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QUALITY RELATED ISSUES IN HIGHER EDUCATION . Dr. Christophe TerrasseEFMD. Session 1: History, framework and procedures . Session agenda and outcomes. About EFMDAccreditation, certification and ranking?Main organization and main international labelsEFMD quality insurance tools and accredit
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1. Training Workshop for Programme evaluators of NBEAC Islamabad, Pakistan
October 10-12, 2011
2. QUALITY RELATED ISSUES IN HIGHER EDUCATION Dr. Christophe Terrasse
EFMD
3. Session agenda and outcomes About EFMD
Accreditation, certification and ranking
Main organization and main international labels
EFMD quality insurance tools and accreditation
EQUIS brief description: management and procedures
4. What is EFMD? An international, not-for-profit, institutional membership organization of business schools, corporations, executive development centres, and consultancies based in Brussels, Belgium
Currently with 752 institutional members in 81 countries
MISSION: EFMD acts as a catalyst to promote and enhance excellence in management development in Europe and worldwide.
5. HOW WE WORK
6. EFMD Membership
8. Accreditations Overview EPAS 43 from 34 schoolsEPAS 43 from 34 schools
9. EQUIS: getting global
10. History, framework and procedures
11. Why accreditation? European Union
27 member States 500 million inhabitants
40+ different languages
Among which, 23 official languages
The most widely spoken mother tongue in the EU is German
But more than 50% understand English
2030 business schools
12. Why accreditation? Bologna Declaration in 1999
the adoption of a common framework of readable and comparable degrees;
the introduction of undergraduate and postgraduate levels in all countries;
ECTS -compatible credit systems;
a European dimension in quality assurance;
the elimination of remaining obstacles to the free mobility of students and teachers
13. Visa and certifications National certifications and government visas
Limited scope to one individual country
Provide minimal requirements
Often administrative compliance
Not really linked to the market expectations
Lack of reactivity
But
Compulsory
Same for every institution
Essential to provide minimal quality standards
14. Rankings Provides a synthetic view
Can be easily manipulated
Lack of transparency
May be misleading or misinterpreted
Reliability of the rankings may vary
Essentially quantitative in form: easy to jail break!
But
Highly visible
Immediate and powerful effects
Often misunderstood by the audiences
Andimpossible to avoid
15. Accreditation May be national, regional or international
Generally conferred by peers
Focus may vary
General accreditation
Specialised accreditations (entrepreneurship programmes accreditation, AACSB accounting accreditation;..)
Scope may vary
Institutional accreditation
Programme accreditation
A mix of both
Specific accreditation, such as e-learning accreditations
16. Role of accreditation Providing market transparency and clarification
Offering a signal to the markets to recognize quality institutions
Allow comparisons
Allowing the students to make choice
Helping the companies to hire graduates
Helping the schools to develop international networks
But more importantly, provides a quality improvement tool
Allowing institutions to evaluate their quality level
Allowing them to compare to competitors
Allowing them to determine progress plans
17. Role of accreditation Accreditations can be regional or international
Accreditations are voluntary
Accreditations are not mutually exclusive
Triple crown institutions (AACSB, EQUIS and AMBA)
Enhance visibility in different world region
Used as competitive advantage
Different rules and focus, meaning that all bring different advantages
Natural path from national certification, national accreditation to regional and international
18. Main international players in accreditation AACSB:
Created 1916
Based in the US
International development rather recent
Programme and institution accreditation
EFMD
Created 1971
Based in Brussels, Europe
Programme accreditations (EPAS from 2005)
Institutional accreditation (EQUIS, from 1999)
Specialised accreditations (CEL, CLIP
AMBA
UK based
Well implanted in Europe and Latin America
186 accredited programmes
19. Certification, rankings and accreditations
20. EFMD AND ITS QUALITY IMPROVEMENT SYSTEMS EQUIS, EPAS
21. Accreditation What is accreditation?
How is accreditation carried out?
What is the value of accreditation?
How were the EQUIS criteria developed?
EQUIS criteria
6. Testimonials and Conclusions
22. What is accreditation? a formal recognition of competence.
a status granted to an education institution or program that has been found to meet or exceed stated criteria of educational criteria.
a way to identify quality and performance
23. What is accreditation? certifies that the school has met the established standards of the accrediting agency.
the primary means [to] assure and improve quality.
24. What is accreditation?
to measure school programs against mutually held standards of excellence.
a recognition of excellence.
25. How is accreditation carried out? Eligibility criteria
Self-assessment of the institution or program based on criteria
On-site visit by an evaluation team
Decision by an awarding body
26. What is the value of international accreditation? Assures the market (students and industry) that quality criteria have been met,
Establishes continuous quality improvement,
Voluntary participation shows a dedication to self-evaluation and self-improvement,
Recognition by peers of excellence,
27. What is the value of international accreditation? Provides a solid network of similar institutions for networking, alliances, and degree recognition,
Information for recruiters,
Professional pride for professors and administration to work in an accredited institution,
Serves as a guide to students and families,
28. What is the value of international accreditation? Internal mechanism for change and improvement,
Reinforces institutional autonomy of business school,
Provides a firm foundation for the value of the degree and non-degree programs,
Strengthens the management team vis--vis the Board and government agencies.
