'Correct tin' presentation slideshows

COMMON AUDIT FINDINGS SAR REPORTING No evidence of compliance with 30/60 day time limit

COMMON AUDIT FINDINGS SAR REPORTING No evidence of compliance with 30/60 day time limit Narratives did not communicate events clearly Review for follow-up SAR not documented Delayed review for follow-up SAR/SAR filed >90days Technical omissions on follow-up SAR: Earlier SAR not referenced

224 views • 7 slides