC Technical Committee 8 on system issues in electric grid • Member, ISO/IEC JTC 1/SC 25 Working Group 1 • Member, IEC 57 Working Group Groups 8, 13 and 14 on Distribution Management

5. IBM E&U Solution CentersComprehensive Industry Knowledge and Analysis Value Proposition • A reference implementation for the E&U industry based on SAFE, featuring advanced, leading edge technologies • Showcase for IBM technology integrated with key business partners • Itron • muNet • OSIsoft • Siemens • Sisco • Industry standards business processes and data • Customized briefings and training • Proof of Concepts • Demonstration center which showcases innovative solutions for the E&U Industry • Advanced Meter Management • Energy Monitoring with Cognos • Security • EAM Maximo • BI with ILOG • Intelligent Plant Life Cycle Management • Knowledge Management with FileNet • High Performance Computing • 10+ integrated, solution prototypes • Demonstrations can be projected in live video anywhere in the world • Key Solution Underpin for E&U engagement and delivery, acting as ONE team for E&U bold play in GMU • Strategic partnership with Key influencer in IUN / Nuclear / Wind, contribution in Eco-System building • Replicable and sustainable solution/asset with high value for both customer and IBM • WW contribution to both GBS & SWG E&U solution/asset portfolio Business Scope • Demo center for E&U solutions • PoC and PoT with engagement team • Asset and solution harvesting & enhancement for reuse • New asset development with key value • Investment on strategic partnership program

6. IBM’s Energy and Utility Solution Portfolio addresses a utility’s business and technology needs across the full energy value chain Customer Operations Transformation (COT) Customer Care Customer Management Customer Systems Power Generation Optimization (PGO) Plant Operations Fleet Optimization Supply Expansion • Transmission & Distribution Operations • Mobile Workforce Mgmt • Asset Lifecycle Mgmt • Supply Chain Mgmt CorporateSupportServices Human Resources Accounting Payroll Delivery Options Intelligent Utility Network (IUN) Smart Metering & Beyond Grid Operations Electric Vehicles IUN Communications Networks IUN Security Distributed Energy Resources Physical and Cyber Security Solution Architecture for Energy& Utilities Framework (SAFE) Infrastructure Servers, storage, communications networks and equipment and associated services

7. The IBM SAFE Framework enables integration of information and processes across the utility company Solution Architecture for Energy and Utilities Framework Third-party Access Domain Utility Business Domain Power Generation Plant Operations Fleet Management Supply Expansion Corporate Support Services Human Resources Accounting Payroll Regulatory, Risk and Compliance ManagementFileNet, Tivoli Compliance, iLog Transmission & Distribution Mobile Workforce Management Asset Lifecycle Management Supply Chain Management Customer Operations Customer Management Customer Care Customer Systems Tivoli Security Solutions, DataPower, Rational Appscan Improved Customer Experience Portal, Lotus Connections, Lotus Expeditor Asset Lifecycle Management Maximo, FileNet S e c u r i t y Sol u t i on s Intelligent Utility Network (IUN) Smart Meter & Beyond Grid Operations Security Communications Network Plug-In vehicle/Distributed Energy Resources Informed Decision MakingCognos, SPSS, iLog, Information Mgmt Portfolio, WebSphere Business Events Business and infrastructure integration layer (Services Oriented Architecture) Business Process Automation WebSphere Process Modeler, Process Server, ESB, Message Broker Asset, Device and Service MonitoringNetcool, DataPower, InfoSphere Streams, Cognos Now Communications network domain Device domain

8. Smart Grid Tooling around architecture management The Approach - Provide a pragmatic, model-driven approach to implementing and enriching Industry Standards Requirements Management • Energy Business Blueprint • Smart Grid Strategy and Planning • Smart Grid Application Portfolio Rationalization • Corporate Data Model Transformation • IEC CIM (IEC 61968/61970) • Smart Grid Security Architecture • NERC CIP 007, NIST 7268 Technology Strategy and Planning • Design and Implementation • Smart Grid Application Integration • IEC CIM and IEC 61850 • EPRI Intelligrid Use Cases • Smart Grid Data Integration and Analysis • IEC CIM and IEC 61850 • EPRI Intelligrid Use Cases • Data Design and Integration • Logical and physical description of data based on UML Information Models • Supports dimensional modeling for DW/BI • Application Integration • Implements SOA artifacts across ESB / BPM platform • Implements canonical model • Provides analysis on the impact of change • IEC CIM Messaging Implementation Technical Design and Implementation IEC = International Electrotechnical Commission CIM = Common Information Model *EPRI IntelliGridSM Use Case Models are stored in Rational RequisitePro to demonstrate Integrated Requirements Management with Use Cases

9. IBM has worked with clients around the world to develop solutions which transform the energy value chain DONG Energy Ontario Energy Board Hildebrand Pacific Northwest National Laboratory EnBW Ecotricity DTE Energy npower MVV/City of Mannheim ASM Brescia Progress Energy Red Electrica de Espana San Francisco Public Utilities Commission Oncor Enemalta Consumers Energy Terna Guangdong Dapeng LNG CenterPoint Energy Austin Energy Country Energy Energy Australia Click on box icons to review individual customer profile.