29. What is the value of international accreditation?
Study by Dr. Peter Lindstrom :
International benchmarking: 97%
Improve competitive position: 89%
Improve quality assurance processes: 77%
Support for institutional development: 75%
Motivate faculty and staff to improve: 72%
External review and/or consulting: 65%
30. What is the cost of accreditation? Accreditation has a cost!
Accreditation agency fees (38,675 for 5 year EQUIS)
Other costs (such as the logistic of the reviews)
Cost of the preparation of the accreditation process
Investments needed to bring the institution to the necessary standards
31. Differences between accreditations? EFMD currently runs two systems for Business Schools
EQUIS for the institutions
EPAS for the programmes
Different approach
Different methodology
Different targets
No hierarchy between the accreditations
32. One accreditation or many? Some institutions will apply for more than one accreditation
Triple crown accreditation (50 institutions in 2011)
Natural move towards quality
Enhanced visibility and international recognition
Prestige and recognition (top tier)
Impact on rankings
Each accreditation allows a quality improvement
But
No equivalence between the systems
No mutual recognition or fast tracks.
33. Accreditation and reaccreditation Accreditation granted for a limited period of time
3 or 5 years
Accreditation may be granted at different levels
Full accreditation
Conditional accreditation
Conditions may change
Internal or external conditions may evolve
Quality may deteriorate
Standards may evolve
Necessity to reaccreditate
34. Question raised by the reaccreditation How to motivate institutions?
Added value of the re-accreditation
How to communicate the concept of continuous improvement?
Format of the reaccreditation?
Same process all over again or different?
Do we need to recheck everything?
How to take into account the conclusions of the previous review?
Time lag between the accreditation and reaccreditation?
5 years or 3 years?
And what happens if an institution fails the reaccreditation?
35. European Quality Improvement SystemEQUIS
36. EFMD Accreditation Challenge: A quality improvement system that respects a vast diversity Institutional Diversity
Organisation of Higher Education Institutions
Private vs Public
Programme Diversity
First degree, Postgraduate, Executive Education
Diverse programme formats
Single, dual, multiple, joint degrees
Geographical and Cultural Diversity
Different values and expectations
Leadership styles
Professorial roles
37. The EFMD Response Promotion of diversity
Source of Innovation and Creativity: a richer world
There is no single model
European origin: diversity is the rule
Not based on any national or historical background
Some things are better for certain purposes: no best way
First learn...
Understand the local context
Understand vision and strategy (Programme objectives)
Bring an international perspective
Be open to persuasive evidence
...only then, assess.
38. What is EQUIS? Launched in 1997 to satisfy the demand for an international accreditation scheme for business schools
Higher education institutions
Degree granting
Management and business administration
Contemplate diversity effectively while not compromising expected level of quality
Designed to evaluate and accredit high quality international business schools
Perspective beyond that of national accreditation agencies
To provide
Firstly, continuous quality improvement
Secondarily, international recognition and effectiveness
39. EQUIS in the World 128 Accredited schools (in 36 different countries)
50 outside Europe (in 19 countries: Argentina, Australia, Brazil, Canada, China, Chile, Colombia, Costa Rica, India, Mexico, New Zealand, Republic of Korea, Singapore, South Africa, Taiwan, Thailand, Turkey, USA, Venezuela)
70 accredited for 3 years
43 peer reviews scheduled in 2011
11 initial reviews
32 re-accreditation reviews
4 Schools formally in the pipeline
of which 2 from outside Europe
Stable inflow of 10-15 new applications per year
40. EQUIS Framework
41. Management of EQUIS
42. Accreditation Outcomes
43. The EQUIS Approach Respect for Diversity
Diversity of national educational systems
Diversity of programme formats
Diversity of expectations and values
Start with an understanding of the local context
Not a one model approach
A trans-national approach
44. Key Characteristics of EQUIS 1- Institutional Assessment
2- Driven by the Management Development Profession
3- Involves both Academic and Corporate Stakeholders
4- Respect for Diversity
5- Managed by a Multicultural Group
6- Three Dimensions:
- General Quality
- Internationalisation
- Interface with the Professional World
7- Balance between Academic and Professional Dimensions
45. How were the EQUIS criteria developed? Extensive review in 1996 of the criteria used by national accrediting associations with EQUAL
EQUAL serves as the think tank for the EFMD Quality Services
Current EQUAL members from UK, Spain, Italy, France, Denmark, CEEMAN, Czech Rep., Germany, Poland, Norway, Russia, Finland, Sweden, Holland, AACSB, CFBSD, CLADEA
46. Concerns of Business Schools Recognition on a global scale
Internationalization of business education
Management education curriculum
Corporate social responsibility and leadership
Learning partnerships
Corporate universities
Bologna Agreement
47. Benefits of EFMD Quality Initiatives Providing information for market transparency
International recognition of excellence
Mechanism for international benchmarking
Acceleration of quality improvement in international management education
Sharing of good practice and mutual learning
Recommendations for quality improvement and future development of the organisation
48. Institutional Assessment
Whole School Assessment: all programmes, research and other activities
Degree or non-degree programmes, including executive education
Linked to both academic and corporate needs
Involves both academic and corporate stakeholders at all levels
Balance between academic and professional skills
Emphasis on personal development
Corporate links: key criterion
Importance of strategy and governance
Participation of experienced Deans in Peer Review Teams EQUIS Differentiating Factors
49. Internationalisation as a key criterion
Of quality standards
Of reputation
Of the school culture
EQUIS managed by international team
Focus on diversity
Less normative in general but especially on
Curriculum structure and content
