National Science Foundation Major Research Instrumentation (MRI)

1. Washington, DCIndependent Colleges Office Liaison Meeting Dr. Randy L. Phelps, Staff Associaterphelps@nsf.gov 703-292-8040http://www.nsf.gov/od/oia/ National Science Foundation Major Research Instrumentation (MRI) Research in Undergraduate Institutions (RUI) The American Recovery and Reinvestment Act (ARRA) March 02, 2009 Office of Integrative Activities

2. Presentation Outline Programs Major Research Instrumentation (MRI) Research in Undergraduate Institutions (RUI) American Recovery and Reinvestment Act Major Research Instrumentation program academic research facilities modernization Office of Integrative Activities

3. VISION: Advancing discovery, innovation, and education beyond the frontiers of current knowledge, and empowering future generations in science and engineering. Goals: Discovery: Advancing frontiers of knowledge Learning: S&E workforce and scientific literacy Research Infrastructure: Advanced instrumentation and facilities Stewardship: Supporting excellence in S&E research and education NSF Overview Strategic Plan Office of Integrative Activities

4. NSF Overview Fulfills mission chiefly by issuing limited-term (3-5 year) grants Primarily community driven– “bottom up” Currently funds about 10,000 new awards per year, out of ~42,000 submitted Fund research proposals deemed most promising by a merit-review system Merit-review by panels and mail reviews Office of Integrative Activities

5. NSF NSF provides the following types of funding opportunities Program Description Published only on the NSF website. Proposals must follow GPG instructions. Program Announcement Published NSF document describing the program. Proposals must follow GPG instructions. Program Solicitation Published document with additional restrictions and/or requirements. Proposals must follow both the solicitation and the GPG instructions Dear Colleague Letter Notifications of opportunities or special competitions for supplements to existing NSF awards. Office of Integrative Activities

6. Proposals considered for Instrument Acquisition (3 years) or Instrument Development (5 years) • Number of Anticipated awards based on FY09 request of $115 million: • ~235, including up to 8 mid-scale ($2-4 million) awards1 • Anticipated award size: • $100,000 to $2 million for development proposals • $100,000 to $4 million for acquisition proposals2 • (no minimum for non-Ph.D. granting institutions and for mathematical and social, behavioral and economic sciences) • 1 Information based on the FY 2009 plan • 2 Requests over $2 million considered for the acquisition of a single instrument only. Acquisition proposals requesting $2 million or less considered for a single instrument, a large system of instruments, or multiple instruments that share a common or specific research focus. Programs Major Research Instrumentation (MRI) Program Solicitation: NSF 09-502 http://www.nsf.gov/od/oia/programs/mri/ Office of Integrative Activities

7. Supporting the acquisition of major state-of-the-art instrumentation, improving access to, and increased use of, modern instrumentation by scientists, engineers, and students; • Fostering the development of the next generation of instrumentation, resulting in new instruments that are more widely used, and/or open up new areas of research and research training; • Enabling academic departments, disciplinary and cross-disciplinary units, and multi-organization collaborations to create well-equipped research environments that integrate research with education; • Supporting the acquisition and development of instrumentation that takes advantage of new opportunities enabled by investments in cyberinfrastructure; • Promoting substantive and meaningful partnerships for instrument development between the academic and private sectors. Programs Major Research Instrumentation (MRI) Overall Goals http://www.nsf.gov/od/oia/programs/mri/ Office of Integrative Activities

8. The MRI program will NOT support proposal requests for: • General purpose equipment, including general purpose computers or assorted instruments that do not share a common or specific research or research training focus; • Instrumentation used primarily for standard science and engineering courses. • Renovation or modernization of research facilities, supporting equipment, and general purpose research platforms. • Instrumentation related to animal models of disease-related conditions or the development or testing of drugs or other procedures for their treatment • However, bioengineering instrumentation that advances engineering research and knowledge, applies engineering principles to problems in biology and medicine, aids persons with disabilities, and may also have clinical uses or diagnosis- or treatment-related goals is eligible for support. Programs Major Research Instrumentation (MRI) Caveats http://www.nsf.gov/od/oia/programs/mri/ Office of Integrative Activities

9. Ph.D. granting institutions of higher education are academic institutions that have produced more than 20 Ph.D.s or D.Sci.'s in all NSF-supported fields of science, mathematics or engineering during the combined previous two academic years • Non-Ph.D. granting institutions of higher education (i.e., bachelor and/or master degree granting academic institutions) are two- and four- year colleges and universities that have produced 20 or fewer Ph.D.s or D.Sci.’s in all NSF-supported fields of science, mathematics, and engineering during the combined previous two academic years. • Non-degree granting organizations are independent nonprofit organizations, museums and science centers, and consortia of organizations working in NSF-supported fields of science, mathematics, and engineering. Programs Major Research Instrumentation (MRI) Eligible Organizations http://www.nsf.gov/od/oia/programs/mri/ Office of Integrative Activities

10. Submission limit: • an organization may submit or be included as a funded subawardee/subcontractor in no more than three MRI proposals. No more than two proposal submissions may be for instrument acquisition. • if an organization is on three MRI proposals, at least one of the three proposals must be for instrument development. • Cost-sharing at the level of 30% of the total project cost is required for Ph.D.-granting institutions and non-degree-granting organizations. Cost-sharing is not required for non-Ph.D. granting institutions • At the time of submission, PI’s are asked to identify an NSF division to review proposal Programs Major Research Instrumentation (MRI) MRI Proposals Note: A revised version of the NSF Proposal & Award Policies & Procedures Guide (PAPPG), NSF 09-1, was issued on October 1, 2008. Proposals responding to a funding opportunity with a due date on or after April 06, 2009 must now comply with the guidelines in NSF 09-29. http://www.nsf.gov/od/oia/programs/mri/ Office of Integrative Activities

