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Ethical evaluation. Timo Nevalainen University of Eastern Finland. Ethics?. to do good not to do bad. Is it worth it? Does it hurt?. Interests groups. No restrictions. Abolition. Scientists. Animal welfare. Patient groups. Tools for assessment?. Science community
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Ethical evaluation Timo Nevalainen University of Eastern Finland
Ethics? • to do good • not to do bad • Is it worth it? • Does it hurt?
Interests groups No restrictions Abolition Scientists Animal welfare Patient groups
Tools for assessment? • Science community • well meaning ethical purpose • how to balance purpose with cost • Philosophies • animal rights, utilitarism • at project level of little help • Law
Harmonization excellence Law, science & ethics
Council of Europe (CoE) Convention • Revision of Appendix A • CoE working groups • species specific documents • general, rodents, rabbit, dogs, cats, primates, fish and farm animals • enrichment and group housing • mandatory unless there is a veterinary or scientific reason not to
European Science Foundation • Use of Animals in Research (2001) • ..animal use should be subjected to independent expert review • .. both scientific and animal welfare considerations • .. weighing of the likely benefit and likely animal suffering …an essential part of the review process www.esf.org
Reporton Directive 86/609 … s (2001/2259(INI))by Committee on the Environment, Public Health and Consumer Policy • must be able clearly to substantiate and justify the purpose … the experiments will be of benefit to animals or humans • an ethical and animal-welfare assessment must be carried setting limits to the level of stress to which the animals may be subjected • should include a cost/benefit analysis
Revision of the Directive • Experts meet in Brussels • Four groups • Scope, the 3Rs, Central Database • Authorisation • Ethical review • Cost-benefit analysis and severity classification
Cost Benefit Cost-benefit Cost Benefit
Can a proper cost-benefit analysis be made? • A cost-benefit analysis = An ethical judgement • Basis: weight suffering of the experimental animals against fulfilling human needs
Why is Cost-Benefit difficult? • Different scientific viewpoints • Conflicting daily experiences • Different (moral) viewpoints • Considerable political charge
Practical Ethics • Ethics Committees • Do we have to know ? • basic research • applied research • Project review • cost-benefit analysis • probability to get valid, reliable results
Breakdown of costs and benefits • Both should be assessed • Relative weight of elements? • How to use? • Scoring systems • Identification of problem areas • Item(s) to be improved • Thought assistance
A. Purpose of study B. Probability for reaching the purpose C. Species D. Anticipated pain E. Duration of pain F. Duration of exp G. Number of animals H. Animal care Scoring 1-5 Points C-H max 30 limit 15 Points A-H max 40 limit 22 Ref: Nature 356: 101-102, 1992 Porter’s scoring
A. Aim of the experiment 1 = alleviation of substantial human ior animal pain 3 = clear benefit to human or non-human health or welfare 5 = advancement of knowledge B. Realistic potential to achieve goals 1 = excellent 5 = very limited or cannot be assessed Porter / Research
Porter / Animals I • C. Species • 5 = NHP, 4 = other mammals…. • D. Likely pain • 5 = Severe..1 = None • E. Duration of pain • 5 = very long..1 = none or very short
F. Duration of experiment in relation to life span (LS) 5 = > 0.2 x LS (mouse – 110 days) 4 = 0.02 x LS 3 = 0.002 x LS 2 = 0.0002 x LS 1 = 0.00001 x LS (mouse – 10 min) G. Number of animals 5 =>100 4 = 20-100 3 = 10-20 2 = 5-10 1 = 1-5 or lowest score for appropriate no of animals? Porter / Animals II
An example of possible cost • Quality of animal care (New App A) • Excellent • space above minimum / group housing / enrichment / bedding • Very good • one of the criteria above missing • Good • two of the criteria above missing • Satisfactory • three of the criteria above missing • Poor • minimum space, alone and no enrichment
Concluding Remarks • Unfair for fundamental research ? • 57 Nobel prizes in medicine • Problems with GM-animals ? • life time studies, high number of animals • Expects major advances with minor cost • yet, ideal worth thriving for • Limits set too low? • Breakdown clarifies thinking
Man commonly used sweetener positive effects on caries and on ear infections excessive use may induce laxative effects Dogs 2-year toxicity study at 2 g/kg daily in diet resulted in minor liver changes accidental consumption of xylitol: mortality with seizures clinically Example:Xylitol and dogs
Formulating hypothesis • Kuzuya et al. 1966: Xylitol in dogs produces much stronger insulin release than glucose • Hypothesis: Ingested xylitol causes insulin secretion, which results in hypoglycemia • BUT: Was this tested in the 2-year toxicity study ? • Hypoglycemia only in fasted dogs ? • What about home-made first aid ?
A. Purpose of study B. Probability for reaching the purpose C. Species D. Anticipated pain E. Duration of pain F. Duration of exp G. Number of animals H. Animal care A3=clear health benefit B3=moderate C4=sentient, conscious D3=moderate E2=short F1=very short G2= 5-10 H1= excellent Scoring xylitol study C-H= 13, A-H=19
A Dutch system to support decision-making • In 1999 Frans Stafleu, Ronno Tramper, Jan Vorstenbosch and Jaap Joles have developed a system to support decision-making. • In order to compare the apples with the oranges they quantified the different aspects.
Cost – Means - Benefit principle Cost Benefit Human health Animal health Safety (toxicity studies) Increasing knowledge Ecology Economy (macro) Pain, distress, discomfort, suffering Duration, frequency, severity of those Death Facilities, transport Training and competence Veterinary care Experimental design - species, number - end points - alternatives Animal source Negative results Means
Means Purpose Quality no and species Likelihood Pain Quality of care Nordic Forum 2003:Cost - Benefit - Means High BENEFIT Low Low High COST
Cost benefit primer • Four short study protocols • Read through and discuss in groups • identify both benefits and costs • weigh them against each other • consider means to • increase the benefits • decrease the costs