Mark B. Mitchell, MBA, CIA, CGFM Director of Internal Audit NYSERDA

Oct 17, 2012

370 likes | 797 Views

Contents. Soft Controls: What You Need to KnowWhat Are Soft Controls?Why Are Soft Controls so Important?Evaluating Soft ControlsMaking the soft sell" to Management. What are Soft Controls?(group discussion). What Are Soft Controls?. Integrity

Share Presentation

Embed Code

Link

quito

Download Presentation

Mark B. Mitchell, MBA, CIA, CGFM Director of Internal Audit NYSERDA

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript

Internal Audit

Internal Audit. Who?. What?. When?. How?. Why?. In brief . . . . Who are we?. We are an organization that provides both traditional and non-traditional services We are not outside auditors We are a constructive link between policy-making and operational levels of the University.

947 views • 18 slides

Internal Audit

What is Internal Audit?. Internal Audit reviews or audits procedures and processes to determine if a school or department handles areas properly and to make suggestions on improving the areas reviewed or audited. If concerns are noted, Internal Audit works with pertinent personnel to resolve the co

1.18k views • 24 slides

INTERNAL AUDIT

INTERNAL AUDIT. Smita Chaudhri Accountant General (C&RA) U.P. Audit types – common terminologies. Three categories of audit : CA audit External / Statutory ( also known as audit by CAG/AG) Internal audit. Audit types – common terminologies. CA audit

903 views • 27 slides

Internal Audit

Internal Audit. Who?. What?. When?. How?. Why?. In brief. Who are we?. We are an organization that provides both traditional and non-traditional services We are not outside auditors We are a constructive link between policy-making and operational levels of the University.

1.02k views • 18 slides

Dave Richards, CIA, CPA Director, Internal Auditing FirstEnergy Corporation

Dave Richards, CIA, CPA Director, Internal Auditing FirstEnergy Corporation. Looking ahead: How upcoming rules and legislation might expand and alter internal auditing's roles. The Institute of Internal Auditors Webcast Series on Sarbanes-Oxley Session #4 - April 15, 2003.

695 views • 47 slides

Mark B. Mitchell, MBA, CIA, CGFM Director of Internal Audit NYSERDA November 12, 2008

AGA Audio Conference. Understanding the Importance of Soft Controls in Improving Operations. Mark B. Mitchell, MBA, CIA, CGFM Director of Internal Audit NYSERDA November 12, 2008. Contents . Understanding The Importance of Soft Controls What Are Soft Controls? Why Do Soft Controls Matter?

506 views • 30 slides

Internal Audit

Internal Audit . It’s Time to Talk About Risk and Control. Demands/Expectations of Internal Audit’s Stakeholders Have Changed. The Audit Committee and Board: Execution of a comprehensive “risk based audit plan” Expertise and assurance on risks and controls

726 views • 14 slides

Internal Audit

Internal Audit. ARRA Audit. Background. Internal Audit is aware that sometime during 2010 / 2011: NSF OIG and SAO will conduct audits related to ARRA. As such we have included ARRA in our annual audit plan. ARRA Preliminary Audit Objective.

450 views • 5 slides

Internal Audit

Internal Audit. A mostly friendly watchdog. Internal Audit is not an optional function. HEFCE requires that “ e ach HEI must have an effective Internal Audit function, which reports regularly to the audit committee and at least annually to the governing body and the accountable officer .”

659 views • 14 slides

Internal Audit

C. P. Mansoor S. Ahmed M. Com, PGDBA. Internal Audit. Internal Audit. Not confined to Independent Audit Systematic Examination of Records Procedures Systems Operations. Definition.

381 views • 9 slides

Internal Audit

Internal Audit. Office Manager Meeting November 13, 2012. Agenda . What is Internal Audit? Campus Audits Scope Ratings Frequency What to expect 2012-2013 Schedule. What is Internal Audit? .

726 views • 12 slides

Dave Richards, CIA, CPA Director, Internal Auditing FirstEnergy Corporation

Dave Richards, CIA, CPA Director, Internal Auditing FirstEnergy Corporation. Disclosure Controls & Procedures - The Internal Audit Department’s Role. The Institute of Internal Auditors Webcast Series on Sarbanes-Oxley Session #1 - January 28, 2003.

319 views • 16 slides

Internal Audit

Internal Audit. Presented by: Carol Oman Director of Internal Audit. What is Internal Audit?. Internal Audit reviews or audits procedures and processes to determine if a school or department handles areas properly and to make suggestions on improving these areas.

1k views • 30 slides

INTERNAL AUDIT

INTERNAL AUDIT. ACT 3142: AUDIT II. INTERNAL AUDIT. Employed by companies Perform: Financial audit Operational audit Role – become more important Increased size and complexity. INTERNAL AUDIT. More knowledge about their company than external auditor Co.’s operation Internal control

6.47k views • 22 slides

Mark Mitchell

Mark Mitchell. Chief Relationship Officer mark.mitchell@canoe-ventures.com www.canoe-ventures.com April 6, 2011. What Canoe Ventures Has Done…. Canoe has built a national, interoperable Advanced Television platform…. What Canoe Ventures Has Done….

317 views • 13 slides

Basics of Internal Audit

Learn what is internal audit, its structure and key steps in conducting the audit

1.09k views • 7 slides

Dave Richards, CIA, CPA Director, Internal Auditing FirstEnergy Corporation

Dave Richards, CIA, CPA Director, Internal Auditing FirstEnergy Corporation. Annual Certification of Internal Controls The Internal Audit Department’s Role. The Institute of Internal Auditors Webcast Series on Sarbanes-Oxley Session #2 - March 3, 2003.

164 views • 15 slides

Cia audit certification- Is the Cia audit certification exam hard?

Preparing to pass the Cia audit certification exam is no very easy feat. Researching the concepts in your review training course every day can be arduous, particularly if you don't have a game plan or a lot of free time on your hands. Compared to the past prices of the CFA, CPA, and CMA tests, the Cia audit certification exam is among the harder credentialing examinations in the bookkeeping field. For further information please contact:- Phone: 00971 4 3974905 WhatsApp: 00971505258501

107 views • 10 slides

More Related