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A Review of IPR Policy Revisions in the Wake of Antitrust Actions. Anne Layne-Farrar, Vice President SIIT 2013. The Research Question. Several competition agencies have suggested intervening in the cooperative standard setting process
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A Review of IPR Policy Revisions in the Wake of Antitrust Actions Anne Layne-Farrar, Vice President SIIT 2013
The Research Question • Several competition agencies have suggested intervening in the cooperative standard setting process • Stated goal is to correct the perceived problems with patent disclosure and FRAND licensing, such as patent holdup • Numerous proposals for changes to SSO IPR policies have been made as well • Mandating rules governing what can and cannot be done with “standard essential patents” • But while several good studies of current policies, little research on what SSOs have done over time to address perceived problems
Patent Ambush, 1995 Proactive Reactive • IEEE (1995): • Patented technology only included if “necessary” and RAND commitment • TIA (2001): • Patent disclosure form • CEN/CENELEC (2001): • Patent disclosure rules • OASIS (2005): • Patent disclosure obligation • VITA (2007): • Mandated patent disclosure • ANSI (1967): • No standard issued without disclosure and RAND commitment • ISO (1989): • Obligation among patent holders to disclose all essential patents • ETSI (1993): • Disclosure obligation (licensing Undertaking)
Breach of FRAND – Excessive Rates, 2005 Proactive Reactive • TIA (2005): • Patent can’t be used for monopoly • OASIS (2005): • Binding licensing commitment • IEEE (2007): • LOA w/optional term disclosure • VITA (2007): • Mandatory term disclosure • ISO/IEC/ITU (2008): • Actions against non-FRAND • CEN/CENELEC (2009): • Binding licensing commitment • ANSI (1932): • Inclusion of patented technologies “considered favorably” if the patent holder is “willing to grant such rights as will avoid monopolistic tendencies…” • ETSI (1993) – briefly: • Mandatory royalty disclosure (removed in 1994 policy)
Breach of FRAND – Encumbrance, 2008 Proactive Reactive • ETSI (2008): • Member to notify ETSI of patent transfer and to notify transferee of FRAND obligation • ISO/IEC/ITU (2012): • Addition of Section 1.7 “Assignment or Transfer of Patent Rights” to Annex detailing that licensing commitment are transferred along with patent rights • IEEE (2007): • Addition of a clause stating that the transfer of essential patent rights does not affect licensing terms detailed in original LOA.
Breach of FRAND – Injunctions, 2012 Proactive Reactive • ITU (2013?): • Announced it will release a “compromise” during October meeting • ETSI (2013?): • Scheduled a meeting to discuss options in December • Stay Tuned… • ETSI (1993) – briefly: • 1993 interim policy prohibited injunctions as well as infringement ligation • 1994 interim policy removed both prohibitions
Concluding Remarks • Ample evidence of proactive and timely responses to antitrust issues as they emerge in public debate • Not surprising that newly emerged issues not dealt with yet • These are complex issues that will have different implications for different SSOS • So, no call for aggressive competition agency intervention • Safe Harbor guidelines might be helpful • Need to recognize broad diversity in SSO needs • Industry differences, membership preferences, role and importance of IPR, etc. all differ and all influence appropriate type/level of IPR rules