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Small Business Innovation Research (SBIR) Small Business Technology Transfer (STTR) Programs

Small Business Innovation Research (SBIR) Small Business Technology Transfer (STTR) Programs. Date: 13 Jan 2012. Overview. Federal Legislation and AFRL/XPP Organization SBIR/STTR Program Overview Commercialization Readiness Program Additional Info Resources.

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Small Business Innovation Research (SBIR) Small Business Technology Transfer (STTR) Programs

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  1. Small Business Innovation Research (SBIR) Small Business Technology Transfer (STTR) Programs Date: 13 Jan 2012

  2. Overview • Federal Legislation and AFRL/XPP Organization • SBIR/STTR Program Overview • Commercialization Readiness Program • Additional Info Resources

  3. How the Air Force Traditionally Works with External Organizations Government to Government Government to Industry Alliances Contracts Other Government Agencies Industry

  4. Federal Legislation Since 1980 Government to Government Government to Industry Alliances Contracts National Defense Authorization Act for FY 2006 Stevenson-Wydler Technology Innovation Act of 1980 Commercialization Pilot Program (CPP) Grants Cooperative Agreements National Defense Authorization Act for FY 1994 CTA Bayh-Dole Act of 1980 Authorizations Patent License Agreement (PLA) National Defense Authorization Act for FY 1993 Dual Use Small Business Innovation Development Act of 1982 SBIR Small Business Research and Development Act of 1992 STTR Federal Technology Transfer Act of 1986 CRADA National Defense Authorization Act for FY 1991 Mentor-Protégé National Competitiveness Technology Transfer Act of 1989 IR&D EPA Education Outreach Other Transaction Authority (OTA) Partnership Intermediaries (PIA) Technology Investment Agreement (TIA)

  5. Authorities Organized within Air Force Government to Government Government to Industry Alliances Contracts AFRL/XPP PARTNERING DIVISION National Defense Authorization Act for FY 2006 Stevenson-Wydler Technology Innovation Act of 1980 CPP Commercialization Pilot Program (CPP) Grants Cooperative Agreements AF Contracting XPPD Domestic Partnering AF Small Business Office AF SBSC XPPI International Partnering National Defense Authorization Act for FY 1994 CTA Bayh-Dole Act of 1980 Authorizations PLA Patent License Agreement (PLA) National Defense Authorization Act for FY 1993 Dual Use Small Business Innovation Development Act of 1982 SBIR Small Business Research and Development Act of 1992 STTR Federal Technology Transfer Act of 1986 CRADA National Defense Authorization Act for FY 1991 Mentor-Protégé National Competitiveness Technology Transfer Act of 1989 IR&D EPA Education Outreach OTA Other Transaction Authority (OTA) Partnership Intermediaries (PIA) TIA Partnership Intermediaries (PIA) Technology Investment Agreement (TIA)

  6. Authorities Organized within Air Force AFRL/XPP PARTNERING DIVISION AF Contracting AF Small Business Office AF SBSC XPPD Domestic Partnering XPPI International Partnering Alliances Contracts Mentor-Protégé Data/Info Exchange Agreements (DEA/IEA) SBIR STTR Grants CRADA CRP Cooperative Agreements EPA IR&D Project Arrangements/ Agreements (PA) PLA OTA CTA Dual Use TIA Education Outreach Partnership Intermediaries (PIA)

  7. AFRL/XPP Partnering Division AFRL/XPP PARTNERING DIVISION XPPD Domestic Partnering XPPI International Partnering International Partnerships Alliances Data/Info Exchange Agreements (DEA/IEA) SBIR SBIR / STTR STTR CRADA CRP EPA IR&D IR&D Project Arrangements/ Agreements (PA) Technology Transfer PLA CTA Education Outreach = Air Force Level Programs Partnership Intermediaries (PIA)

  8. AFRL Mission Driven Execution of Partnering Programs • “Leading the discovery, development, and integration of affordable warfighting technologies for our air, space and cyberspace force.“ • AFRL/CC as Technology Executive Officer manages & executes AF Programs on behalf of SAF/AQR • AFRL/CC leads the international portfolio and, along with AFRL/CA, co-chairs major International Bilateral Forums with key allies. • AFRL administers XPP Programs as an integral part of its overall technology development mission International Partnerships Technology Transfer IR&D SBIR / STTR

