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The Canadian Securities Law Reporter. Canadian Securities Law Reporter. A valuable cross-jurisdictional comprehensive resource focusing on Canadian securities law. Available in Three Platforms. You can choose from one of the following formats Internet CD Loose-Leaf (Paper).
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Canadian Securities Law Reporter • A valuable cross-jurisdictional comprehensive resource focusing on Canadian securities law October 2007
Available in Three Platforms • You can choose from one of the following formats • Internet • CD • Loose-Leaf (Paper) October 2007
Updated Frequently • Update Frequency • Internet format continuously updated • CD and Loose-Leaf versions are updated bi-weekly October 2007
Dedicated Team of Editorial Experts • Paul Andrews (Securities Writer, B.A. (Hon.), LL.B., C.S.C.) • Kathleen Jones-Lepidas (Associate Editor, B.A., C.S.C.) • Shari Zinman (Editor, B.A. (Hon.), M.A.) • Tammy Burns (Editor, B.A. (Hon.)) • Lori Adams (Legal Consultant, B.B.A., LL.B., M.B.A.) • Joanne Dolfato (Legal Consultant, B.A., LL.B., M.B.A., C.S.C.) Note: document annotations for the Ontario Securities Act are prepared by Sean Sadler, McCarthy Tétrault. October 2007
A Valuable Resource for Securities Lawyers • Assists you in interpreting and prioritizing complex legal materials • Includes Ontario, eastern, western and federal statutes and regulations • Assists practitioners in keeping up-to-date with ongoing changes in the securities law area • Provides quick and easy access to information October 2007
Current and Up-to-date • Our team devotes approximately 5,800 hours per year to the tracking, updating and analysis of the latest legislative and case law developments October 2007
Fully Linkable • Our team updates and maintains over 22,000 hypertext links in the electronic versions of the product October 2007
Canada Securities Law Reporter Includes … • Full texts of federal and provincial statutes and regulations • National and Multilateral Instruments • Policy Statements • Securities Commission Rules, Notices and Blanket Orders • Regulations and by-laws of self-regulatory bodies (Investment Dealers Association of Canada, Investment Funds Institute of Canada and Mutual Funds Dealers Association) • By-Laws, Policies and Rules of Stock Exchanges • Topical Index (paper only) October 2007
Features Include • News Tracker (Online Only) • A Current Awareness Service that will assist professionals in keeping up-to-date • A monthly Newsletter -- Canadian Securities Law News • Provides summaries of cases and outlines recent developments in applicable legislation • ALL major relevant legislation • Provides quick access to relevant legislation • Expert Commentary • Interpretation and analysis of legal information, written by our team of experts October 2007
News Tracker • Updated continuously to provide you with up-to-date securities information as you need it • Provides instant access to: • National Instruments • National Policies and Notices • Securities Commission Rules, Policies, and Notices • Stock Exchange By-laws, Rules, and Policies • By-laws and Regulations of the Investment Dealers Association (IDA), Investment Funds Institute of Canada (IFIC) and Mutual Fund Dealers Association of Canada (MFDA) October 2007
News Tracker • Available online • Delivered via email 2 1 October 2007
What’s New • Provides a list of permanent updates to the Canada Securities Law Reporter October 2007
The Canadian Securities Law News • Includes feature articles and summaries of leading decisions • Published monthly • Delivered to your inbox October 2007
Expert Commentary • Written by our team of experts • Provides comprehensive valuable information for Securities Law Practitioners October 2007
Case Law • Selected leading securities law decisions • Includes both court and securities commission decisions • Dates back to 1999 • Online includes full-text of recent decisions • Cases are selected by our team of experts October 2007
Statutes and Regulations • Includes relevant eastern, western, Ontario and federal securities statutes and regulations • Updated continuously • Fully searchable October 2007
Includes: Pending Amendments and Long History Notes • The following features were added to the product’s core legislation • Pending amendments (i.e. amendments awaiting proclamation) • Long history notes that provide the previous wording of amended provisions • Pending amendments are included in print and electronic versions • Long history is available electronically October 2007
Related Matter • Legislation also includes links to Related Matter October 2007
National and Multilateral Regulatory Documents October 2007
National Policy Statements and Notices October 2007
Table of Concordance to Securities Legislation • Covers all Canadian jurisdictions • Ideal for clients that have multi-jurisdictional responsibilities October 2007
