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Looking forwards and sideways FMA’s view of the regulatory landscape

Looking forwards and sideways FMA’s view of the regulatory landscape. Sue Brown, Head Primary Regulatory Operations. Eriksens Actuarial: The Real Risk Management Conference| 25 Sept 2012 | Auckland. FMA’s busy first year. 13. FMA structure supports what we do. FMA Board. FMA Board.

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Looking forwards and sideways FMA’s view of the regulatory landscape

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  1. Looking forwards and sideways FMA’s view of the regulatory landscape Sue Brown, Head Primary Regulatory Operations Eriksens Actuarial: The Real Risk Management Conference| 25 Sept 2012 | Auckland

  2. FMA’s busy first year 13

  3. FMA structure supports what we do FMA Board FMA Board Chief Executive Compliance Monitoring (Commercial and Infrastructure) Compliance Policy, Issuer and Commercial Surveillance, Infrastructure Oversight Primary Regulatory Operations Licensing, Retail Surveillance, Prospectus Review, Novel Applications, New Product And Services, Regulatory Policy Enforcement Civil and Criminal Investigations, Evidence and Enforcement Strategic Intelligence Information Research, Analysis, Issue Identification and Strategy and Solutions Stakeholder Management Stakeholder (Government Sector, Public, Media and Co-regulator) Relationships, Communications Business Performance and Strategy Operations, Technical & Shared Services (IT / Finance / HR / Admin services) Legal Internal, Legal Expertise, Risk Management and Corporate Governance

  4. Property proportionate ownership scheme example

  5. Financial Markets Conduct Bill

  6. Questions

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