Faculty composition and deployment
Random audit vs. exhaustive audit
Consultants rather than auditors
Quality criteria in 10 areas EQUIS Differentiating Factors
50. EQUIS FRAMEWORK
51. The EQUIS Accreditation Process
52. The EQUIS Timing
53. QUALITY RELATED ISSUES IN HIGHER EDUCATION Dr. Christophe Terrasse
EFMD
54. Session agenda and outcomes EQUIS process and timing
Eligibility
Self-Assessment
Peer Review
Q&A
55. EQUIS FRAMEWORK
56. EQUIS Organisation
57. The EQUIS Accreditation Process
58. The EQUIS Timing
60. Eligibility Criteria Three conditions for eligibility:
The institution is within the institutional scope of the EQUIS process
The institution is recognized as a institution of good standing in home market
The institution has a reasonable prospect of getting EQUIS
61. Institutional Scope A degree awarding institution
Has a mission in higher education
Primary focus is management
Has autonomy in design and running programmes
Has clear boundaries
Has a core faculty dedicated to research, teaching, and consulting
Has graduated at least 3 classes in its main degree programme
62. National Standing Is accredited or recommended by a national body, or
Is recommended by EQUAL, or
Can establish that it is a quality school within its own national market
63. Likelihood of Accreditation A strong international orientation
Very close links with the corporate world
High standards of general quality
64. Self-Assessment Report Purpose of Self-Assessment:
Provide an opportunity for the School to
stop and look at its present situation
Carry out a comprehensive strategic review
An unbiased and critical self-examination
65. Self-Assessment Report Purpose of Self-Assessment:
Provide a basis for the Peer review
Contribute to a better understanding of the nature of quality in management education
66. Self-Assessment Report Recommended actions:
Appoint a Project Leader and a Accreditation Committee
Give the Project Leader the resources needed
Accreditation Committee should represent all the stakeholders
Communicate with all stakeholders
67. Self-Assessment Report Recommended actions:
A detailed plan for conducting the self-assessment within one month
Self-Assessment carried out within 6 to 12 months
Liaise with EQUIS during the Self-Assessment
Ensure the national environment is fully explained
68. Self-Assessment Report Format of the report:
100 150 pages plus supporting documents
The EQUIS Quality Dimensions (11) should be covered in 11 chapters
Facts (supported) rather than opinions
69. Training Workshop for Programme evaluators of NBEAC Islamabad, Pakistan
October 10-12, 2011
70. QUALITY RELATED ISSUES IN HIGHER EDUCATION Dr. Christophe Terrasse
EFMD
71. EQUIS FRAMEWORK
72. Context and Strategy The environment in which the school operates
History of the school
National market and competition
Constraints of national environment
Legal status and schools recognition
Organizational structure
73. Context and Strategy Schools decision making process
How is internal decision making reviewed
Mission
Vision for the future
Core values
Strategic positioning and planning
74. Programmes Strategy and policy regarding teaching and learning
Portfolio of the programmes
Strengths and weaknesses of portfolio
How changed over past five year.
How are programmes managed
Process for programme design
Programme content and ILOs
75. Programmes Skills acquired
Managerial skills acquired
Teaching methods used: diversity
Pedagogical innovation
Student assessment
Programme evaluation
Internationalisation
Corporate relevance
76. Students Target market and profiles for in-coming students
Target profile for graduating students
Results of selection processes for each programme
Profile of current student population
Process to prepare students for study
Policy on credit transfer and exemptions
77. Students Summary of progression, completion, failure and drop-out rates
Learning support for students
Personal skills acquired
Business ethics and corporate social responsibility
Career placement
Alumni
Internationalization and Corporate links
78. Faculty Opportunities for sabbaticals
Opportunities to be visiting professors
Academic and professional organizations
Aware of latest developments in their field and in management
International and linked to corporate world
79. Faculty Size, qualification and composition
Business experience
Adequate coverage for programmes
Non-core teaching resources
Faculty management
Management of workloads
Recruitment and induction of faculty
Policy on faculty development
80. Research & Development Research strategy and policy
How organized in school
How is research integrated into the Faculty workload
How is research funded
Process to monitor and evaluate research
Summary of last 5 years
81. Research & Development How research contributes to quality of learning and programme innovation
Policy for promoting innovation
How research contributes to international dimension of school
How relevant to Corporate World
82. Internationalization Strategy for internationalization
How managed
Where positioned in international market
How reflected in student body and faculty
Schools activities outside its home country: student/faculty abroad
83. Internationalization Links to international corporate world
Key relationships with international organizations
Key changes in last 5 years in internationalization
International dimension of research
84. Corporate Connections Strategy regarding relationships with corporate world
How managed
Describe key relationships with corporate partners
Keys changes in last 5 years
85. Executive Education How Ex Ed fits into overall school policy
Positioning of Ex Ed in organization chart: department? Centre?
Portfolio of Programmes
National and international market
Main competitors
Customer base
86. Executive Education Describe customer relationship management
Describe marketing and sales policy
How are participants selected
Describe design process for open and customized
Faculty resources available for Ex Ed
Quality management system
87. Contribution to the Community How does school manage community relations
Schools overall contribution to community
Policy toward staff/faculty involvement in community
Engagement of students in non-profit or humanitarian activities
88. Contribution to the Community Describe the policy towards faculty participation in academic and professional organizations
Does the school have a code of ethics or an Ethics committee?
