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STA Annual Conference 2008

STA Annual Conference 2008. WELCOME!. Registered Conference Attendees. New Members: November 2007-October 2008. Ellen Philip Associates, Inc. Hodgson Russ LLP Integrity Stock Transfer Capital Transfer Agency Colonial Stock Transfer Evergreen Service Company

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STA Annual Conference 2008

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  1. STA Annual Conference 2008

  2. WELCOME!

  3. Registered Conference Attendees

  4. New Members: November 2007-October 2008 • Ellen Philip Associates, Inc. • Hodgson Russ LLP • Integrity Stock Transfer • Capital Transfer Agency • Colonial Stock Transfer • Evergreen Service Company • First Knox National Bank • MGE Energy, Inc. • Accurate Stock Transfer Inc.

  5. New Members: November 2007-October 2008 (cont) • DST Stock Transfer Corp. • Sales Focus Solution • Wall Street Transfer Agents Inc. • Globex Transfer, LLC • International Stock Transfer & Trust • Stocktransfer Online, LLC • Prudential Mutual Fund Services, LLC • US Stock Transfer Corp. • Ultimus Fund Solutions, LLC

  6. Important Notices from 2008 • DRS Deadline Extension to March 31st 2008 • Rule 144/145 Changes • CA Notices to Holders of Abandoned Property • STA Comment Letters on DTC Rule Filing • STA Comment Letter on Reg S/P Changes • Launch of Signature Validation Program • DRS Guidelines Completed • DTC Rule Filing to Default WT’s to DRS Statements

  7. Website Usage 2004-2008

  8. New Website Features • Useful Industry Links Updated • OFAC • Securities Lawyer’s Deskbook • Easier Access to Newsletter Articles on Website • Committee Meeting Notes Available

  9. STA Newsletter • Interviews with Directors • More Photos • Contributions from STA Members: • Data Breaches • Reg S/P Changes • Rule 144 Changes

  10. Training Seminars • On Site Seminars Available from Kevin Irwin • Open Enrollment Programs: 23 • On-Site Programs: 59 • Participants Completing Course: 1,360 • New Seminar: Writing Regulatory Compliance Policies and Procedures

  11. Today’s Program • President’s Remarks • Keynote Speaker: Jones Loflin • Proxy & Annual Meeting Issues Panel • Golf or Free Time Enjoy!

  12. STA Annual Conference 2008

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