'Fais act' presentation slideshows

2. The first and second level regulatory examinations must be completed:

1 . Select the correct description of the period for which a financial services provider must maintain records in terms of the FAIS Act:. A minimum of five years, beginning after termination of the product or the rendering of the financial service

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THE FAIS ACT FOR KEY INDIVIDUALS AND REPRESENTATIVES by Daleen Millard 26 January 2011

THE FAIS ACT FOR KEY INDIVIDUALS AND REPRESENTATIVES by Daleen Millard 26 January 2011. THE BASICS OF FAIS:. FAIS LEGISLATIVE FRAMEWORK. Definitions an application (s 1) Administration (secs 2, 3, 5 and 6) Authorisation of FSPs (secs 7, 8 and 11) Representatives (secs 13 and 14)

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Ensuring that your policy wording is reasonable and compliant with TCF

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Ensuring that your policy wording is reasonable and compliant with TCF

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