How does school show concern for environment and disadvantaged communities
89. Resources and Administration Summary of the premises and those shared with host
Describe the educational facilities: auditoriums, classrooms, breakout rooms, social areas
What degree on financial autonomy does the school enjoy?
What are the regulations and constraints that limit this authority?
90. Resources and Administration Explain the budget for the current year
Summarize the financial performance over the past 5 years
Describe the projected financial needs and the plans to meet these targets
Describe the schools internal financial control and reporting systems
Describe library, databases, doc. center
91. Resources and Administration Describe the computing facilities available
Describe the organization for the marketing and promotion of the schools activities
Describe the Marketing and PR strategy
Describe the organization of the supoort services
92. Self-Assessment Report Facts presented in a persuasive manner
Conclusion should make a case for accreditation
93. Composition of Peer Review Committee Four-member team:
3 are members holding (or held) senior positions in the world of management education
One of the above will have experience in the country being visited
The fourth member will be from the corporate world
94. Objectives of the Peer Review To assess the quality of the schools activities against the EQUIS criteria and to make a recommendation to the EQUIS Awarding Body concerning accreditation
To fulfil a consultancy role leading to suggestions for quality improvement and to offer the school the benefits of a strategic audit
95. Peer Review Schedule Visit will last 2.5 days
Visit will begin at 09:00 on the first day and end no later than 14:00 on the third day
Visit will start and finish with a meeting with the Senior Management team
The schedule can be amended as needed by the Peer Review Committee
96. Oral Debriefing Report Given by the Peer Review Committee Chairman
Allows for more informal feedback and more critical feedback
The Senior Management team is expected to listen and take notes---not to intervene
No recommendation is made
97. Peer Review Report The Chairman collates and consolidates comments from the Committee
A draft report is written and sent to the Committee for comments and changes
The edited report is sent to the school by EQUIS for factual corrections
98. Peer Review Report The Final Report is written up and includes:
- EQUIS binding recommendations
- EQUIS non-binding recommendations
- May indicate accreditation immediately:
School can apply to the EQUIS Awarding
Body for accreditation
- If no indication is given, school can wait to
apply and act on the recommendations.
99. EQUIS Awarding Body The EQUIS Director presents the Peer Review Committee report and recommendation to the EQUIS Awarding Body.
Outcomes:
- Accreditation: given for 5 years with a
necessary Progress Report after 30
months
100. EQUIS Awarding Body Outcomes:
- Accreditation: given for 3 years; a
progress report required annually with
conditions given
- Rejection: must wait at least two years
to reapply
101. RECENT CHANGES IN EQUIS EQUIS Process Manual regroups all EQUIS procedures and processes into one document
EQUIS Standards & Criteria in one comprehensive manual
Two programmes assessed more in depth in Self-Assessment Report
Organisation of separate EQUIS accreditation seminars:
Practical Application of 10 EQUIS Standards and Criteria
Understanding the Key Stages of the EQUIS Accreditation Process
Making the Most of the Self-Assessment Report and Preparing an Effective Self-Assessment Report
Deciding Whether You Are Ready for EQUIS Accreditation: Gap Analysis
Quality Assurance Manual includes control and evaluation tools for the services and information provided by the Quality Services Department
102. NBEAC and EQUIS An established accreditation
An institutional accreditation
An international tool
A stronger emphasis on internationalisation A newer initiative
A programme / institutional accreditation
A national tool
103. NBEAC & EQUIS Same philosophy
Both systems are quality improvement tools focusing on excellence
Similar structure and organisation
Eligibility
SAR
Peer review
Awarding body decision
Comparable list of chapters and criteria to be checked
Some procedural differences (such as the PRT composition, the assessment scales)
104. NBEAC accreditation procedures Dr. Christophe Terrasse
EFMD
105. Outline NBEAC Accreditation procedures
General presentation of the NBEAC process
Comparison with the EQUIS & AACSB procedures
Complaint and Appeal procedures
Conflict of interest & Confidentiality agreements
106. NBEAC Accreditation Framework Stages
107. The EQUIS Accreditation Process
108. Conflicts of interest
Conflict of interest with an auditor
Conflict of interest may be in favour or against the audited institution
Need for clear and transparent policies
109. Sources of conflict of interest Relationships with the audited school, such as
Closest competitors or collaborators:
Graduate
Employee
Member of the part-time or visiting faculty
Consultant, advisor or member of an Advisory Board
A current or past personal conflict with the School or any of its current or recent leaders.
Reciprocity: one of the members of the School to be reviewed has in the recent past assessed the reviewers own home institution either in an EFMD review or in some other capacity.
Hidden agendas: having been approached by the School to encourage him or her to volunteer to be a peer reviewer of the School.
Any other reason that could be perceived by others to bias the judgment
110. EFMD policy vis--vis conflicts of interest a) When the Peer Reviewer declares a conflict of interest that may be perceived as a potential source of bias against the School, the Quality Services Department will ask the School to be assessed for approval, as is done for the local Peer Reviewer.
b) When the Peer Reviewer declares a conflict of interest that may be perceived as a potential source of bias in favour of the School, the Quality Services Department will determine whether the Peer Reviewer should be excluded from the specific team.
111. Commitment by experts Obligation for the experts to sign a written document
I hereby agree to respect the confidentiality of all information provided to me in the context of my role as a Peer Reviewer and/or as a member of the EQUIS Awarding Body / EQUIS Committee / EPAS Accreditation Board / EPAS Committee / QS Quality Assurance Committee / CLIP Quality Assurance Committee / CLIP Steering Committee (delete as appropriate).
