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Geneva Centre for the Democratic Control of Armed Forces (DCAF)

Geneva Centre for the Democratic Control of Armed Forces (DCAF). SSG: Civilian Control and Parliamentary Oversight Security Sector Reform and Human Rights. Dr. Hans Born Senior Fellow, h.born@dcaf.ch 1 November 2005, Geneva. The Security Sector. Social values. Legal framework.

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Geneva Centre for the Democratic Control of Armed Forces (DCAF)

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  1. Geneva Centre for the Democratic Control of Armed Forces (DCAF) • SSG: Civilian Control and Parliamentary Oversight • Security Sector Reform and Human Rights Dr. Hans Born Senior Fellow, h.born@dcaf.ch 1 November 2005, Geneva

  2. The Security Sector Social values Legal framework Civil Society Parliament Executive Security Sector

  3. Conditions for Effective Oversight: AAA • Authority • Legal powers • Ability • Committee, resources, expertise, staff • Attitude • Willingness to hold government to account

  4. Strong versus Weak Parliaments • Strong parliaments: • The power to transform government policy • Weak parliaments: • The Arena Parliament • The Rubberstamp Parliament

  5. Parliamentary Tools of Oversight • Legislation • Getting the right information • Oversight of budget • Oversight of personnel • Oversight of policy and operations • (Oversight of procurement of equipment, weapons etc.)

  6. Parliamentary Tools of Oversight: Legislation • Initiate or change legislation on any security issue or institution; • Law on state secrets, law on freedom of information; • Law on independent bodies.

  7. Parliamentary Tools of Oversight: Getting the Right Information • To question relevant minister(s) and officials • Involving civil society by organising public hearings • Parliamentary inquiry in scandals • Access to classified information • Parliamentary visits • Parliamentary staff

  8. Parliamentary Tools of Oversight: The Power of the Purse • Right to approve or reject budget proposals • Right to amend budget proposals • Access to classified budget documents • Comprehensive control (no “black” budgets) • Right to approve or reject the account of expenditures of the security services (investigated by independent budget audit office)

  9. Parliamentary Tools of Oversight: Personnel • Adoption of laws on the status, duties and rights of security services personnel • Giving consent (or withholding) to directors of security services • Approving maximum number of personnel employed by each security service • Legislating for an ombudsman to monitoring the human rights within services and in relation to citizens

  10. Parliamentary Tools of Oversight:Policy and Operations • Setting general rules by law: • mandate of intelligence service, police etc.; • rules for the use of force; • rules for respect of human rights • states of emergency • Authorising national security plan, civil emergency plan; overseeing its implementation; • Operational independence of the security services: no parliamentary involvement in individual cases or operations; • Setting up parliamentary inquiry in case of failed or inappropriate operations.

  11. Emergency/Crisis Management:The Role of Parliament • Ensure passage of laws upholding democratic values including those allowing for states of emergency declaration (see Backgrounder); • Prior or ex-post approval of state of emergency; • Hold government accountable for its actions; • Post-hoc accountability: to conduct investigations on the execution of special emergency powers.

  12. Restricting Constitutional and Human Rights Non-Derogable Human Rights According to Article 4 para. 2 of the ICCPR, no derogation is permitted from the following rights: • To life (Article 6); • Not to be subjected to torture or to cruel, inhuman or degrading treatment or punishment (Article 7); • Not to be held in slavery or servitude (Article 8); • Not to be imprisoned for failure to perform a contractual obligation (Article 11); • Not to be subject to retroactive penal measures (Article 15); • To recognition as a person before the law (Article 16); • To freedom of thought, conscience and religion (Article 18). Source: International Covenant on Civil and Political Rights (entered into force in 1976).

  13. Emergency Management • Principles to be respected during emergency rule (see backgrounder): • Temporality, proportionality, legality, declaration, etc. • Emergency powers: • Restriction of free press and prohibition of public meetings, confiscation of private property etc. • Which human rights can be limited: • NOT the so-called non-derogable human rights. • Limitations of human rights are justified if: • Limitations are regulated by law; • Necessary in a democratic society; • Effective remedy (complaints mechanism) available.

  14. Case study on:The role of parliament in protecting human rights • THE CASE: • Law enforcement officials and the excessive use of force against demonstrators in the city of Suzuki in the land of Sinon; • YOU: • Are a member of parliament and have to address the disastrous performance of police and internal security forces; • TASK: • What is your position and your recommendations?

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