11. Programs Major Research Instrumentation (MRI) 2008 Award Snapshot - Overall Data currently omit 1 MRI late award that was made but not using MRI funds Office of Integrative Activities

12. Programs Major Research Instrumentation (MRI) 2008 Award Snapshot by Institution Type Office of Integrative Activities

13. Programs Major Research Instrumentation (MRI) 2008 Award Snapshot - EPSCoR Office of Integrative Activities

14. Programs Major Research Instrumentation (MRI) 1998-2008 Award Snapshot1 1includes only awards submitted directly to MRI program *includes MRI funds and contributions from Directorates and Offices Office of Integrative Activities

15. Faculty Research Projects • All NSF directorates consider RUI proposals for faculty research projects submitted by individual faculty members or groups of collaborating investigators. Programs • Research Instrumentation Grants • - RUI proposals for shared instrumentation should be prepared using any special guidelines for the program to which the proposal will be submitted. Contact with programs prior to submission is encouraged. • Research Opportunity Awards • - Research Opportunity Awards (ROAs) enable faculty members at predominantly undergraduate institutions to pursue research as visiting scientists with NSF-supported investigators at other institutions. These are usually funded as supplements to ongoing NSF research grants. The host institution submits the request. Research in Undergraduate Institutions (RUI) Program Announcement: NSF 00-144 Office of Integrative Activities

16. RUI certification required: "By submission of this proposal, the institution hereby certifies that the originating and managing institution is an institution that offers courses leading to a bachelor's or master's degree, but has awarded an average of no more that 10 doctoral degrees per year in NSF-supported disciplines over the 2-to-5-year period preceding proposal submission." Programs • RUI Impact Statement (up to 5 pages) required. Provides information on the likely impact of the proposed research activity on the institution, the faculty participants, and on meeting student’s career goals. Research in Undergraduate Institutions (RUI) Program Announcement: NSF 00-144 Office of Integrative Activities

17. Proposals accepted from: U.S. two-year, four-year, masters-level, and small doctoral colleges and universities. Eligible institutions • - (1) grant baccalaureate degrees in NSF-supported fields, or provide programs of instruction for students pursuing such degrees with institutional transfers (e.g., two-year schools); • - (2) have undergraduate enrollment exceeding graduate enrollment; and • - (3) award no more than an average of 10 Ph.D. and/or D.Sc. degrees per year in all disciplines that NSF supports, averaged over 2 to 5 years preceding proposal submission. Programs • Eligible departments • (1) must offer courses that qualify for bachelor's degree credit in NSF-supportable fields and • (2) may offer master's degrees, but may not award a doctorate or offer doctoral courses and supervise doctoral research, even though the Ph.D. is not technically awarded by that campus. Research in Undergraduate Institutions (RUI) Program Announcement: NSF 00-144 Eligibility Office of Integrative Activities

18. No specific funds are set aside for proposals submitted under this announcement1. Programs Research in Undergraduate Institutions (RUI) Program Announcement: NSF 00-144 1In FY2008, ~ $24.3 million was awarded to RUI proposal (average award ~ $164,000). Office of Integrative Activities

19. NATIONAL SCIENCE FOUNDATION RESEARCH AND RELATED ACTIVITIES For an additional amount for ‘‘Research and Related Activities’’, $2,500,000,000: Provided, That $300,000,000 shall be available solely for the Major Research Instrumentation program and $200,000,000 shall be for activities authorized by title II of Public Law 100–570 for academic research facilities modernization. American Recovery and Reinvestment Act (Public Law 111-5) Office of Integrative Activities

20. Press Statement 09-001 Statement by Arden L. Bement, Jr., Director, National Science Foundation, on the American Recovery & Reinvestment Act of 2009 American Recovery and Reinvestment Act (Public Law 111-5) February 24, 2009 The National Science Foundation is humbled and honored by the recognition of the Foundation's role in stimulating the American economy with its inclusion in the American Recovery and Reinvestment Act. The $3 billion provided to NSF will go directly into the hands of the nation's best and brightest researchers at the forefront of promising discoveries, to deserving graduate students at the start of their careers, and to developing advanced scientific tools and infrastructure that will be broadly available to the research community. With both long-term and short-term investments in basic science, the United States is poised to continue its leadership in science-based innovation. NSF's task is to keep science and engineering visionaries focused on the furthest frontier. Our aim is to recognize and nurture emerging fields, and to prepare the next generation of scientific and engineering talent and leaders. When you add world-class facilities to advance transformative research to this effort, you have the recipe for success that has been a hallmark of NSF and the scientific enterprise for nearly 60 years. America's prosperity, global competitiveness and the well being of our citizens depend, more than ever before, on the steady stream of new ideas and the highly skilled science, technology, engineering and mathematics talent that NSF supports. During the ARRA signing ceremony, President Obama said that "this investment will ignite our imagination once more, spurring new discoveries and breakthroughs that will make our economy stronger, our nation more secure and our planet safer for our children." NSF will ensure that this eloquent statement translates into reality. It seemed especially appropriate that the Act was signed, and these remarks expressed, at the Denver Museum of Nature and Science, a long-time recipient of NSF funding aimed at the very thing the President hoped for, namely, "to ignite our imagination once more" in science and innovation. Office of Integrative Activities

21. Observations • There are many rumors circulating about implementation of the ARRA by NSF… • The Foundation is currently planning implementation of its portion of the ARRA, consistent with NSF policies and practices, and OMB and legislative requirements… • NSF will inform the community of its plans when the information becomes available for release… American Recovery and Reinvestment Act (Public Law 111-5) Please stay tuned! Office of Integrative Activities