1 / 4

SEC Subpoena New York

We have seen all types of clients receive SEC Subpoena new york, from individuals to large corporationsu2013many of which donu2019t have the time and expertise to handle such a response. Some SEC subpoenas are routine and you are not the target, some SEC subpoenas are unfounded and come due to an investor complaint.

securitieslegal
Download Presentation

SEC Subpoena New York

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript

  1. SEC Subpoena New York Have you received a subpoena from the SEC or a state securities regulator? We have extensive experience defending and navigating companies who have received SEC Subpoenas and are getting investigated by the SEC or a state securities regulator. Receiving an SEC subpoena often catches you off guard. We have seen all types of clients receive SEC subpoenas, from individuals to large corporations– many of which don’t have the time and expertise to handle such a response. Some SEC subpoenas are routine and you are not the target, some SEC subpoenas are unfounded and come due to an investor complaint. Other SEC subpoenas are extremely serious and failure to respond can lead to the assumption of guilt, and the SEC can turn the case over to the FBI or freeze your company’s bank accounts and raid your offices.

  2. Let us guide you through the harrowing process of responding to an SEC subpoena. We will give you a free consultation and review of your subpoena. For years, attorneys at Wilson, Bradshaw & Cao, LLP have assisted companies in responding to SEC subpoenas. We defend companies, both public and private, by responding to the SEC and taking

  3. immediate remedial measures to correct any defective problems in the company to the extent possible. Please fill out our form below or call us at (801) 368-8297 to schedule your free consultation to review your case and to create your action plan going forward. We look forward to serving you and your SEC investigation needs at Wilson Bradshaw & Cao, LLP and navigating the subpoena process so you may focus on your day to day business without interruption or the need to worry. Contact us at (801) 368-8297 to schedule a consultation so we can guide you through the SEC Subpoena process. Wilson Bradshaw & Cao, LLP an SEC Subpoena and investigation defense law firm. GET IN TOUCH While this website provides general information, it does not constitute legal advice. The best way to get guidance on your specific legal issue is to contact a lawyer. To schedule a meeting with an attorney, please call 917- 830-6517 or complete the intake form below.

  4. Email: gbradshaw@wbc-law.com Contact: 917-830-6517 Address: 9110 Irvine Center Drive Irvine, CA 92618

More Related