  9. AFRL Leverages XPP Programs as Transition Assistance Tools Programs managed in XPP are used to develop,facilitate, enhance, and increase the likelihood of the transition of key technologies to the Warfighter. • Academia • Domestic & Foreign • Industry • Other US Govt. Agencies • Domestic Non-Profits • Domestic • Small • Businesses • & Academia (under STTR) • Major Defense Contractors • Foreign Defense Agencies International Partnerships Technology Transfer IR&D SBIR / STTR International Partnerships Technology Transfer IR&D SBIR / STTR (0-5 Years) (2-15+ Years) (3-7+ Years) (2-15+ Years)

  10. Small Business Innovation Research/Small Business Technology Transfer Federally mandated programs requiring 2.6% (SBIR) and .35% (STTR) of Air Force extramural RDT&E budget

  11. SBIR Program Goals Congressional Goals & Purpose: Stimulate technological innovations Increase small business participation in federally funded R&D Foster and encourage participation by minority and disadvantaged firms in technological innovation Increase private sector commercialization of federally supported R&D

  12. STTR Program Goals Congressional Goals & Purpose: Stimulate and foster scientific and technological innovation through cooperative research and development carried out between small business concerns and research institutions Foster technology transfer between small business concerns and research institutions

  13. SBIR/STTR Phased Approach $370M Total FY10 Budget 2.8% of Extramural RDT&E Budget FY11: Total of 200 SBIR & STTR Topics PHASE I – Average 450 awards, ~5,500 proposals Feasibility Study $150K, 9-month Award PHASE II – Average 170 awards, ~550 proposals Full Research/R&D Up to $1M, 2-year Award PHASE III – FY10 - 45 awards = $260M Commercialization Stage Non-SBIR/STTR Funds

  14. SBIR/STTR’s Role in Air Force Acquisition SBIR/STTR Phase II Phase III Phase I Phase I Concept Feasibility $150K, 9 months Concept Development Up to $1M, 24 Months Product Insertion Non SBIR/STTR $

  15. SBIR/STTR’s Role in Air Force Acquisition SBIR/STTR Phase II Phase III Phase I Phase I Concept Feasibility $150K, 9 months Concept Development Up to $1M, 24 Months Product Insertion Non SBIR/STTR $

  16. Air Force SBIR Commercialization Readiness Program (CRP) CRP is integral to the success of accelerating SBIR transition • Pilot Created in FY06 Nat’l Defense Auth Act • Fully authorized under SBIR/STTR Reauthorization • Transition Agents (Ktrs) are assigned to each PEO XR to establish connections between PEO SMEs & AFRL S&Es • Support Topic Generation and Planning for SBIRs • Conducts SBIR Technology Interchange Workshops • Develops SBIR Technology Transition Plans (STTPs) AF CRP is designed to align and leverage SBIR

  17. Air Force SBIR CRP Operating Construct SBIR/STTR Extensions/ Enhancements $ WR-ALC OC-ALC OO-ALC AEDC AFFTC 46th TW Phase II Phase I CRP Phase III SBIR Topic Planned PEO POM $ Phase I ESC ASC AAC Industry Matching $ Phase I AFNWC SMC F-35

  18. AF SBIR/STTR Opportunities • AF SBIR is moving solicitations, next opportunities: • STTR - 2012.B Solicitation – Topics in development • Pre-release opens 26 Jul 12, closes 28 Aug 11 • Proposal solicitation opens 27 Aug 12, closes 26 Sep 12 • SBIR - 2013.1 Solicitation – Topics in development • Pre-release opens Nov 12, closes Dec 13 • Proposal solicitation opens Dec 12, closes Jan 13 • Visit the AF SBIR/STTR website www.afsbirsttr.com

  19. Summary The Air Force SBIR Program works to accomplish the Congressional Goals of the SBIR Program and supports the Air Force as an integral part of AFRL’s overall technology development Mission

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