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We created FCA ASSIST because since the Financial Services Act 2012 came into force on the 1st April 2013, a new regulatory framework is in place in the United Kingdom for the regulation of the financial services industry, to include Banks, Consumer Credit Organisations, Insurance providers and any other organisation connected with the provision of financial services.
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We created FCA ASSIST because since the Financial Services Act 2012 came into force on the 1st April 2013. A new regulatory framework is in place in the United Kingdom for the regulation of the financial services industry, to include Banks, Consumer Credit Organisations. Insurance providers and any other organisation connected with the provision of financial services.
Many consultants are hired who work for FCA and they are termed as FCA compliance consultants. These consultants give compliance advice to their customers on the topic of financial adviser firms i.e. how to invest and how to increase the profit. We have a complete knowledge of solving compliance issues. We provide a complete compliance support that covers all the compliance obligations that took place in investment firm.
We are here to hire and looking for an FCA compliance consultant.Our FCA compliance consultants who are already working with us are highly experienced in their respective field. Our consultant team provide high standard services to their clients. They share their experience and knowledge with you wheneverrequired. We provide FCA compliance consultancy services to various FCA regulated firms.
We deal with small as well as medium sized financial firms that help to meet FCA ongoing compliance obligations. Our consultants follow the rules set by FCA Regulation and thus provide expert advice to their clients. We have well experience to tackle all the consultancy services such as handle acquisitions, client money and sale, prepare regulations, legal status, etc.
Purpose of FCA compliance consultants • Handle all the complaints related to finical firm in the mostefficient manner • Can recruit new advisers and get them FCA authorized • Maintain relationship of their clients with FCA • Handle and maintain competence scheme with RDR complaint training • Operate new and effective range of outsourced compliance scheme • Explore acquisitions and their mergers • Manage complete capital adequacy
More Details: Address: 113a Jermyn Street St James, London SW1Y 6HJ ENGLAND Phone : +44 02070788866 Email : contactus@fcaassist.co.uk Website : http://www.fcaassist.co.uk