10. Typical Customer Use Cases Using CIM for Smart Grid Transformation

11. Overview – Edison SmartConnect System (cont’d) 3rd Gen Electronic meters: • 200A integrated service switch • Home Area Network interface • Energy & Voltage measurement • Outage detection & service status • Theft/tamper detection • Remote firmware upgradability • Robust security Multi-Tier Telecom Network • Designed for flexibility & security • 2-way narrowband 900MHz RF LAN • Open standard ZigBee 2.4GHz HAN • Cellular based WAN with flexibility for technology changes

12. Asset Leveraging – Model Organization • Use MDSD Model structure for System of Systems Modeling • Enterprise Level • Shows the enterprise as a “Black Box”, identifying external actors. • Identifies “conceptual’ use cases that express Concept of Operations • Business Process Level • Shows the enterprise as a “White Box”, exposing business processes as use cases. • Identifies business workers, collaborating systems, and system operations. • SoS Level • Shows the SmartConnect System as a “Black Box”, providing system context • Identifies system use cases and IO_Entities • Systems Level • Shows the SmartConnect System as a “White Box”, exposing the systems within the SmartConnect System • Identifies intra-system operations and interfaces

13. Asset Leveraging – Model Organization (cont’d) • Use IEC Interface Reference Model for organizing use cases • Create packages for business functions with names from the IEC Standard • Stereotype packages as <<BizFtn>> • Create packages for business sub-functions with names from the IEC Standard • Stereotype packages as <<BizSubFtn>> • Create packages for business activities with names from use cases • Create business activity packages within business sub-function packages

14. Asset Leveraging – Model Organization (cont’d) • Use Rational Process’s, 4+1 Model structure to organize individual system models • Systems decompose into subsystems • Subsystems contain packages with the standard UML model views

15. Asset Leveraging – Use Case Development • Use Business Use Cases and Business Processes developed by business stakeholders as the basis for developing System Use Cases • Use IEC Generic Use Cases to discover and describe use cases and actors • Use Business Archetype Patterns and Analysis Patterns to describe common business activities and objects • Use UML definitions to identify “include”, “extend”, “conceptual”, and “alternate” use cases

16. Asset Leveraging – Operations Discovery • Use Business Archetype Patterns and Analysis Patterns to identify standard business operations • Use IEC Information Exchange Model to define canonical messages that invoke system operations • Use MDSD Methodology to identify system operations

17. Asset Leveraging – Business Object Modeling • Mine IEC Common Information Model for standard utility business objects • Use IEC Model Extension Methodology to define SCE and SmartConnect unique business objects • Use Business Archetypes and Analysis Classes to identify standard business objects

18. Asset Leveraging – Information Modeling • Use IEC Common Information Model to define standard utility data items • Use IEC Model Extension Methodology to define SCE and SmartConnect unique data items • Use Business Archetype Patterns and Analysis Patterns to define standard business data items • Use ANSI Standards to define meter data types

19. Asset Leveraging – Requirements Traceability • Use IBM Rational’s RequisitePro (ReqPro) as the repository for all requirements • Business Requirements • Business Process Specifications • System Requirements • Forward and reverse requirements tracing in ReqPro • Requirements traced to Use Cases in System Model

20. Asset Leveraging – Document Automation • Doc integration with other IBM Rational Tools provides seamless access to data directly from the tool's data repositories. • Doc templates are used to create standardized SCE documents specified in the SCE Systems Development Life Cycle. • Regenerates precise, up-to-date documents easily; preserves additional data entered directly into the document.

21. Asset Leveraging – Process Documentation • Used for authoring, configuring, and viewing MDSD method content and processes. • Develop method content and create or extend processes • Select applicable RUP components • Includes Rational Tool Mentors • Includes extensive context sensitive help • Published a process website for access by team members.

22. Comprehensive Ecosystem of Industry Business Partners Integrated, Enterprise-wide Advanced Control Systems Consumer Energy Management Systems Future Apps And Services Next Generation of Applications HAN / Building Area Network & eMobility Distributed Energy Resources Tendril Coulomb Technologies Energy bt Gridpoint Better Place Sagem Grid Operations Johnson Controls Tendril Control 4 Energy Hub Philips Gridpoint Coulomb Technologies Better Place ABB Siemens Areva PowerSense Cooper OSIsoft Telvent Customer Operations SAP Oracle Genesys Nuance Aclara Jacada ABB Dassault GE Siemens OSIsoft Areva SAP Power Generation AMI and Meters Elster eMeter Itron Trillian Landis & Gyr SAP Silver Spring FAN/AMI Comms LAN WAN Juniper Cisco Brocade Sprint T-Mobile Verizon ABB AT&T Alvarion Itron Silver Spring Sensus Landis & Gyr Smart Synch Trilliant Communications Layer Network Gateway Smart Meter Power Layer Distributed Generation and Storage Generation Transmission Substation Distribution Home/Building Utility Infrastructure Consumer Source: IBM, GreenTech Media, SmartGridNews, Venture Capital Group, Cleantech VCs

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