Use of Key National Indicators for Tracking China's Scientific Progress

1. Use of KNI for Measuring the Scientific Development of China in SAIs Activity and Future Perspectives by CNAOThe 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland - 13 April, 2011 The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

2. Overview • KNI and China’s Five-Year Plan • How CNAO actually works: a case study of the use of KNI • What’s in store for the next five years • What CNAO shall do in the future The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

3. KNI and China’s Five-Year Plan KNI in China A complex web of Chinese policy-making, National Five-Year Plan Scientific Outlook on Development The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

4. KNI and China’s Five-Year Plan KNI in FYP Obligatory Indicators the indicators with clearer and intensified government responsibilities adhered, on the basis of Anticipated Indicators. Anticipated Indicators the development goals which are anticipated by the State and mainly realized by voluntary actions undertaken by the marketers. The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

5. GDP Urbanization Population KNI in 11th FYP The release of major pollutants Farmland Reserves Healthcare Insurance KNI and China’s Five-Year Plan The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

6. How CNAO actually works: a case study of the use of KNI Other Authorities CNAO The Audited Entities Identify KNI Communication Use of KNI The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

7. How CNAO actually works: a case study of the use of KNI • Case Study I--Special Audit on the Safety of Drinking Water in Rural Areas of 103 Counties The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

8. How CNAO actually works: a case study of the use of KNI 11th FYP of Clean Drinking Water in Rural Areas KNI 160 million people Program 103 counties in 19 provinces Targets Investment, etc. Indicators Target population, etc. Findings The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

9. Audit Finding 1 Under investment: the actual investment value only amounted to 3.186 billion RMB, accounting for 84 percent of the planned value of 3.793 billion RMB; How CNAO actually works: a case study of the use of KNI Audit Finding 3 Program Defects: poor quality of supplied water, relatively high operation cost, poor management and maintenance, and low utilization rate. Audit Finding 2 Unsatisfactory coverage: the total target population for this program is 7.8083 million people, but 1.233 million, accounting for 16% remain uncovered; The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

10. How CNAO actually works: a case study of the use of KNI • Case Study II: The Special Audit on the Energy Conservation and Emissions Reduction of 41 SOEs The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

11. How CNAO actually works: a case study of the use of KNI Meet the targets Audit Findings Compare and analyze Indicators SO2 and COD Major Pollutants Electricity, etc. 41 SOEs The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

12. How CNAO actually works: a case study of the use of KNI 1 2 3 conserved 8.7981 million tons of standard coal equivalent, and met the targets set for the 11th FYP period ahead of schedule compared with the level of 2005, SO2 emissions of 41 enterprises in 2007 fell by 21.64%, and COD of 25 enterprises fell by 24.57% limited effects of some energy conservation projects, and emissions of some enterprises exceeding the prescribed standard The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

13. Economic Restructuring Economy Development Other Development Environmental Protection People’s Wellbeing Reform Opening Social Development What’s in store for the next five years 12th National FYP The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

14. What’s in store for the next five years • CO2 Major Pollutants Compulsory Education Obligatory Indicators Population Growth Farmland Reserves • Healthcare Insurance The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

15. What CNAO shall do in the future People’s Wellbeing Government Policy Leading Persons Real time audit over the implementation of key policies and macro-control measures of the central government Audit over budget implement-ation Audit over key projects and funds to improve the people’s wellbeing Audit over leading persons in performing their the economic accountabilities The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

16. serious issues, deep-seated problems and potential risks resources, environmental protection and control corruption cases and economic crimes defects in systems, mechanisms, institutions and policies What CNAO shall do in the future The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

17. The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

18. Any Questions? The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland

19. Thank you! The 4th Meeting of INTOSAI Working Group on KNI Helsinki, Finland