Alcoa Inc. 201 Isabella Street Pittsburgh PA 15212

1. Alcoa Inc. 201 Isabella Street Pittsburgh PA 15212 Revised March 4, 2014 RLJ Subsidiary of ---- APGI 300 N. Hall Rd; MS# S029 Alcoa, TN 37701 Rick Bowen Director and President Chief Compliance Officer R. DeWayne Todd Division of ---- APGI dba APG Trading 300 N. Hall Rd; MS# S029 Alcoa, TN 37701 Marion Lucas Vice President Marketing & Trade APM LLC 300 N. Hall Rd; MS# S029 Alcoa, TN 37701 Marion Lucas Director and President Tapoco Division Mark Gross Vice President Yadkin Division Mark Gross Vice President Job Descriptions Subsidiary of ------ No facilities shared by Marketing and Transmission function employees.

2. Names of Affiliates that Employ or Retain Marketing-Function Employees APGI dba APG Trading APM LLC 300 N. Hall Rd MS# S029 Alcoa, TN 37701 300 N. Hall Rd MS# S029 Alcoa, TN 37701

3. Manager Hydro System Operations Richard L. Jackson Technical Manager Chief System Operator Tim Poole Operators Philip Knode Tim Ridenour Charles Wear Fred White Richard Williams Job Descriptions Yadkin Division of APGI in Alcoa TN Badin NC Mailing Address: 300 North Hall Road Alcoa TN 37701-2516 Vice President Mark Gross Reliability Engineer Mike Mears Khalid Osman Compliance Coordinator Amy Kohntopp CIP / IPS Compliance Analyst Kay Morton CIP / IPS Compliance Technician Adam Taylor

4. Manager Hydro System Operations Richard L. Jackson Technical Manager Chief System Operator Tim Poole Operators Philip Knode Tim Ridenour Charles Wear Fred White Richard Williams Job Descriptions Tapoco Division of APGI in Alcoa TN Badin NC Mailing Address: 300 North Hall Road Alcoa TN 37701-2516 Vice President Mark Gross Reliability Engineer Mike Mears Khalid Osman Compliance Coordinator Amy Kohntopp CIP / IPS Compliance Analyst Kay Morton CIP / IPS Compliance Technician Adam Taylor

5. Trader/Market Analyst * Jason Buck Vice President, APGI Manager, Origination and Analysis Supervisor, Trading and Training Marion Edwards * Day Traders * Darvis Wilson Adam Jackson Scheduler* Market Analyst * Job Descriptions • APGI dba APG Trading 300 N. Hall Rd MS# S029 Alcoa, TN 37701 • Vice President, Marketing and Trade • Marion Lucas * * Alcoa Inc. Employees

6. Trader/Market Analyst Jason Buck * Manager, Origination and Analysis Supervisor, Trading and Training Marion Edwards * Day Traders * Darvis Wilson Adam Jackson Scheduler* Analyst * Job Descriptions • APM LLC 300 N. Hall Rd MS# S029 Alcoa, TN 37701 • Vice President, Marketing and Trade • President and Director, APM LLC • Marion Lucas * * Alcoa Inc. Employees

7. JOB DESCRIPTIONS Transmission-Function Employees: President – Responsible for all of Alcoa Power Generating, Inc.’s operations. Vice President(Yadkin / Tapoco) – Responsible for maintenance, operations, and reliability. Manager Hydro System Operations (Yadkin / Tapoco) – Responsible for all the daily operations for Yadkin and Tapoco. Technical Manager(Yadkin / Tapoco) – Oversees the field operations and engineering functions. Chief System Operator (Yadkin / Tapoco) – Supervise Yadkin Division’s Balancing Authority and Tapoco Division Transmission daily operations. Operator (Yadkin /Tapoco) – Operators for Yadkin Division’s Balancing Authority functions and the Tapoco Transmission system. Reliability Engineer (Yadkin) – Performs engineering duties and planning studies for Yadkin and Tapoco Division. Chief Compliance Officer – Responsible for ensuring overall compliance activities for the all registered entities and maintaining corporate compliance plan. Compliance Coordinator (Yadkin / Tapoco) – Responsible for assuring adherence to regulatory requirements and assist in developing procedures. Operations & Compliance Technician (Yadkin / Tapoco) – Responsible for developing operating procedures and operational studies. CIP / IPS Compliance Technician – Responsible for technical adherence for IPS / CIP regulatory requirements and IT support to Transmission Function Employees. CIP / IPS Compliance Analyst - Responsible for record keeping and assuring adherence to IPS / CIP regulatory requirements. Marketing Employees: President/Director (APM LLC) & V.P., Marketing & Trade– Directs Energy Marketing & Trading, negotiates custom long term contracts, and negotiates retail & wholesale long term contracts for Alcoa’s major facilities. Manager, Origination & Analysis and V. P., APGI – Administrative supervisor to Day Traders and Supervisor of Trading & Training. Performs longer term power deals, financial trading, oversee market analysis, and oversees trading organization administratively. Supervisor, Trading & Training – Provides functional direction and oversight to Day Traders and Scheduler. Sets weekly physical trade strategy, does mid-term physical trades, and is responsible for applicable training of Day Traders and Scheduler. Day Trader(APGI & APMC) – Responsible for physical power purchases & sales from hourly to balance of the month. Purchases transmission, schedules, tags, & monitors physical power transactions. Submits ancillary service demand bids and offers , coordinates between market and major US facilities. Five personnel cover the 7 X 24 position. Trader/Market Analyst (APGI & APMC) – Backs up Manager, Origination & Analysis on long term physical deals, financial deals, & emission allowance deals. Provides analytical support to trading group regarding market forecasts, valuing custom deals, calculating volatility, cross commodity spreads, etc Scheduler (APGI & APMC).- Schedules energy, transmission, and/or ancillary service purchases and sales with balancing authorities, utilities, ISOs or marketers. Makes use of OASIS to reserve transmission and OATI tagging system to tag and track transactions. Compliance Technician & Contract Administrator (APGI & APMC) – Supports trading group administratively, records market info , report preparation, contract administration, FERC quarterly reporting, compliance performance tracking and reporting, etc.