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Complaints and disciplinary processes Rupert Grayston Deputy Chief Executive October 2007

Complaints and disciplinary processes Rupert Grayston Deputy Chief Executive October 2007. Code of Ethics. Mandatory to all members 3 cardinal principles 9 tenets Guidance notes on how to interpret and apply. Complaints history. 85,000 members (incl. 25,000 students)

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August 5,2014 |NEPOOL Markets Committee

August 5,2014 |NEPOOL Markets Committee. Ryan McCarthy. rYMCCARTHY@iso-ne.com | 413.535.4071. Market Rule conforming edits related to the FERC accepted non-commercial financial assurance (FA) changes. FCM Non-Commercial FA: Conforming Changes. Background.

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205 views • 5 slides

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Complaints and disciplinary processes Rupert Grayston Deputy Chief Executive October 2007

August 5,2014 |NEPOOL Markets Committee