I also agree to declare any potential conflicts of interest in accordance with the Policy on Potential Conflicts of Interest for EFMD Peer Reviewers
112. Conflict of Interest and Confidentiality Agreement: The Evaluators should comply with NBEAC's procedures on Conflict of Interest and Confidentiality as stated below and shall not take on those assignments prohibited by this policy:
113. Conflict Of Interest: Since its inception, NBEAC has a policy that actual or apparent conflict of interests must be avoided.
"Conflict of interest" means a condition or circumstance where a person is unable or is potentially unable to render impartial services, assistance, advice, assessment, evaluation or decision for NBEAC because of other activities such as:
employed or provided consultancy before the evaluation
- or influencing relationships with other persons of the institution,
-or wherein a person has or may be able to obtain an unfair competitive advantage.
The evaluator shall avoid giving any consultancy to institution that he/she evaluated as part of the NBEAC team, when the evaluation is over. There can be a possibility of conflict of Interest between team members. In such cases, the final decisive authority will rest on the Chairman. The members of AIC/PRP can also announce any conflict of interests with the institution before taking part in Peer Review Process.
114. The Chairman of NBEAC, will determine if a conflict of interest exists when a volunteer in one of the roles described above requests a determination.
In cases where a participant voluntarily identifies an actual, potential, or perceived conflict of interest and absents him or herself from the deliberations and actions, these events will be recorded in writing as part of the meeting record and a copy filed with the Secretariat.
If a request for a determination of an actual, potential or perceived conflict of interest is made to the Chairman, such requests must be made in writing, and the determination by the Chairman is to be in writing, and both are to be filed with the Secretariat.
115. Appeal Procedures Organisation and procedures
116. Management of EQUIS
117. EFMD Board Approves EQUIS policy, standards and procedures based on the proposals submitted by the Quality Service Department after consultation with the EQUIS Committee.
Appoints the members of the Awarding Body and the Committee.
Is also responsible for handling appeals through an established Appeals Procedure
118. EQUIS Committee The EQUIS Committee, composed of academic and corporate representatives, advises the EQUIS Director on the strategic development of EQUIS. All major decisions concerning policy, standards and procedures are submitted to the EQUIS Committee for consultation.
The EQUIS Committee approves the eligibility of Schools that are applying for EQUIS accreditation.
119. EQUIS Awarding Body The EQUIS Awarding Body is composed of representatives of high profile organizations that are stakeholders in the quality improvement of management education.
It evaluates the Peer Review Reports on schools that are applying for EQUIS accreditation and, based on their recommendations, makes the final decision to confer EQUIS accreditation upon those management education institutions that have demonstrated excellence at an international level.
The Awarding Body meets at least three times a year at the request of the EQUIS Director.
120. Peer review team Each Peer Review Team is composed of four members with experience in the organization and delivery of business and management programs. They normally come from 4 different countries.
Each team includes:
The Chair of the Peer Review Team: normally an academic (Dean or equivalent) from a different country from the School being assessed.
An academic representative (Dean or equivalent) familiar with the local educational environment, whose role is to explain the contextual background of the School for the benefit of the Peer Review Team. Normally he or she should speak the language of the country.
Another academic representative (Dean or equivalent)
A corporate representative or member of a professional association
121. Role and responsibilities For a school to be confered the accreditation, it is necessary that:
The EQUIS committee approves the eligibility of the school; based on the datasheet
The school submits a SAR and organise the review in conjunction of the EQUIS Management Team
A peer review composed of 4 auditors visits the school and submits a report to the EQUIS Awarding body as well as some recommendations
The EQUIS awarding makes the final decision based on the report and the recommendations
The decision can be apealed in front of the EFMD Board;
122. Procedures Any School can present an appeal against decisions on eligibility and accreditation.
The President of EFMD then appoints three members of the EFMD Board, one of whom will be the Chair, to serve as a special Appeals Committee mandated to examine the appeal.
The Institution making an appeal must substantiate its claim that there are grounds for review & should submit a detailed statement of its reasons for believing that the decision should be reversed.
The Appeals Committee will study the arguments and the supporting material provided by the institution and consult as appropriate orally or in writing.
123. Appeal Procedures The Appeals Committee will first of all seek to establish whether there are substantive grounds for reviewing the decision being appealed. Substantive grounds for review of a decision may be of two kinds:
a) matters of procedure where it can be demonstrated that the documented process may not have been respected.
b) substantiated evidence that the decision was unjustified in the light of the information made available at the time of the assessment.
124. Outcomes of the Appeal procedure The Appeals Committee does not take a position on the appropriateness of the decision.
It may conclude that
There are grounds for review, in which case it requests that the decision-making body re-examines the case during its next meeting,
That there were failures in the process and that the process should be repeated from the stage where the failure occurred.
That the appeal should be rejected.
125. NBEAC Complaint & Appeal Procedures The procedures for an appeal of accreditation rejection are:
An institution's appeal must be submitted to the NBEAC within 04 weeks from the date of the accreditation decision.
The grounds for an appeal are limited to the following:
The rejection will be arbitrary, capricious or otherwise in disregard of NBEAC accreditation standards;
126. A Business School may appeal against the following decisions:
Rejection of Accreditation as a result of a decision by the NBEAC Council Members.
Renewal of accredited status after 03 years as a result of a decision by the Council Members.