Table of Concordance to Securities Regulations • Covers all Canadian jurisdictions • Ideal for clients that have multi-jurisdictional responsibilities October 2007
Securities Commission Documents • Includes Securities Commission Rules, Notices and Blanket Orders October 2007
Forms • Includes securities-related forms October 2007
2006 Updates Include • New explanatory commentary about Registration Requirements and Exemptions written by Paul C. Bourque, Executive Vice-President, Member Regulation, Investment Dealers Association of Canada • New explanatory commentary about Insider Reporting and the Early Warning System written by Alasdair Federico of McCarthy Tétrault LLP • New explanatory commentary about Securities Enforcement written by Joel Wiesenfeld and Andrew Gray of Torys LLP October 2007
2006 Updates Continued • New explanatory commentary about Insider Trading written by Joseph Groia of Groia & Company Professional Corporation • New explanatory commentary about Take-Over Bids written by Ava Yaskiel of Ogilvy Renault LLP • New explanatory commentary about Foreign Issuers and Securities Transactions outside the jurisdiction written by Philip Mohtadi of Torys LLP October 2007
2006 Updates Continued • Digests of over 45 leading court, commission and self-regulatory decisions in the area of securities law, including • Kerr v. Danier Leather Inc. (Ont. C.A.) • Ford Motor Company (Canada) v. OMERS (Ont. C.A.) • R v. Rankin (Ont. S.C.J.) • Re Sears Canada Inc. (OSC) • Sears Holding Corporation v. OSC (Ont. S.C.J. (Div. Ct.) • Re Falconbridge Limited (OSC) and • Re Inco Limited and Teck Cominco Limited (OSC) October 2007
2006 Updates Continued • All amendments to the 89 relevant federal, provincial and territorial statutes and regulations in the product, including • Alberta: Securities Amendment Act, 2006 (S.A. 2006, c. 30); Securities Transfer Act (S.A. 2006, c. 9) in force January 1, 2007 (new) • British Columbia: Income Trust Liability Act (S.B.C. 2006, c.14) (new); Securities Amendment Act, 2006 (S.B.C. 2006, c. 32) • Manitoba: The Securities Amendment Act (S.M. 2006, c. 11); The Corporations Amendment Act (S.M. 2006, c. 10) Continued on next slide… October 2007
2006 Updates Continued • Northwest Territories: Miscellaneous Statutes Amendment Act (S.N.W.T. 2006, c. 23) • Ontario: Securities Transfer Act (S.O. 2006, c. 8) in force January 1, 2007 (new); Budget Measures Act, 2006 (No. 1) (S.O. 2006, c.9) • Saskatchewan: Securities Amendment Act, 2006 (No. 1) (S.S. 2006, c. 8); The Income Trust Liability Act (S.S. 2006, c. I-2.02) (new) • Yukon: An Act to amend The Securities Act (S.Y. 2006, c. 8) October 2007
2006 Updates Continued • New and amended securities regulatory instruments, including • National Instrument 44-101, “Short Form Prospectus Distributions” (amended) • National Instrument 51-102, “Continuous Disclosure Obligations” (amended) • National Instrument 52-107, “Acceptable Accounting Principles, Auditing Standards and Reporting Currency” (amended) • National Instrument 71-102, “Continuous Disclosure and other Exemptions relating to Foreign Issuers” (amended) • National Instrument 81-107, “Independent Review Committee for Mutual Funds” (new) • OSC Rule 81-802, Implementing National Instrument 81-107, Independent Review Committee For Investment Funds (new) • OSC Rule 13-502, Fees (replaced) October 2007
2006 Updates Continued • New and revised annotations to the Quebec, Alberta and British Columbia Securities Act • New and revised annotations to the Ontario Securities Act, prepared by McCarthy Tétrault • Updates to the Tables of Concordance for the provincial Securities Acts, and for Securities Act Regulations; • Revisions to the product’s indexes October 2007
2007 Updates • Ongoing addition of new analytical commentary • Tracking of important pending legislation and regulatory instruments, including • British Columbia: Bill 18, Finance Statutes Amendment Act • Nova Scotia: Bill 75, An Act to Amend the Securities Act • Ontario: Bill 151, Budget Measures Act, 2006 (No. 2); Bill 152 Ministry of Government Services Consumer Protection and Service Modernization Act, 2006; Ontario Securities Act: amendments from 2006, c. 21, c. 29, c. 33, c. 35; 2007, c. 7 Annotations revised Continued on next slide… October 2007
2007 Updates Continued • Quebec: Bill 29, An Act to amend the Securities Act and other legislative provisions; Quebec Securities Act: amendments from 2006, c. 50 annotations revised • Saskatchewan: Bill 19, Securities Amendment Act, 2006 (No. 2); Bill 23, Securities Transfer Act • New Brunswick:S.N.B. 2007, c. 38 S.N.B. 2006, c. E-9.18 • Newfoundland:S.N.L. 2006, c. 42 S.N.L. 2006, c. 40 S.N.L. 2007, c. T-9.1 S.N.L. 2007, c. S-13.01 • Nova Scotia: S.N.S. 2007, c. 9 S.N.S. 2006, c. 46 • National Instrument 24-101, Institutional Trade Matching and Settlement • National Instrument 62-104, Take-Over Bids and Issuer Bids • Addition of an index to the commentary. October 2007
