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Bibliometrics (citation analysis) for evaluation and management of research Higher Education Academy Centre for ICS 28 April 2010 Birmingham, UK. Nancy K. Bayers, Bibliometrician University of Leicester. Agenda. Definition Key metrics Paper level metrics Group level metrics
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Bibliometrics (citation analysis) for evaluation and management of research Higher Education Academy Centre for ICS28 April 2010Birmingham, UK Nancy K. Bayers, Bibliometrician University of Leicester
Agenda • Definition • Key metrics • Paper level metrics • Group level metrics • Selected metrics in Computer Science • Caveats
Definition Bibliometrics is NOT… • …the only tool for assessing research • Peer Review, Research Income, Awards, Editorships • …just the Journal Impact Factor • …just a count of number of papers and citations Bibliometrics IS… • …a toolkit of multiple statistics, based primarily on the journal literature, that offer quantitative indicators of research output and impact
Scientific paper: basic unit TI: Experimental study on population-based incremental learning algorithms for dynamic optimization problems. AU: Yang, SX and Yao, X SO: SOFT COMPUTING YR: 2005 TC: 42 SC: Computer Science 46
Cites42 Expected citation rate 2.4 All Articles from Soft Computing in2005received on average 2.4 cites through year-end 2008. Ratio actual to expected17.5 FieldComputer Science Field Percentile3.3% The 42 cites to this Computer Science paper place it in the top 3.3% of papers based on the citation distribution to all papers published in this field in 2005. Key Paper-level metrics
Aggregated metricsuniversities – departments - groups Journal expected cites sum of all actual citations divided by sum of all expected citations Category expected cites sum of all actual citations divided by sum of all expected citations Mean Percentile average of the field percentile measures which are based on field and year of publication Percentiles distribution percentage of papers in each percentile
Comparison across universities % papers in the institution 1981-2008
Comparison across universities Impact: average cites per paper 1981-2008
World comparisons % papers in region CH AP EU World US UK
World comparisons impact US UK EU Wld AP CH
# Papers% cited% in uni Various rankings (1981-2008)
Citation analysis and Computer Science • Conference Proceedings v. Journal Articles • UK 2000-2010: • 1300 Articles • 15,500 conference proceedings papers
Bibliometrics and SSH (1) • Knowledge dissemination • Sciences: Journal Articles • Social Sciences: Journal articles, Books and Conference Proceedings • Humanities: Books, performances, compositions, designs, artefacts, exhibitions • Research focus • Sciences: International • SSH: International, National, regional and local
Bibliometrics and SSH (2) • Social Sciences: • 45-70% outputs are in journal articles • Role of journals increasing for • Economics: increased globalization • Linguistics • Humanities: • 20-35% outputs are in journal articles • History and Literature: role of journal diminishing even further
Bibliometric tools can help… • Identify papers for REF submission… • Highly cited • Geographic outreach • Hot—disproportionate immediate attention • Identify journals for submission • Analyze current state of research • Provide documentation for grant submission • Identify potential collaborations • Benchmark and compare performance
Caveats • Field Differences • Multiple metrics • Complement and inform peer review • Currently not be suitable for the humanities and some social science fields • Caution when using in fields that communicate via Conferences • Clinical practitioners and policymakers • Are the results reasonable?
Thank you. Nancy K. Bayers Bibliometrician, University of Leicester nb193@le.ac.uk