127. The rejection decision will be based against the NBEAC procedures;
The decision will not be supported by facts in the record
The School should provide NBEAC with the documentation and information upon which it intends to rely in support of its Appeal.
Within 04 weeks of receipt of the Schools Appeal along with documentation, the Secretariat will provide the School with a list of five members who are willing and qualified to serve on an Appeal Panel.
128. Within 01 week of receipt of those names, the institution will remove two names from the list and notify the Secretariat of its decision.
The Appeal Panel shall not include any members of the AIC, or Council Members who participated in the process leading to the rejection decision under appeal.
The Appeal Panel shall select one of its members to serve as Chair.
129. The Chair of the Appeal Panel shall determine the date of the hearing and shall notify all parties at least 02-weeks in advance of the hearing.
The hearing shall be an open proceeding unless the Business School requests in writing that it be closed, which request must be made within 01-week of notice of the hearing date.
The hearing shall occur within three (3) months of the rejection decision and be held at location as NBEAC and the Business School may agree.
130. All costs and expenses incurred by NBEAC in providing for the appeal, the hearing, expenses of the Appeal Panel, and all other expenses (exclusive of Appeal Panel fees, if any) in connection with the appeal shall be abide by the Business School, except where the Appeal Panel finds that the rejection decision was based on Section 1-a.If so, then NBEAC shall bear fifty percent of all costs and expenses for the appeal.
131. The final costs associated with the appeal shall be deducted from the estimated deposit(s), and the balance will either be billed or refunded to the institution.
The hearing, which usually will not take more than two (2) hours to complete,
The Appeal Panel does not have the authority to grant accreditation or renew an institutions accreditation.
132. The Appeal Panel must either maintain or challenge the rejection decision.
The Appeal Panel shall act by majority confirmatory vote; a challenge shall only be approved if at least two members of the Appeals Panel vote to challenge.
The committee shall take such action as it shall deem appropriate, consistent with NBEAC rules and procedures, and shall refer such action to the NBEAC Council Members, whose decision shall be final and not subject to further appeal.
133. The decision of the Appeal Panel shall be in writing and shall include a statement of the arguments for the decision. The written decision shall be submitted to the Business School and NBEAC within 02-weeks of the hearing.
The decision of the Appeal Panel shall be final. No requests for reconsideration by the Appeal Panel are permitted or shall be considered.
134. An institution that appeals a negative decision and that negative decision is upheld by the Appeal Panel may not re-enter the NBEAC accreditation process for a minimum of three years following the decision of the Appeal Panel, as applicable.
Should the institution withdraw from or abandon the appeal process after the filing of Grounds for Appeal at any time, the initial action shall stand and the three year exclusion period shall apply from the date of withdrawal or the decision of the Appeal Panel determining that the institution has abandoned its appeal.
135. How to fill the datasheet
136. Role of the datasheet The Datasheet is a short questionnaire that sets out basic factual information about the School and that allows a preliminary assessment of the quality of the School
The Datasheet should be completed in a clear and concise manner and should not exceed 15 pages in length.
The document serves as a basis for the briefing visit and the eligibility decision
137. Content of the data sheet Short, Factual, descriptive information
Content described in Annex II, Booklet 1 (Accreditation procedures)
Mirrors the quality criteria
Strategic management standards
Students quality
Faculty quality (FT & PT)
Stability information
Course load
Resources
International and corporate linkages
138. Differences between the datasheet and the Self Assessment Report Datasheet provides short & descriptive information
SAR provide in-depth analytical information, as well as benchmark
Datasheet is essentially quantitative
SAR is both quantitative and qualitative
Datasheet compiled by the School Administration
SAR provides insight from all the schools stakeholders
139. Datasheet provides standardized and comparable information
SAR provides unique insights of the institution
Datasheet will be screened to check:
If the school fulfills the formal conditions to be accredited
If major issues make the accreditation likely in the near future
If some quality issues can be identified at this stage
SAR
Used for the school as a way to reflect in quality
Is a quality improvement tool
Serves as a basis for the PRT Differences between the datasheet and the Self Assessment Report
140. Mentoring and Self-Assessment Process and content Session 5:
Recommendations from international accreditations systems
Application of NBEAC Model
141. Session Agenda and Outcomes Role of the Self Assessment in the Quality Improvement Process
Team in charge of the self assessment report
Structure of the NBEAC self assessment report
Which kind of information is requested?
Special points under consideration: how to deal with the students contribution to the report?
Q&A
142. Role of the S.A.R Essential part of the quality improvement process
Allows the institution to evaluate itself
Allows to benchmark against its competitors
Allows to share the need for quality improvement among its stakeholders (internal and external)
Allows the collection and analysis of information and the review of the existing procedures
Allows the institution to clarify and formalize its strategy
143. What is a S.A.R The SAR should give a faithful view of the institutions situation
Strategy and goals to achieve in the coming years
Priorities and plans for development
Achievements
Shortcomings and remedies
Milestones
The SAR should give a comprehensive view of the institution
All components needs to be described and assessed
All chapters need to be covered
144. Role of the S.A.R. Essential part of the assessment process
Provides information to the peer review team on a compulsory format
Information provided is both quantitative and qualitative
The information comes from all stakeholders in the school, and not only from the Top Management
S.A.R should be written by the institution, according to the guidelines provided in:
145. What is NOT a self assessment report An incomplete report, ignoring some of the sections
A marketing and promotional tools
An exercise in self-deprecation
A pretext to impose already decided changes
The voice of the top-management
146. Provide an opportunity for the entire institution to take stock of its situation It should be owned by the whole organization
It should:
involve as many people as possible and certainly all the major actors
provide added value to the School through the processes used
present a historical perspective, i.e. how the School has developed and how it sees its future
be a learning process for the School and provide a chance for everyone to gain an overall view of its situation