Plans for 2008 Alberta: • Bill 21, the Securities Amendment Act, 2007 British Columbia: • Bill 38, the Securities Act, 2004, c. 43 (the proclamation of this Act has been postponed indefinitely) • Bill 28, the Securities Amendment Act, 2007 Manitoba: • Bill 7, the Insurance Amendment Act, 2007 • Bill 9, the Securities Amendment Act, 2007 • Bill 17, the Securities Amendment Act, 2006 Nova Scotia: • S.N.S. 2006, c. 46 - An Act to Amend the Securities Act (Bill 75) – currently partially in force, Parts of this Act that are in force have been added to CSL (with Long History Notes) • Bill 192, An Act to Amend the Companies Act October 2007
Plans for 2008 New Brunswick: • S.N.B. 2007, c. 38 – An Act to Amend the Securities Act (Bill 62) – currently partially in force, parts of this Act that are in force have been added to CSL (with Long History Notes) Newfoundland and Labrador: • S.N.L 2006, c. 42 – An Act to Amend the Securities Act No. 2 (Bill 51) – currently partially in force, parts of this Act that are in force have been added to CSL (with Long History Notes) Prince Edward Island: • Bill 10, Police Act • Bill 16, Securities Act to Prince Edward Island October 2007
U.S. and International Securities Law Resources • If your securities law practice involves cross-border and international transactions, then CCH can enhance your success with a broad, deep and integrated portfolio of legal information and solutions. • Our U.S. and International Securities Law Collection offers: • Expert-authored Aspen treatises – written by leading practitioners • CCH’s authoritative legal reporter services • KLI’s English language international law publications • Exciting new integrated specialty online libraries • FEATURE RESOURCE: a complete Internet resource the CCH Federal Securities Regulation Integrated Library is designed to meet all the needs of attorneys working in the field of U.S. securities regulation October 2007
U.S. and International Securities Law Resources: Federal Securities Regulation Integrated Library • The comprehensive all-in-one resource for U.S. federal securities law • The Federal Securities Regulation Integrated Library combines expert-authored treatises with primary source materials and news in a single online resource • The Library features: • Authoritative analysis by leading practitioners on all aspects of U.S. securities law; • A rich database of U.S. federal securities laws, regulations, forms, no-action letters, interpretive materials, and court decisions • E-mail updates of regulatory news and events delivered via the Securities Compliance Tracker service October 2007
Federal Securities Regulation Integrated Library PRIMARY SOURCE MATERIALS • CCH Federal Securities Law Reporter • SEC No-Action Letters • SEC Staff Comment Letters • Federal Securities Cases Archive • SEC Telephone Interpretations Manual • SEC Releases and Other Material • SEC Docket SECONDARY SOURCE MATERIALS • Securities Regulation • Regulation of Securities: SEC Answer Book • Sarbanes-Oxley Act: Planning & Compliance • Sarbanes-Oxley Act of 2002: Analysis and Practice • Securities Regulation in Cyberspace • Corporate Finance and the Securities Laws • Raising Capital: Private Placement Forms and Techniques • U.S. Regulation of the International Securities and Derivatives Markets • Executive Compensation and Related-Party Disclosure: SEC Rules and Explanation • NEWS AND CURRENT AWARENESS • Insights: The Corporate Securities Law Advisor • Securities Compliance Tracker October 2007
Antitrust and Trade Regulation Integrated Library Two leading publications form the basis of your library. CCH Trade Regulation ReporterSince 1914, the Reporter provides full text and analysis of laws, rules, guidelines, government enforcement activity and private antitrust litigation — at both the federal and state levels. Antitrust Law: An Analysis of Antitrust Principles and Their ApplicationOften referred to as the most cited legal reference on antitrust, this highly regarded Aspen treatise offers analysis and insights into antitrust principles and practice. • Optional add-on publications • State Unfair Trade Practices Law • Insurance Antitrust and Unfair Trade Practices Law • IP and Antitrust: An Analysis of Antitrust Principles Applied to Intellectual Property Law • Foreign Commerce and the Antitrust Laws • Distribution Law: Antitrust Principles and Practice • World Competition • Journal of World Trade • Legal Issues of Economic Integration October 2007
Canada Securities Law Reporter • An authoritative, comprehensive resource for the Canadian Securities Law Practitioner October 2007
To learn more about our Securities Law Collection please contact us at… • Customer Service 1-800-268-4522 cservice@cch.ca • Training training@cch.ca • Sales 1-800-461-5308 ext. 8609 October 2007