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Explore the history, significance, and impact of political parties in democratic systems, from the Founding Fathers to modern realignments and challenges.
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Chapter 9 POLITICAL PARTIES
The Role of Political Parties in a Democracy • What are political parties? • They recruit and run candidates for public office under the party label. • They try to organize and coordinate the activities of government officials under the party name. • Many political scientists believe that parties are essential to democracy. • The political party is seen by some as the main instrument of popular sovereignty and majority rule. • When political parties are working properly, they can be essential tools of popular sovereignty.
How Parties and Majority Rule Are Related • Parties’ mobilizing activities can contribute to democracy by educating people about politics. • Elections create an incentive to include as many voters as possible, with a majority being the optimal goal. • Parties try to broaden their appeal by running candidates from many ethnic, racial, and religious groups. • Parties provide a way for the people to keep elected officials responsive and responsible through competitive elections. • Parties can make majority preferences effective.
The Two-party System • Most nations have either one-party systems or multiparty systems. • Most Western democracies have multiparty systems. • Two parties have dominated the political scene in the United States since 1836. • Democrats and Republicans have controlled the presidency and Congress since 1860.
History of the Two Party System • The first party system: Federalists versus Democratic Republicans • Parties were created almost immediately, even though the Founders were hostile to them in theory. • Federalists became tainted by certain actions, beginning with the Alien and Sedition Acts enacted to repress dissent and opposition to Federalist policies. • The two-party system evolved into a one-party or no-party system by 1816, generally known as the Era of Good Feelings.
The second party system: Democrats versus Whigs • A strong two-party system developed in the 1830s between the Democrats (formerly the Democratic Republicans) and the Whigs. • The Democrats and Whigs were very different parties from those in the first party system, brought about by a significant democratization of American life. • The Civil War split the parties: the northern and southern wings of each party mirrored the split in the nation.
From the Civil War to 1896: Republicans and Democrats in balance • Following Reconstruction, Republicans and Democrats were somewhat balanced in national politics. • Each party had a strong regional flavor
The party system of 1896: Republican party dominance • The late nineteenth century was a time of rapid economic and social change; protest movements and third parties developed. • Republicans dominated American politics from the 1896 election until the election of 1932. • After 1896, the rate of voter participation dropped sharply and never fully recovered. • The states of the deep South used intimidation and laws to remove blacks from the electorate, eliminating the Republican party as a factor in southern politics.
The New Deal system: Democratic party dominance • The New Deal party system grew out of the crisis of the Great Depression and favorable public reactions to government efforts to deal with the economic collapse. • The party system underwent a realignment (1932-1936) from Republican to Democratic dominance.
The sixth party system: dealignment and divided party government • The electoral coalition that formed the basis of the New Deal party system began to seriously deteriorate in 1968 and finally collapsed in 1994. • Other changes starting in 1968 suggest the formation of a sixth party system stretching from 1968 to at least 1994.
Realignment • Realignment means that a new party system has taken the place of the old because of a fundamental shift in the types of groups that support the parties. • Realignments seem to be triggered by the transformation of structural factors. • Realignments occur when the old party system is unable to accommodate or solve problems that develop during rapid social, economic, and cultural changes.
Dealignment • Some prefer the term dealignment to describe the increasing tendency of Americans not to claim any party identification at all. • Dealignment may be thought of as a transformation in the party system in which a previously dominant party loses preeminence but no new party takes its place.
Why a Two-party System? • Why does the United States have a two-party system when most Western democracies have multiparty systems? • Electoral rules • Restrictions on minor parties • Attitudes of the American public • The absence of a strong labor movement
The Place of Minor Parties in the Two-party System • Minor parties have played a less-important role in the United States than in virtually any other democratic nation. • In our entire history, only the Republican party has managed to replace one of the major parties.
Types of minor parties • Protest parties • Ideological parties • Single-issue parties • Splinter parties
The role of minor parties • Minor parties may articulate and popularize new ideas that are eventually taken over by one or both major parties. • Minor parties may allow people with grievances to express themselves in a way that is not possible within the major parties. • Because minor parties are not likely to win national elections, they are usually not as cautious as the major parties.
The Parties as Organizations • In most democratic countries, parties are fairly well-structured organizations. • Led by party professionals • Committed to a set of policies and principles. • They tend to have clearly defined membership requirements, centralized control over nominations and financing, and discipline over party members who hold political office.
The ambiguous nature of American parties • American parties are composed of many diverse and independent groups and individuals. • Presidents cannot automatically count on the support of their own party. • Vagueness of party membership • Decentralized organization of the two major parties
The Primacy of Candidates • American politics is candidate centered • Candidates have independent sources of campaign financing, their own campaign organizations, and their own campaign themes and priorities. • The party can do very little about nominees who oppose party leaders and reject national party platforms and policies. • Candidates are now almost exclusively nominated in primaries or grass roots caucuses, where the party organizations have little influence.
Contrast with politics in European countries • People in most European countries vote for parties rather than for individual candidates. • Independent candidates cannot force themselves on the party through primaries or caucuses. • In countries like Germany, the campaign is waged between parties and their alternative programs, not between individual candidates.
Party Goals • Parties want to win elections, but each component of the highly decentralized and fragmented party organizations tends to have its own goals. • Party activists — the people who do the most important organizational work of the parties, such as fund-raising and serving as delegates to party conventions
Party officeholders — above all, they want to retain their positions or attain higher office • Party voters — reflect a diversity of views and goals • Party financial contributors — diverse in their goals
Ideology and Program • An ideology is an organized set of beliefs about the fundamental nature of the good society and the role government ought to play in achieving it. • The Republican and Democratic parties are both broad coalitions, seeking to attract as many individuals and groups as possible. • There are strong pressures on the parties to be ideologically ambiguous in order to win in winner-take-all, single-member-district elections.
Each party has a core of supporters who are more ideologically oriented than the general public. • The party system is less ideologically focused compared to parties in other democratic countries, but still with significant differences between them • The evidence indicates that the differences between Democrats and Republicans are real, important, and enduring, and that the differences are becoming more distinctive.
How Are the Parties Different? • In the perceptions of the electorate • In terms of who supports them • In their political platforms • In the positions taken by party activists • In the policy decisions of their elected representatives
Are the parties becoming more ideological? • The Republican party became more consistently conservative after the mid-1970s. • The Democratic party is less ideologically coherent than the Republican party.
The Parties in Government • The parties in government refers to government officials who have been elected under the party’s label. • To avoid tyrannical government, the Founders designed a system of government in which power is so fragmented and competitive that effectiveness is unlikely. • One of the roles that political parties play is to persuade officials in the different branches to cooperate with one another on the basis of party loyalty.
Divided Party Government • Divided party government occurs when the executive and legislative branches are held by opposing political parties. • Long-term party division between the presidency and Congress exaggerates the problems caused by the constitutional separation of powers. • Divided government adds to the gridlock and paralysis that are built into the constitutional design of our system of government. • Divided party control can give rise to a state of perpetual conflict between the two branches.
Parties in the Electorate • Parties in the electorate refers to individuals who are supporters of the party. • Partisanship is declining among the American electorate. • Americans are less inclined to identify with either of the parties than they were in the past.