147. Carry out a comprehensive strategic review The S.A.R provides a review of the strategy process within the School.
It should:
evaluate the overall clarity of the strategic objectives
lead to a better understanding of the market
help the School achieve a balance between ambition and realism
lead to development of a strategic plan which will enable achievement of the strategic objectives within the envelope of currently available and of potential future resources
148. An unbiased and critical self-examination The key objective is to evaluate the Schools effectiveness in attaining its strategic objectives and in striving towards continuous improvement
The Self-Assessment process should identify its current position against the criteria and establish the basis for future action.
ask searching questions
measure its activities against external norms
identify key strengths and weaknesses
evaluate the adequacy of resources and identify key limitations
arrive at a clear understanding of the efforts to be deployed in order to achieve its strategic objectives
149. Provide a basis for the Peer Review The presented information will:
establish a starting point and a balanced evaluation to be tested by the reviewers
provide key data and supporting documentation to aid understanding and to substantiate claims made in the report
150. Differences between the Datasheet and the SAR Datasheet
Provides short, descriptive information about the institution
Is compiled by the management
Used for the eligibility check and a basic evaluation of the school potential to reach the accreditation
May flash issues to be resolved before engaging in the accreditation process
Is the official start of the procedure Self Assessment Report
Provides detailed, analytic description of the institution
Provides both quantitative and qualitative information
Has both a historical perspective and a description of the future strategy and its implementation
Is the result of a long process involving all the institution stakeholders
151. Methodology of the S.A.R. The institution should appoint or form:
The accreditation project manager
Should be qualified
Should have the support of the institutions
Should be able to request the contribution of the various stakeholders
Should not be seen as the Management spy
The accreditation committee
Composed of representatives from key stakeholder groups, including external stakeholders and students
152. Communication Provide full and open explanation of:
Why is the school is seeking the accreditation?
What the process will bring to the school?
The organization and the aims of the accreditation process and in particular, of the Self-Assessment exercise?
The quality criteria against which the institution will be benchmarked
The requested contribution of the various stakeholders
What is the information to be provided?
Under which form?
Main deadlines?
153. Communication Communication of the process should be continuous during all the process
Initiation request
Eligibility
Briefing visit, if advisable
SAR process
Peer review and debriefing
Communication should also allow to reinforce the stakeholders motivation and commitment
154. Which kind of information should be provided? Information is both qualitative
Allow the understanding the situation and its evolution beyondthe mere quantitative description
and quantitative
Should also allow the assessment of the quantitative positioning of the School in relation to each criterion
The general structure and order should be followed whenever possible
Allows comparisons and benchmarks for the NBEAC team
Facilitates the work of the reviewers
155. Which kind of information should be provided? All chapters (when relevant) should be covered
Some questions may be left blank
But the report should give a faithful and comprehensive view of the situation
Expected length of the SAR (indicative)
100-150 page, excluding the annexes & supporting documents
Annexes and supporting document should clearly be separated
Some of the supporting documents will be made available during the review
Average duration of the process:
Between 6 months and 1 year
Report should be sent 6 weeks before the Peer Review
156. Key features of the Self Assessment Systematic process
the Self-Assessment should be well-planned, thorough and comprehensive.
Methodology should answer key questions, rather than simple application of a tick-box approach.
Objectivity and balance
Provide a balanced statement of current strengths and weaknesses, opportunities and threats (SWOT)
Determine the action needed to address these issues.
The review team should use as many sources of information as possible.
157. Key features of the Self Assessment Participation;
in collecting data and evaluating the results of the review, the School should involve a variety of groups to agree key conclusions and recommendations:
Improves the objectivity,
Improves the communication and commitment to the findings.
158. Content of the Self ASSESSMENT report NBEAC requirements
and comparison with the EQUIS system
159. GUIDANCE TO SELF ASSESSMENT REPORT Mission and Background
The Environment
Law and Governance
Vision and mission
Strategic positioning and objectives
160. EQUIS corresponding chapter for reference Chapter 1: Context, Governance and Strategy
History of the School (1-page summary table)
Organization Chart showing reporting lines
Chart showing the Committee structure
List of members in the Schools Governing Body and/or Advisory Board (indicating name, position, organization, nationality, year of appointment)
161. GUIDANCE TO SELF ASSESSMENT REPORT Curriculum Quality
Program design
Program Content
Program Delivery
Student assessment and program evaluation
162. Chapter 2: Programmes
A list of international academic partners with an indication of the type of cooperation (joint degree, student exchange, research collaboration, faculty exchange)
A table indicating international student enrolment in the Schools various programmes over the past three years (if appropriate, cross-reference to Chapter Students)
A table indicating student exchange flows in the Schools various programmes (if appropriate, cross-reference to Chapter Students) EQUIS corresponding chapter for reference
163. GUIDANCE TO SELF ASSESSMENT REPORT Students
Target Profiles
Selection
Career placement
164. Chapter 3: Students
A Table providing for each programme the statistical information about the selection and admissions process (applications, offers, acceptances, enrolment, full-time
equivalent in the case of part-time students).
A list of major employers over the past 5 years
A Table describing the outward and inward flows of international exchange students, with a breakdown by programme, by country of destination or by country of origin, by partner School, by length of stay. EQUIS corresponding chapter for reference
165. GUIDANCE TO SELF ASSESSMENT REPORT Faculty
Faculty size and composition
Faculty strategy and management
Faculty Development
166. Chapter 4: Faculty
A summary list of the core faculty indicating: name, academic rank, highest degree,
where degree obtained, nationality, subject area, date of appointment, percentage of full time engagement in the case of contracts that are less than full time(i.e. 75%, 50%, etc)
A table showing faculty staffing levels over the past five years, including the number of new appointments and the number of departures for each year, with a breakdown by category or rank.
Distribution of the core faculty by academic department when appropriate.
A table setting out for the current year the key statistics for the faculty (gender distribution, age distribution, nationality mix, number of Ph.Ds, etc.). EQUIS corresponding chapter for reference
167. GUIDANCE TO SELF ASSESSMENT REPORT Research And Development
Research activities
Development activities
168. Chapter 5: Research and Development
Provide pertinent numeric data on output
Explain on the basis of what criteria research production numbers are placed into a particular category. For instance, how are internationally refereed journals defined by the School?
A table listing funds received from research grants, commissioned research or company sponsorship over the past five years
Membership of the Research Committee EQUIS corresponding chapter for reference
169. GUIDANCE TO SELF ASSESSMENT REPORT Social Role and Responsibility
Resources
Financial Management
Equipment and premises
Library and research services
New technology communication
170. Chapter 7: Contribution to the Community
Examples of community outreach activities
Chapter 8: Resources and Administration
Marketing strategy/plan
The budget for the current year and forecast budgets for coming years where available
The Schools financial accounts for the last 5 years broken down by main activity area (income statements and balance sheets) EQUIS corresponding chapter for reference
171. GUIDANCE TO SELF ASSESSMENT REPORT Relations with business world
Procedures to manage the relationships
Review of modifications
Provision of current statement of international policy
Description of procedures to manage the international school policy and relationships
172. Chapter 10: Corporate Connections
List of the Schools principal corporate partners indicating the nature of their relationships
Provide details of corporate funding when applicable
173. GUIDANCE TO SELF ASSESSMENT REPORT Personal Development
Development procedures
Individual Development Support
Development of practical skills
174. GUIDANCE TO SELF ASSESSMENT REPORT Executive Education
Executive education within school
Manufactured portfolio
Advertising
Program Standards
Faculty and recourses
175. Chapter 6: Executive Education
Budgetary information with the breakdown of revenues by open and customized programmes
Statistical data concerning the number and type of programmes offered, the number of participants, the number of training days, etc. This information is intended to facilitate the Peer Review teams understanding of the nature and scope of the executive education provision. This information should be presented in the form of a table.
A list of the Schools key clients in the field of executive education in the past three years
176. Specific case of the student feedback and contribution to The SAR Issues and challenges
Specific questions
177. Specific case of the students participation in the S.A.R Very important source of feedback and evaluation
Students may be the most versatile source
The students group should be sufficiently large and representative
Group of students rather than by a group of student representatives
Ideally coming from a selection of the Schools main programmes and, if possible, including some exchange students.
Necessity to assess the information given
Quality
Reliability
Realistic
178. Mission and Background & Curriculum Quality Mission & Background
How is the School perceived by prospective and current students?
What formal and informal mechanisms exist for students to participate in the governance of the School and the quality assurance of its activities?
Curriculum Quality
What opportunities exist for students to evaluate the programmes (rather than the subjects) they are taking and to provide constructive input into programme design or programme updating?
How can you signal
repetitions in content in different subjects?
poor sequencing of subjects?
disproportion in relative length of subjects?
inadequate prerequisites for specific subjects?
179. Students How well are students supported throughout their studies?
Access to operational information: schedule, syllabus, pedagogic materials, last minute
changes, etc.
Counseling services
Individual learning support (tutorials, coaching)
Personal development
Careers advice
Number of students in classroom
Accessibility of professors
180. Faculty and teaching staff What is the student perception of the quality of the Schools teaching staff (strengths and weaknesses).
Are they well prepared for class?
Are they motivated?
Do they show actual concern for your learning?
Does their research or consulting have any impact on your learning?
Do they convey support or disdain for the School and its activities in the classroom?
Process and impact of student assessment of the quality of the faculty:
What teaching evaluations take place, are they well designed and what impact do they have?
How and how well are complaints dealt with?
What is the quality of the feedback that students receive from their assessments?
181. Social Role and Responsibility Social Role and Responsibility
Opportunities that exist for students to participate in extra curricular activities and community outreach programmes?
What is the consequent uptake of these activities by students?
To what extent does the School communicate the value of ethical or socially responsible behavior in the management profession?
Does the School show practical concern for this behavior on the part of both students and staff while they are at the School?
182. Resources How well do the Schools facilities support the student throughout his/her studies?
Campus layout, accessibility in the city, parking, public transportation
Cafeteria/restaurant, common rooms
Auditoriums, class rooms, breakout rooms
Residential facilities functionality and appearance
Information and documentation facilities, e.g. libraries, databases, etc.
Computer facilities and support
Administrative staff
183. Relations with business world How well connected is the School to the corporate world?
How is this brought into the learning experience for students?
184. Thank You !!